U.S. Supreme Court
Waskey v. Hammer, 223 U.S. 85 (1912)
Waskey v. Hammer
Argued December 7, 1911
Decided January 22, 1912
223 U.S. 85
CERTIORARI TO THE CIRCUIT COURT OF APPEALS
FOR THE NINTH CIRCUIT
A discovery of mineral within the limits of a mining claim is essential to its validity; proximity will not suffice.
An original location is invalidated by readjusting the lines so as to exclude the point or place of the only prior discovery.
A readjusted location becomes effective as of the date of the readjustment as though it were a new one, and if the locator is disqualified at the time of the readjustment, the location is invalid.
A prohibition against purchase of public lands by officers of the Land Department and employees is to prevent abuse and inspire confidence in administration of the land laws, and should be construed broadly to include officials and employees of subordinate offices and all methods of securing title to public lands under the general laws.
A United States mineral surveyor is disqualified under § 452, Rev.Stat., from making a mining location.
Although the opinion may possibly go beyond the necessities of the case concerning the statute, if it states the natural effect to be given to a statute, and that view is accepted and acted upon for many years by the Department enforcing it, the construction should not be disturbed.
The general rule of law that an act done in violation of statutory prohibition is void, and confers no right upon the wrongdoer, held applicable in this case and not subject to the qualification that it was the legislative intent that, under the circumstances of the case, the statute should not apply.
The fact that a statute prescribes a penalty for the doing of a prohibited act does not confine the scope of the statute to the prohibition, or make the prohibited act valid as against parties other than the government, and so held as to § 452, Rev.Stat.
170 F. 31 affirmed.
The facts, which involve the construction of the mining laws of the United States and conflicting claim thereunder, are stated in the opinion. chanroblesvirtualawlibrary
MR. JUSTICE VAN DEVANTER delivered the opinion of the Court.
This was an action of ejectment, the subject matter of which was the overlapping portions of two placer mining claims in Alaska, one known as the Golden Bull and the other as the Bon Voyage. The plaintiffs claimed the area in conflict as part of the Golden Bull, and the defendants claimed it as part of the Bon Voyage. The facts, as they must be accepted for present purposes, are these:
In 1902, the Bon Voyage was located by J. Potter Whittren, he having previously made a discovery of placer gold within the ground which he included in the claim. Although not intended to be excessive, the claim embraced a trifle more than 20 acres, the maximum area permitted in a location by one person. In 1903, Whittren, upon ascertaining that fact, drew in two of the boundary lines sufficiently to exclude the excess, and in doing so left the point or place of his only prior mineral discovery outside the readjusted lines. Later in 1903, he made a discovery of placer gold within the lines as readjusted. At the time of drawing in the lines and making the subsequent discovery, he was a United States mineral surveyor, but was not such at the time of the original location. In 1904, the Golden chanroblesvirtualawlibrary
Bull was located by B. Schwartz, and included a part of the ground embraced in the Bon Voyage. Neither claim was carried to patent or entry, and when the action was begun, the defendants were in possession. The plaintiffs other than Schwartz claimed under him, and the defendants other than Whittren claimed under conveyances from him, made after 1904.
Upon the trial, the court, at the instance of the plaintiffs, directed a verdict in their favor substantially upon the following grounds, taken collectively: 1. A discovery of mineral within the limits of a mining claim is essential to its validity; 2. The original location of the Bon Voyage was invalidated by the readjustment of its lines whereby the point or place of the only prior discovery of mineral was left without those lines; 3. The readjusted location was invalid because, at the time of the discovery of mineral therein, Whittren, being a United States mineral surveyor, was disqualified to make a location under the mining laws. The jury returned a verdict as directed, judgment was entered thereon, the judgment was affirmed by the Circuit Court of Appeals for the Ninth Circuit, 170 F. 31, and the case is here upon certiorari. 216 U.S. 622.
Conceding that the unintentional inclusion of a trifle more than twenty acres in the Bon Voyage as originally located was an irregularity which did not vitiate the location, but merely made it necessary that the excess be excluded when it became known (Richmond Mining Co. v. Rose, 114 U. S. 576, 114 U. S. 580; McIntosh v. Price, 121 F.7d 6; Zimmerman v. Funchion, 161 F.8d 9), we come to consider whether the location was invalidated when, by the readjustment of its lines, it was left without a mineral discovery therein. The mining laws, Rev.Stat. §§ 2320, 2329, make the discovery of mineral "within the limits of the claim" a prerequisite to the location of a claim, whether lode or placer, the purpose being to reward the chanroblesvirtualawlibrary
discoverer and to prevent the location of land not found to be mineral. A discovery without the limits of the claim, no matter what its proximity, does not suffice. In giving effect to this restriction, this Court said, in Gwillim v. Donnellan, 115 U. S. 45, that the loss of that part of a location which embraces the place of the only discovery therein is "a loss of the location." Possibly what was said went beyond the necessities of that case, critically considered, but it illustrates what naturally would be taken to be the effect of the statute, and as that view of it has been accepted and acted upon for twenty-five years by the Land Department and by the courts in the mining regions, it should not be disturbed now. It follows that when, in 1903, Whittren excluded from the Bon Voyage the only place at which mineral had been discovered therein, he lost the location. That his purpose was not to give up the location, but only to eliminate the excess in area, is immaterial, because, although free to exclude any other part of the claim and to retain that embracing the discovery, he excluded the latter, and thereby caused the location to be without a discovery within its limits. Possibly, as was suggested in argument, the discovery was excluded because it was not deemed sufficiently promising to make its retention advisable, but, however that may have been, its exclusion defeated the location and left the lands therein "open to exploration and subject to claim for new discoveries." Ibid.
As no adverse right had intervened at the time of Whittren's subsequent discovery of mineral within the limits of the readjusted location, it must be conceded that that location became effective as of that time, just as if he had then marked those limits anew (2 Lindley on Mines, §§ 328, 330), unless he was then disqualified to make a location by reason of his having become a United States mineral surveyor, and so it is necessary to consider whether such a surveyor is within the prohibition of Rev.Stat. chanroblesvirtualawlibrary
§ 452, and, if so, whether that prohibition made the readjusted location void, or only voidable at the instance of the government. That section reads:
"The officers, clerks, and employees in the General Land Office are prohibited from directly or indirectly purchasing or becoming interested in the purchase of any of the public land, and any person who violates this section shall forthwith be removed from his office."
Mineral surveyors are appointed by the surveyor general under Rev.Stat. § 2334, and their field of action is confined to the surveying of mining claims and to matters incident thereto. They act only at the solicitation of owners of such claims, and are paid by the owners, not by the government; but their charges must be within the maximum fixed by the Commissioner of the General Land Office, and their work must be done in conformity to regulations prescribed by that officer. They are required to take an oath, and to execute a bond to the United States, as are many public officers. Within the limits of their authority, they act in the stead of the surveyor general and under his direction, and in that sense are his deputies. The work which they do is the work of the government, and the surveys which they make are its surveys. The right performance of their duties is of real concern not merely to those at whose solicitation they act, but also to the owners of adjacent and conflicting claims and to the government. Of the representatives of the government who have to do with the proceedings incident to applications for patents to mining claims, they alone come in contact with the land itself, and have an opportunity to observe its situation and character, and the extent and nature of the work done and improvements made thereon, and it is upon their reports that the surveyor general makes the certificate required by Rev.Stat. § 2325, which is a prerequisite to the issuance of a patent. See Mining Regulations of July 26, 1901, paragraphs chanroblesvirtualawlibrary
90, 115-169, 31 L.D. 474, 489, 493; Gowdy v. Kismet Gold Mining Co. 24 L.D.191, 193. The resume of their authority and duties, and of their relation to the surveyor general and the General Land Office, satisfies us that they are within the prohibition of § 452. That prohibition is addressed not merely to the officers of the General Land Office, or to its officers and clerks, but to its "officers, clerks, and employees." These words, taken collectively, are very comprehensive, and easily embrace all persons holding positions under that office and participating in the work assigned to it, as is the case with mineral surveyors. The purpose of the prohibition is to guard against the temptations and partiality likely to attend efforts to acquire public lands, or interests therein, by persons so situated, and thereby to prevent abuse and inspire confidence in the administration of the public land laws. So understanding the letter and purpose of the prohibition, we think it embraces the location of a mining claim by a mineral surveyor. True, it is addressed to officers, clerks, and employees "in the General Land Office," and is directed against "the purchase of any of the public land" by them; but in view of the terminology common to public land legislation, we think the reference to the General Land Office is inclusive of the subordinate offices or branches maintained under its supervision, such as the offices of the surveyors-general and the local land offices, and that the term "purchase" is inclusive of the various modes of securing title to or rights in public lands under the general laws regulating their disposal.
That the construction which we here place upon § 452 is the one prevailing in the Land Department is shown in its circular of September 15, 1890, 11 L.D. 348, wherein it is said:
"All officers, clerks, and employees in the offices of the surveyors general, the local land offices, and the General Land Office, or any persons, wherever located, employed under the supervision of the Commissioner
of the General Land Office, are, during such employment, prohibited from entering or becoming interested, directly or indirectly, in any of the public lands of the United States."
The published decisions of the Secretary of the Interior, although disclosing instances in which that construction has been departed from or doubted, Dennison and Willets, 11 Copp's Land-Owner 261; Lock Lode, 6 L.D. 105; W. H. Leffingwell, 30 L.D. 139, show that in the main it has been closely followed. McMicken, 10 L.D. 97, and 11 L.D. 96; Muller v. Coleman, 18 L.D. 394; John S. M. Neill, 24 L.D. 393; Floyd v. Montgomery, 26 L.D. 122, 136; Frank A. Maxwell, 29 L.D. 76; Alfred Baltzell, 29 L.D. 333; Seymour K. Bradford, 36 L.D. 61.
In principle, the recent case of Prosser v. Finn, 208 U. S. 67, goes far to sustain the view here expressed. There, a special agent of the General Land Office, whose field of duty was in the State of Washington, made an entry of public land under the timber culture law, and thereafter in all respects complied with that law. But it was held by this Court that he was, in every substantial sense, an employee in the General Land Office, and therefore was within the prohibition of § 452.
The general rule of law is that an act done in violation of a statutory prohibition is void and confers no right upon the wrongdoer; but this rule is subject to the qualification that when, upon a survey of the statute, its subject matter, and the mischief sought to be prevented, it appears that the legislature intended otherwise, effect must be given to that intention. Miller v. Ammon, 145 U. S. 421, 145 U. S. 426; Burck v. Taylor, 152 U. S. 634, 152 U. S. 649; Connolly v. Union Sewer Pipe Co., 184 U. S. 540, 184 U. S. 548. Here, we think the general rule applies. The acts described in § 452 are expressly prohibited under penalty of dismissal. There is in its language nothing indicating that its scope is to be confined chanroblesvirtualawlibrary
to the exaction of that penalty, Prosser v. Finn, supra, or that acts done in violation of it are to be valid against all but the government. Nor is there anything in its subject matter or in the mischief sought to be prevented which militates against the application of the general rule. On the contrary, it is reasonably inferable from the language of the section and the situation with which it deals that it is intended that violations of its shall be attended by the ordinary consequences of unlawful acts. We therefore are of opinion that the readjusted location was void.