U.S. Supreme Court
McGilvra and Bressler v. Ross, 215 U.S. 70 (1909)
McGilvra and Bressler v. Ross
Argued October 19, 20, 1909
Decided November 15, 1909
215 U.S. 70
APPEAL FROM THE UNITED STATES CIRCUIT COURT
OF APPEALS FOR THE NINTH CIRCUIT
While the construction of the act of Congress under which a patent issued and what rights passed under the patent present federal questions which give the circuit court jurisdiction of the case as one arising under the laws of the United States, if prior decisions have so defined such rights that they are removed from controversy, jurisdiction does not exist in the absence of diverse citizenship.
The decision in Shively v. Bowlby, 152 U. S. 1, which determined the relative rights of a patentee of the United States and one holding under a conveyance from the land below high water mark applies equally to lands bordering on navigable waters, whether tidal or inland, and the test of navigability is one of fact. Each state has full jurisdiction over the lands within its horders including the beds of streams and other waters, Kansas v. Colorado, 206 U. S. 46, 206 U. S. 93, subject to the rights granted by the Constitution to the United States. chanroblesvirtualawlibrary
Where the circuit court is without jurisdiction because the federal questions presented by the bill are no longer open to discussion, it should dismiss the bill and not decide it on the merits in order that the plaintiff's rights, if any, may be litigated in the state courts.
164 F.6d 4 affirmed as to lack of jurisdiction, and case remanded for dismissal.
These cases were consolidated in the circuit court. The appellants were complainants in the suits, respectively, and asserted title by virtue of patents from the United States to lands bordering on and touching Lakes Washington and Union in the State of Washington, to the lands below the high water mark of said lakes respectively, against a title claimed by the state. The appellee James P. Agnew is the Auditor of the County of King, and the other appellees constitute the board of land commissioners of the state.
The fundamental question presented is whether rights below high water mark passed to the patentees as appurtenant to the uplands conveyed to them, or whether they vested in the state upon its admission into the Union, and are subject to the control of the state.
The patent in the McGilvra case was issued in 1866, under the Act of Congress of April 24, 1820, entitled, "An Act Making Further Provision for the Sale of the Public Lands;" that in the Bressler case was issued under the provisions of the Act of Congress of September 27, 1850, entitled
"An Act to Create the Office of Surveyor General of the Public Lands in Oregon, and to Provide for the Survey, and to Make Donations to Settlers of the Said Public Lands."
It is alleged that the lakes are respectively nontidal bodies of water, situated wholly within the County of King, Lake Washington being about twenty miles in length, with an average breadth of three miles, and Lake Union being about three miles in length, with an average breadth of one mile, and that neither lake has an outlet, navigable for boats, scows, or lighters, and at all times has been confined to the conveyance of passengers of freight to and from different points upon said lake, and that neither lake is now or ever has been chanroblesvirtualawlibrary
susceptible of navigation so far as the carrying of passengers or freight is concerned, to points upon the lake from different counties of the state, to and from other states, or to and from foreign nations, and that the same can never be used unless it be by a very extensive system of canals or dredging of the outlet thereof.
It is alleged that the height of the waters of Lake Washington is dependent upon the amount of rainfall, and that the rise and fall of the water "covers and uncovers many hundreds of thousands of square feet of land" in the patented tracts, exceeding the value of $40,000. As to Lake Union, it is alleged that, by a dam constructed about fifty years ago, its waters were raised and are maintained about seven feet higher than their natural level. And further that a ditch has been excavated, crossing a narrow neck of land which separates Lake Union from Lake Washington, through which the waters of the latter flow into Lake Union, and keep its waters at practically the same level.
It is further alleged that, by virtue of the patents and the acts of Congress under which they are issued, there became vested in the patentees and their successors the ownership of those portions of the lakes immediately in front of the tracts patented "out into" the "deep waters" of the lakes, subject only to the supervision in their use of the same to the extent that they be so used by the proprietor thereof; that said proprietor should not and did not interfere with the rights of other riparian owners and the rights of the public in navigating the waters of said lake. And that they became and are vested from the dates of the several patents with the exclusive right and privilege to make such fills in shallow water, and to erect such piers, docks, and warehouses, as might be convenient and necessary to aid and facilitate the navigation upon the waters of the lakes, and that said rights were so vested,
"limited only by the rights of supervision in the government; that said rights be exercised in such a manner that there should be no interference with the rights of other riparian owners, or with
the rights of the public to freely navigate upon the navigable waters of said lake,"
and that these rights were conveyed by the patents many years before the admission of Washington into the Union.
It is alleged that the state was admitted into the Union November 11, 1889, and that Article XVII, § 1, of the constitution of the state reads as follows:
"The State of Washington asserts its ownership to the beds and shores of all navigable waters in the state . . . up to and including the line of ordinary high water within the banks of all navigable rivers and lakes; provided, that this section shall not be construed so as to debar any person from asserting his claim to vested rights in the courts of the state."
That, by virtue of this provision, the state claims the ownership in fee of all the waters and lands under the waters of the lakes up to and including the line of ordinary high water, and, by reason of such claim of ownership, the legislature passed Senate Bill No. 101, which was approved by the Governor February 4, 1907, and took effect immediately upon its passage. The act was entitled
"An Act to Provide for the Establishment of Harbor Lines, Survey, Platting, and Appraisal of Shore Lands of the First Class of Lakes Washington and Union, in King County, Washington, the Sale and Disposition of Said Shore Lands, the Creation of the Alaska-Yukon-Pacific Exposition Fund, and Declaring an Emergency."
It is also alleged that it is provided in said act that
"the Board of Land Commissioners of the State of Washington, acting as a board of harbor line commission or other proper official capacity, as now authorized by law, shall, as soon as possible after the passage of this act, and not later than July 1, 1907, establish harbor lines in Lakes Washington and Union, situated in King County, Washington, in front of the City of Seattle, . . . and to survey, plat, examine, and appraise such shore lands of the first class within or in front of the
limits of the said City of Seattle. . . . After the establishment of said harbor lines and the survey, platting, examination, and appraisal, as aforesaid, a copy of the plat and record thereof, as required by existing law, shall be deposited with the County Auditor of King County, Washington, and another copy shall be delivered to the Commissioner of Public Lands of this state, and the same shall be filed and safely kept as required by law."
It is further alleged that the board has proceeded to survey the lands belonging to the appellants respectively, and has included therein those portions which lie between the line of ordinary high water and the line of low water out into the lakes to a point where the depth is thirty feet, and that the plat thereof covers the property of the appellants.
It is alleged that John J. McGilvra, the original patentee in the McGilvra case, "did erect and construct out into the waters of Lake Washington a wharf in front of a portion" of the patented lands, which was erected and maintained at great expense, to facilitate the commerce of the lake, and which was for many years the only wharf within the limits of Seattle. It is alleged that the wharf is still owned by the appellants in the case, and still used for the purpose above mentioned, and is, with the privilege connected therewith and appurtenant thereto, of greater value than $10,000.
It is also alleged in the Bressler case that the owners of the lands alleged therein to have been patented constructed a dock or whart into the waters of Lake Union, for a landing place for passengers and freight, and it was and is used for that purpose, and that the appellant Bressler has, since his ownership of the property, further improved the same by covering nearly all of it with buildings, which have long been occupied by his tenants for the purpose of trade and manufacture, and the value of the wharf and and building exceed $12,000, and the value of the property $75,000.
It is alleged in both cases that, by the constitutional provision above mentioned, the state "seeks to confiscate without chanroblesvirtualawlibrary
compensation, and, if declared valid and of effect, will confiscate without compensation, the rights of" appellants in and to all the rights hereinbefore set forth as vested for a period of twenty-four years before the admission of the state, and will divest appellants of their said property rights without compensation and without due process of law, all of which, it
"is alleged, is contrary to the protection guaranteed to the citizens of the United States by the Fourteenth Amendment of the Constitution of the United States."
And as to the acts and threatended acts of the appellees, above described, and other acts which they threaten in pursuance of the statute of February 4, 1907, it is alleged that they will cast a cloud upon the respective rights, titles, and properties of the appellants in the respective cases, to their damage respectively in the sums of $5,000, $25,000, and $100,000, and that they will take and convert into money the properties of the respective appellants without compensation and without due process of law, and that appellants have no plain, speedy, or adequate remedy at law.
Injunctions were prayed, provisional and perpetual, also general relief.
Demurrers were filed to the bills on the ground that they exhibited no equities in the respective complaints, and on the ground that the court was "without jurisdiction of the parties or the subject matter."
Alfred J. Pritchard and others were allowed to intervene in the McGilvra case and Frank T. Hunter and others were allowed to intervene in the Bressler case as parties complainant.
The circuit court did not pass on the question of jurisdiction, saying:
"As the bills fully disclose the extent of the complainants' claims to relief, it results that the demurrers must be sustained and the suits dismissed for want of equity."
161 F.3d 8. A decree was entered accordingly. The circuit court of appeals, however, discussed the question of jurisdiction, and said:
"The circuit court was therefore without jurisdiction in
these cases, and the bills of complaint were properly dismissed. The views here expressed would require this sourt to affirm the decrees of the circuit court dismissing the bills of complaint if the cases were considered on their merits."
"The decree of the circuit court is affirmed."
MR. JUSTICE McKENNA after stating the as delivered the opinion of the Court.
The appellants are citizens of the State of Washington, and rely therefore upon the eixstence of federal questions to sustain the jurisdiction of the circuit court. These questions are asserted to be (and we give the language of counsel):
"(1) the validity and effect of the several patents of the United States in respect to the claim of ownership thereunder, as set forth in the bill of complaint; (2) the invocation of the protection of the Fourteenth Amendment of the federal Constitution by these plaintiffs against the threatened taking of their property"
by "the several acts of the legislature of the State of Washington and the procedure directed thereunder."
It is manifest that the first is the primary question. If the appellants did not derive the rights contended for by the patents, they have no rights to be impaired, even assuming, as we have assumed in this discussion, that the action of the state has proceeded far enough to be a trespass upon or an impairment of them. But whether such rights passed involves the construction of the acts of Congress under which the patents issued, and, necessarily, of the effect of the patents, and presents a federal question, if prior decisions have not defined chanroblesvirtualawlibrary
such rights and removed them from controversy. This is contended by appellees, and Shively v. Bowlby, 152 U. S. 1, is cited. And, as we have seen, the circuit court of appeals took this view. Appellants attack it, and contend that the facts of Shively v. Bowlby are so far different from those in the case at bar as to make that case inconclusive of the questions presented in the latter. A determination of the scope of Shively v. Bowlby becomes necessary. The controversy in that case was between a title by United States patent under the Oregon donation land law, so called, being the Act of Congress, September 27, 1850 (and the same law under which the title in the Bressler case is derived), to lands bounded by the Columbia River, and a title derived under the act of the State of Oregon, entitled, "An Act to Provide for the Sale of Tide and Overflowed Lands on the Seashore and Coast" to lands below high water mark on that river. The issue therefore was accurately presented between a title under a patent of the United States and one conveyed by a state in the exercise of its dominion over lands below high water mark. The issue in the case at bar is exactly the same. But a distinction is pointed out, and on that distinction appellants' contentions and arguments are based. The Shively case was concerned with shore lands within the ebb and flow of the tide. In the case at bar, the lands border on navigable waters, but not on tidal waters. The Shively case, it is therefore contended, as we have said, is not applicable, for it is said that whenever the
"court, in deciding said cause, used the term 'navigable waters' in discussing the case then before it, said term meant tidal waters, for the question of rights upon tidal waters was the only question therein presented."
The argument to sustain the contention is not confined to an analysis of the case, but goes beyond, and by the citation of many cases seeks to determine the riparian rights of appellants by the common law test of navigability -- to-wit, the ebb and flow of the tide. The contention is that, when the patents were issued to the respective appellants,
"the common law of England
in relation to riparian ownership was in full force in the Territory of Washington, and, in the absence of statutes passed by the United States changing, modifying, or varying the common law in regard to grants of land,"
such grants carried, unless there was an express reservation, as "appurtenances thereunto belonging," such riparian ownership, and from this it is contended that appellants "received with their several patents a grant in fee to the waters" of Lakes Union and Washington, respectively, "in front of the several tracts of land to the middle of said lakes." We will not review the reasoning by which this contention is attempted to be supported. It is enough to say that the test of navigability of waters insisted on has had no place in American jurisprudence since the decision in the case @ 53 U. S. 11) that, on account of the
"diversity of view as to the scope and evvect of the previous decisions of this Court upon the subject of public and private rights in lands below high water mark of navigable waters,"
it appeared "to be a fit occasion for a full review of those decisions and a consideration of other authorities upon the subject." And the term "navigable waters," as there used, meant waters which were navigable in fact. The definition was not inadvertent or unnecessary. It was that to which the reasoning conducted and which became the test of the dominion of the national and state governments over shorelands and the rights which they had or could convey. Hence, this conclusion by the Court (p. 152 U. S. 57):
"The title and rights of riparian or littoral proprietors in the soil below high water mark therefore are governed by the laws of the several states, subject to the rights granted to the United States by the Constitution."
It was observed that the United States, while it held the country as a territory, having all the powers of national and of municipal government, might have granted for appropriate purposes rights and titles below high chanroblesvirtualawlibrary
"as most in accordance with the interest of the people and with the object for which the territories were acquired of leaving the administration and disposition of the sovereign rights in navigable waters, and in the soil under them, to the control of the states respectively, when organized and admitted into the Union."
This policy, it was remarked, as "to navigable waters and the soils under them, whether within or above the ebb and flow of the tide," has been "constantly acted upon." And hence it was further said:
"Grants by Congress of portions of the public lands within a territory to settlers thereon, though bordering on or bounded by navigable waters, convey, of their own force, no title or right below high water mark, and do not impair the title and dominion of the furture state when created, but leave the question of the use of the shores by the owners of uplands to the sovereign control of each state, subject only to the rights vested by the Constitution in the United States."
The conclusion necessarily follows, as expressed by the Court, that the state may dispose of its lands under navigable waters "free from any easement of the upland proprietor."
Joy v. St. Louis, 201 U. S. 332, is to the same effect. See also Scranton v. Wheeler, 179 U. S. 141, 179 U. S. 190; United States v. Mission Rock Co., 189 U. S. 391; Kansas v. Colorado, 206 U. S. 46-93. In the latter case, it was said, as a deduction from many previous cases, including Shively v. Bowlby, "that each state has full jurisdiction over the lands within its borders, including the beds of streams and other waters." Barney v. Keokuk, 94 U. S. 324, was quoted from as follows:
"And since this Court, in the case of The Genesee Chief, 12 How. 443, has declared that the Great Lakes and other navigable waters of the country above as well as below the flow of the tide are, in the strictest sense, entitled to the denomination of navigable waters, and amenable to the admiralty jurisdiction, there seems
to be no sound reason for adhering to the old rule as to the proprietorship of the beds and shores of such waters. It properly belongs to the states by their inherent sovereignty, and the United States has wisely abstained from extending (if it could extend) its survey and grants beyond the limits of high water."
It follows from these views that the circuit court of appeals rightly decided that the questions presented by the bill are no longer open to discussion, and that the circuit court was without jurisdiction. But the circuit court of appeals, overlooking the fact that the decree was not of dismissal simply, but on the merits affirmed it. To correct this inadvertence, the decree of the circuit court of appeals must be reversed and the cause remanded to the circuit court, with directions to set aside the decree on the merits, and sustain the demurrer for want of jurisdiction, and, on that ground, dismiss the suits. This will enable appellants to litigate in the state courts whatever riparian rights they may have under the laws of the state and the constitutional provisions hereinbefore set out.
MR. JUSTICE HOLMES concurs in the result.