U.S. Supreme Court
Frisbie v. Whitney, 76 U.S. 9 Wall. 187 187 (1869)
Frisbie v. Whitney
76 U.S. (9 Wall.) 187
APPEAL FROM THE SUPREME COURT
OF THE DISTRICT OF COLUMBIA
1. Occupation and improvement on the public lands with a view to preemption, do not confer a vested right in the land so occupied.
2. It does confer a preference over others in the purchase of such land by the bona fide settler, which will enable him to protect his possession against other individuals, and which the land officers are bound to respect.
3. This inchoate right may be protected by the courts against the claims of other persons who have not an equal or superior right, but it is not valid against the United States.
4. The power of Congress over the public lands, as conferred by the Constitution, can only be restrained by the courts, in cases where the land has ceased to be government property by reason of a right vested in some person or corporation.
5. Such a vested right, under the preemption laws, is only obtained when the purchase money has been paid, and the receipt of the proper land officer given to the purchaser.
6. Until this is done, it is within the legal and constitutional competency of Congress to withdraw the land from entry or sale, though this may defeat the imperfect right of the settler.
In March, 1862, and for many years before, there was a chanrobles.com-red
large body of land in California known as the Soscol Ranch, and which was supposed by almost everyone in that country to be private property. The tract covered eighteen square leagues, and included the City of Benicia, the Town of Vallejo, the navy yard of the United States, the depot of the Pacific Steamship Company, and hundreds of acres of land in cultivation and in possession of a large rural population. These parties all claimed under grants to a certain Vallejo by the Mexican government, made in 1843 and 1844, which had been presented to the Board of Land Commissioners and confirmed, and the decision of the board had been also affirmed on appeal to the district court.
In March, 1862, the case coming before this tribunal, the court felt itself compelled to declare the grant void for want of authority in the Mexican government to make it, and on the 22d day of the month just named did so declare it; the decision not in any way impeaching the good faith of the numerous purchasers under Vallejo. However, as the act of Congress [Footnote 1] which organized the Board of Commissioners to determine the land titles in California, declared that when any of the claims presented to it should finally be decided to be invalid the land should be considered as a part of the public domain, the effect of the decision was, that the United States became the absolute owner in fee of all the property, as above described; city, town, depot, ranch, the houses, the homes, the cultivated grounds and orchards, which the persons had bought and paid for, had built on and cultivated. The occupants had nothing left, of course, but an appeal to the equity and generosity of the government.
As soon as it became generally known in Benicia, and among the population on and about the Soscol Ranch, that this Court had declared the Vallejo claim void, and that the whole eighteen leagues were public land, a rush was made to secure all of it that was valuable, and which it was supposed had become subject to the preemption laws. The report of the register and receiver of the Land Office, who were subsequently required to investigate the claims set up chanrobles.com-red
to these lands, both by the Vallejo claimants and the settlers, presents the mode in which this was done. The parties desiring to make preemption claims generally went on the lands in the night, because they were resisted by those in possession, and in the morning a house, eight or ten feet square with shed roof of redwood boards, set up edgewise, without window, fireplace, or floor, was discovered, the evidence of a bona fide settlement and occupation under the preemption laws of the United States.
Among the persons who sought to obtain a property by preemption right in this land was one Whitney, who, according to his own account, entered on a quarter-section one afternoon with his family, consisting of his wife, two children, a man and a carpenter, with his team, goods, and household furniture. He commenced building next day, and made a better house than those above described. It had three rooms. The quarter-section on which he entered had been already occupied by one Frisbie, a son-in-law of Vallejo, and one of the numerous persons in possession under Vallejo's title. It was enclosed by a fence, had a crop not yet gathered and a house occupied by a tenant of Frisbie. Whitney's occupation was resisted by Frisbie, who on one occasion seized a double-barreled shotgun of Whitney's, cocked it at him, and stood in a menacing attitude, Whitney twisting it out of his hands.
On the 3d March, 1863, after the effect of the decision in United States v. Vallejo became known and after Congress had had time to examine into the case, that body passed an act for the benefit of these occupants of the Vallejo claim. [Footnote 2] This act authorized the lines of the public surveys to be extended over the Soscol Ranch and enacted that bona fide purchasers from Vallejo or his assigns might enter the lands so purchased and reduced to possession at the time of the adjudication of the Supreme Court at one dollar and twenty-five cents per acre. Under this act, Frisbie paid his money, made his entry, and finally received his patent. chanrobles.com-red
When, on the other hand, shortly after his settlement above described, Whitney applied to the land officers to make his declaration of intention to occupy and cultivate the land, they refused to receive it, first because no surveys had been made by which the land could be identified, and afterwards because Congress had passed the act already cited for the benefit of the claimants under Vallejo. He never paid any money to the government, nor did he receive a certificate of entry or preemption, though he offered to prove his settlement.
In this state of things, Whitney filed a bill in the court below setting forth such of the preceding facts as bore favorably on his case, setting forth also that Vallejo's title had been declared void by this Court on the 24th March, 1862, and that the land had so become part of the public domain, and subject to the right of preemption, and that he had settled upon it, erecting a dwelling house, which he occupied with his family, cultivating &c.; that the act of the 3d of March, 1863, had been passed at the solicitation of Vallejo and purchasers under him. The bill proceeded:
"But your orator insists that after the decision of the Supreme Court of the United States in March, 1862, and before the passage of the Special Act of March 3, 1863, above mentioned, the said lands were by law open to preemption, and your orator having within that period made a bona fide settlement and having fully complied with all the conditions prescribed by law, is vested with the right to enter said lands."
It therefore prayed that as he, Whitney, had the superior equity, Frisbie should be compelled to convey the land to him.
Frisbie answered setting forth such of the already stated facts as affected favorably his case, denying the sufficiency of the settlement set up, admitting the decision of the Supreme Court, asserting that
"the effect of that decision upon the rights of the purchasers under that grant, who had by themselves and their tenants settled and improved the land, was a question of law,"
but maintaining "that it chanrobles.com-red
did not subject the said land to settlement and preemption by strangers."
There was no great controversy apparently about the facts, and the court below, citing and relying on United States v. Fitzgerald, [Footnote 3] Smith v. United States, [Footnote 4] Delassus v. United States, [Footnote 5] and Lytle v. State of Arkansas, [Footnote 6] was of the opinion
"that at the date of the complainant's entry on the land in controversy in October, 1862, it was open to actual settlement and preemption; that he having made his actual settlement and improvement on the land and complied with all the terms and conditions required by law to complete his title, or tendered performance thereof, was entitled to have a patent for the land, and obtained such an interest and vested title and property therein as could not be taken from him and transferred to another against his consent, even by an act of Congress."
It accordingly held Frisbie a trustee for Whitney, and decreed the conveyance prayed for.
The case was now brought here on appeal by Frisbie.
MR. JUSTICE MILLER, after stating the case, delivered the opinion of the Court.
Frisbie having become possessor of the legal title to the land in controversy, the complainant Whitney claims that he shall be compelled to convey it to him because he has the superior equity, for this is a suit in a court of equity founded on its special jurisdiction in matters of trust. It is therefore essential to inquire into the foundation of this supposed equity.
When, shortly after his settlement, Whitney applied to the land officers to make his declaration of intention to occupy and cultivate the land, they refused to receive it, first because no surveys had been made by which the land could be identified, and afterwards because Congress had passed chanrobles.com-red
the act already cited for the benefit of the claimants under Vallejo. He never paid any money to the government, never received a certificate of entry or preemption, though he offered to prove up his settlement, and he claims that his intrusion on Frisbie's enclosed grounds by violence, and his offer to prove his intention to become a bona fide occupant of the land, create an equity superior to Frisbie's which demands of a court of chancery to divest Frisbie of his legal title and vest it in him.
If there be any principle of law which requires this, the Court must be governed by it, but it is idle to pretend that such a decree would be founded in natural justice.
It is claimed on the part of the defendant in error that such a principle is found in the legislation of Congress granting the right of preemption to actual settlers on the public lands of the United States. The proposition is that as soon as the decree of the Supreme Court was announced declaring the Vallejo claim invalid, the land covered by that claim became public land, subject to the operation of all the laws by which the actual settler could secure title to such lands, and that the steps taken by Whitney in this direction had so far effected this purpose, that the act of Congress for the benefit of the Vallejo claimants was ineffectual to enable Frisbie to avail himself of the benefits which it was intended to confer. We say the benefits it designed to confer, because we entertain no doubt of the intention of Congress to secure to persons situated as Frisbie was, the title to their lands, on compliance with the terms of the act, and if this has not been done it is solely because Congress had no power to enact the law in question.
The learned court whose decision we are reviewing place their judgment on the ground that, before the passage of that act, the complainant had acquired a vested right in the land, which could not be divested by any legislation of Congress. On the other hand it will hardly be contended that anything short of a vested right in this land could deprive Congress of the right which it has as owner and holder of the legal title, and, by the express language of the Constitution, to chanrobles.com-red
dispose of and make all needful rules and regulations respecting the territory or other property of the United States. The essential inquiry in this case, therefore, is whether complainant had acquired such a vested right, before Congress by law withdrew these lands from the operation of the preemption acts.
It has been argued that no law existed at the time Whitney went upon the land, by which unsurveyed land could be legally entered upon with a view to preemption. But in the view which the Court takes of the matter, it may be assumed that the lands were open to preemption. In this concession we also propose to waive the discussion of another question which presents serious difficulties to our minds, in regard to complainant's right to make a valid preemption by a forcible intrusion upon land cultivated, enclosed, and peaceably occupied by another man.
But resolving this difficulty in favor of complainant for the present, we are still of opinion that he had not acquired a vested right in the land when Congress acted upon the subject.
What had he done? He had gone upon the land, built a house and barn, and perhaps enclosed some of the ground. He had also applied to the register of the land office, and offered to make a declaration that he had done these things with the intention of making a permanent settlement, and claiming the land under the right of preemption. This is all. He had paid no money, nor had he then tendered any. The land officers refused to receive his declaration, and denied his right to preempt the land. He never has paid any money, has never received any certificate of preemption, and the register and receiver have never in any manner acknowledged or admitted his right to make preemption of that land. So far as anything done by him is to be considered, his claim rests solely upon his going upon the land and building and residing on it. There is nothing in the essential nature of these acts to confer a vested right, or indeed any kind of claim to land, and it is necessary to resort to the preemption law to make out any shadow of such right. chanrobles.com-red
The act of Congress on this subject to which all the subsequent acts refer and which prescribes the terms and the manner of securing title in such cases is the Act of September 4, 1841. [Footnote 7] That was an act full of generosity, for it gave the proceeds of the sales of all the public lands to the states. The tenth section of the act provides that any person of the class therein described who shall make a settlement upon public lands of a defined character and who shall inhabit and improve the same and who shall erect a dwelling thereon shall be authorized to enter with the register of the proper land office, by legal subdivisions, one quarter-section of said land, to include the residence of the claimant, upon paying the minimum price of such land. Section eleven provides that conflicting claims for preemption shall be settled by the register and receiver; section twelve, that prior to such entry proof of the settlement and improvement required shall be made to the satisfaction of the register and receiver; and section thirteen requires an oath to be made by the claimant before entry; section fifteen requires a person settling on land with a view to preemption, to file within a limited time, a statement of this intention and a description of the land.
When all these prerequisites are complied with, and the claimant has paid the price of the land, he is entitled to a certificate of entry from the register and receiver; and after a reasonable time, to enable the land officer to ascertain if there are superior claims, and if in other respects the claimant has made out his case, he is entitled to receive a patent, which for the first time invests him with the legal title to the land.
The construction of this act, and others passed since in pari materia, in regard to the nature of the rights conferred on occupants of the public lands, has, of course, received the consideration of that department of the government to which the administration of these land laws has been confided. The construction of that department and of the Attorneys General to whom the Secretaries of the Interior have chanrobles.com-red
applied for advice, cannot be better expressed than in the language of some of those opinions.
Attorney General Cushing in an opinion given in 1856, [Footnote 8] says:
"Persons who go upon the public land with a view to cultivate now, and to purchase hereafter, possess no rights against the United States, except such as the acts of Congress confer; and these acts do not confer on the preemptor, in posse, any right or claim to be treated as the present proprietor of the land, in relation to the government."
In the matter of the Hot Springs tract of Arkansas, Attorney General Bates says: [Footnote 9]
"A mere entry upon land, with continued occupancy and improvement thereof, gives no vested interest in it. It may, however, give, under our national land system, a privilege of preemption. But this is only a privilege conferred on the settler to purchase land in preference to others. . . . His settlement protects him from intrusion or purchase by others, but confers no right against the government."
In the matter of this same Soscol Ranch, [Footnote 10] Attorney General Speed asserts the same principle. He says:
"It is not to be doubted that settlement on the public lands of the United States, no matter how long continued, confers no right against the government. . . . The land continues subject to the absolute disposing power of Congress, until the settler has made the required proof of settlement and improvement, and has paid the requisite purchase money."
These opinions, written for the guidance of the Land Department, have been received and acquiesced in by the Secretaries of the Interior, and have come to be the recognized rule of action in that department.
This construction of the law has also been asserted by the courts of last resort in Missouri, Mississippi, Illinois, and California; states in which the population is largely interested in the liberal operation of the preemption laws. [Footnote 11] chanrobles.com-red
We are satisfied that this is a sound construction of the preemption laws on the question now under consideration.
A series of cases decided in this Court in which the equitable rights of persons claiming under those laws have been protected by the court against the legal title acquired by other parties through the disregard of their rights by the officers of the Land Department is supposed to assert principles inconsistent with the construction just stated. We cannot here examine these cases in detail, but we may state that in nearly all of them it will be found that the party whose equitable title was thus protected had, by the action of the officers of the Land Department and the payment and acceptance of the price, acquired a vested right which these officers afterwards disregarded in violation of law. And if in any of these cases the party, asserting successfully his equitable interest, had not acquired a vested right in the just sense of that term, the cases are still widely different from the one under consideration. In all those cases, the successful party had established his legal right of preference of purchase over the other under the law as it stood when the land officers decided the case. And it was the action of those officers and their disregard of the law in refusing to the party the benefit of this preference in purchase which this Court corrected by compelling the conveyance of the legal title acquired by this violation of law. But in the case before us and in those to which the opinions of the Attorneys General refer, it was Congress, the lawmaking power, which intervened and by a new law withdrew the land from the operation of the preemption laws while the right of preference in purchase remained unexercised and amounted to no more than this preference.
The courts may very properly correct the injustice done by the land officers in refusing to accord rights, however inchoate, which are protected by laws still in existence, while they can only consider vested rights when those rights are sought to be enforced in opposition to the repeal or modification of the laws on which they were founded.
The argument is urged with much zeal that because complainant chanrobles.com-red
did all that was in the power of anyone to do towards perfecting his claim, he should not be held responsible for what could not be done.
To this we reply, as we did in the case of Rector v. Ashly, [Footnote 12] that the rights of a claimant are to be measured by the acts of Congress, and not by what he may or may not be able to do, and if a sound construction of these acts shows that he had acquired no vested interest in the land, then, as his rights are created by the statutes, they must be governed by their provisions, whether they be hard or lenient. That was a case also in which it became important to ascertain when a right to public land became vested, and though it arose under statutes somewhat different from the general preemption law, the principles asserted there, and in the previous cases of Bagnell v. Broderick [Footnote 13] and Barry v. Gamble [Footnote 14] strongly support our conclusion in the present case.
Decree reversed and the case remanded, with instructions to dismiss the bill.
Act of 3d March, 1851, § 13.
12 Stat. at Large 808.
40 U. S. 15 Pet. 407.
35 U. S. 10 Pet. 330.
34 U. S. 9 Pet. 133.
51 U. S. 10 How. 333.
5 Stat. at Large 453.
8 Opinions of the Attorneys General 72.
10 id. 57.
11 id. 462.
Bower v. Higbee, 9 Mo. 261; Phelps v. Kellogg, 15 Ill. 135; Grand Gulf v. Bryan, 8 Smedes & Marshall 268; People v. Shearer, 30 Cal. 650; and Hutton v. Frisbie, in the Supreme Court of California, July Term 1869.
73 U. S. 6 Wall. 142.
38 U. S. 13 Pet. 436.
44 U. S. 3 How. 32.