12 C.F.R. PART 9--FIDUCIARY ACTIVITIES OF NATIONAL BANKS


TITLE 12--Banks and Banking

CHAPTER I--COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

PART 9--FIDUCIARY ACTIVITIES OF NATIONAL BANKS

rule
�9.1
Authority, purpose, and scope.
�9.2
Definitions.
�9.3
Approval requirements.
�9.4
Administration of fiduciary powers.
�9.5
Policies and procedures.
�9.6
Review of fiduciary accounts.
�9.7
Multi-state fiduciary operations.
�9.8
Recordkeeping.
�9.9
Audit of fiduciary activities.
�9.10
Fiduciary funds awaiting investment or distribution.
�9.11
Investment of fiduciary funds.
�9.12
Self-dealing and conflicts of interest.
�9.13
Custody of fiduciary assets.
�9.14
Deposit of securities with state authorities.
�9.15
Fiduciary compensation.
�9.16
Receivership or voluntary liquidation of bank.
�9.17
Surrender or revocation of fiduciary powers.
�9.18
Collective investment funds.
�9.20
Transfer agents.
�9.100
Acting as indenture trustee and creditor.
�9.101
Providing investment advice for a fee.
rule






















chanrobles.com


ChanRobles Legal Resources:

ChanRobles On-Line Bar Review

ChanRobles Internet Bar Review : www.chanroblesbar.com

ChanRobles MCLE On-line

ChanRobles Lawnet Inc. - ChanRobles MCLE On-line : www.chanroblesmcleonline.com