12 C.F.R. PART 12--RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS


TITLE 12--Banks and Banking

CHAPTER I--COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 12--RECORDKEEPING AND CONFIRMATION REQUIREMENTS FOR SECURITIES TRANSACTIONS

rule
�12.1
Authority, purpose, and scope.
�12.2
Definitions.
�12.3
Recordkeeping.
�12.4
Content and time of notification.
�12.5
Notification by agreement; alternative forms and times of notification.
�12.6
Fees.
�12.7
Securities trading policies and procedures.
�12.8
Waivers.
�12.9
Settlement of securities transactions.
�12.101
National bank disclosure of remuneration for mutual fund transactions.
�12.102
National bank use of electronic communications as customer notifications.
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