17 C.F.R. CHAPTER I--COMMODITY FUTURES TRADING COMMISSION


TITLE 17--Commodity and Securities Exchanges

CHAPTER I--COMMODITY FUTURES TRADING COMMISSION

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Part
Table of Contents
Headings
1
1.1 to 1.70
GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT
2
2.1 to 2.3
OFFICIAL SEAL
3
3.1 to 3.75
REGISTRATION
4
4.1 to 4.41
COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS
5
[Reserved]
7
7.1 to 7.201
CONTRACT MARKET RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION
8
8.01 to 8.28
EXCHANGE PROCEDURES FOR DISCIPLINARY, SUMMARY, AND MEMBERSHIP DENIAL ACTIONS
9
9.1 to 9.33
RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS
10
10.1 to 10.114
RULES OF PRACTICE
11
11.1 to 11.8
RULES RELATING TO INVESTIGATIONS
12
12.1 to 12.408
RULES RELATING TO REPARATIONS
13
13.1 to 13.6
PUBLIC RULEMAKING PROCEDURES
14
14.1 to 14.10
RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
15
15.00 to 15.05
REPORTSGENERAL PROVISIONS
16
16.00 to 16.07
REPORTS BY REPORTING MARKETS
17
17.00 to 17.04
REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, MEMBERS OF REPORTING MARKETS, AND FOREIGN BROKERS
18
18.00 to 18.06
REPORTS BY TRADERS
19
19.00 to 19.03-19.10
REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS PURSUANT TO 1.3(Z) OF THIS CHAPTER AND BY MERCHANTS AND DEALERS IN COTTON
20
[Reserved]
21
21.00 to 21.03
SPECIAL CALLS
30
30.1 to 30.12
FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
31
31.1-31.2 to 31.29
LEVERAGE TRANSACTIONS
32
32.1 to 32.13
REGULATION OF COMMODITY OPTION TRANSACTIONS
33
33.1 to 33.11
REGULATION OF DOMESTIC EXCHANGE-TRADED COMMODITY OPTION TRANSACTIONS
34
34.1 to 34.3
REGULATION OF HYBRID INSTRUMENTS
35
35.1 to 35.2
EXEMPTION OF SWAP AGREEMENTS
36
36.1 to 36.3
EXEMPT MARKETS
37
37.1 to 37.9
DERIVATIVES TRANSACTION EXECUTION FACILITIES
38
38.1 to 38.6
DESIGNATED CONTRACT MARKETS
39
39.1 to 39.7
DERIVATIVES CLEARING ORGANIZATIONS
40
40.1 to 40.8
PROVISIONS COMMON TO CONTRACT MARKETS, DERIVATIVES TRANSACTION EXECUTION FACILITIES AND DERIVATIVES CLEARING ORGANIZATIONS
41
41.1 to 41.49
SECURITY FUTURES PRODUCTS
42
42.1 to 42.2
ANTI-MONEY LAUNDERING, TERRORIST FINANCING
100
100.1
DELIVERY PERIOD REQUIRED
140
140.1 to 140.735-8
ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
141
141.1 to 141.12
SALARY OFFSET
142
142.1 to 142.2
INDEMNIFICATION OF CFTC EMPLOYEES
143
143.1 to 143.10
COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
144
144.0 to 144.6
PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
145
145.0 to 145.9
COMMISSION RECORDS AND INFORMATION
146
146.1 to 146.13
RECORDS MAINTAINED ON INDIVIDUALS
147
147.1 to 147.10
OPEN COMMISSION MEETINGS
148
148.1 to 148.30
IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
149
149.101 to 149.170
ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
150
150.1 to 150.6
LIMITS ON POSITIONS
155
155.1 to 155.10
TRADING STANDARDS
156
156.1 to 156.4
BROKER ASSOCIATIONS
160
160.1 to 160.30
PRIVACY OF CONSUMER FINANCIAL INFORMATION
166
166.1 to 166.5
CUSTOMER PROTECTION RULES
170
170.1 to 170.15
REGISTERED FUTURES ASSOCIATIONS
171
171.1 to 171.50
RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
190
190.01 to 190.10
BANKRUPTCY
191-199
[Reserved]
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