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§ 1104. —  Budget and appropriations authority of the President.



[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
  January 7, 2003 and December 19, 2003]
[CITE: 31USC1104]

 
                       TITLE 31--MONEY AND FINANCE
 
                     SUBTITLE II--THE BUDGET PROCESS
 
   CHAPTER 11--THE BUDGET AND FISCAL, BUDGET, AND PROGRAM INFORMATION
 
Sec. 1104. Budget and appropriations authority of the President

    (a) The President shall prepare budgets of the United States 
Government under section 1105 of this title and proposed deficiency and 
supplemental appropriations under section 1107 of this title. To the 
extent practicable, the President shall use uniform terms in stating the 
purposes and conditions of appropriations.
    (b) Except as provided in this chapter, the President shall 
prescribe the contents and order of statements in the budget on 
expenditures and estimated expenditures and statements on proposed 
appropriations and information submitted with the budget and proposed 
appropriations. The President shall include with the budget and proposed 
appropriations information on personnel and other objects of expenditure 
in the way that information was included in the budget for fiscal year 
1950. However, the requirement that information be included in the 
budget in that way may be waived or changed by joint action of the 
Committees on Appropriations of both Houses of Congress. This subsection 
does not limit the authority of a committee of Congress to request 
information in a form it prescribes.
    (c) When the President makes a basic change in the form of the 
budget, the President shall submit with the budget information showing 
where items in the budget for the prior fiscal year are contained in the 
present budget. However, the President may change the functional 
categories in the budget only in consultation with the Committees on 
Appropriations and on the Budget of both Houses of Congress. Committees 
of the House of Representatives and Senate shall receive prompt 
notification of all such changes.
    (d) The President shall develop programs and prescribe regulations 
to improve the compilation, analysis, publication, and dissemination of 
statistical information by executive agencies. The President shall carry 
out this subsection through the Administrator for the Office of 
Information and Regulatory Affairs in the Office of Management and 
Budget.
    (e) Under regulations prescribed by the President, each agency shall 
provide information required by the President in carrying out this 
chapter. The President has access to, and may inspect, records of an 
agency to obtain information.

(Pub. L. 97-258, Sept. 13, 1982, 96 Stat. 908; Pub. L. 99-177, title II, 
Sec. 224, Dec. 12, 1985, 99 Stat. 1060.)

                                          Historical and Revision Notes
----------------------------------------------------------------------------------------------------------------
           Revised Section                   Source (U.S. Code)                Source (Statutes at Large)
----------------------------------------------------------------------------------------------------------------
1104(a)..............................  31:16(last sentence related to  June 10, 1921, ch. 18, Sec.  207(last
                                        preparation of budgets and      sentence related to preparation of
                                        appropriations).                budgets and appropriations), 42 Stat.
                                                                        22; restated Sept. 12, 1950, ch. 946,
                                                                        Sec.  102(e), 64 Stat. 833; Reorg. Plan
                                                                        No. 2 of 1970, eff. July 1, 1970, Sec.
                                                                        102(a), 84 Stat. 2085.
                                       31:623.                         June 23, 1913, ch. 3, Sec.  3, 38 Stat.
                                                                        75; Reorg. Plan No. 1 of 1939, eff. July
                                                                        1, 1939, Sec.  1, 53 Stat. 1423; Reorg.
                                                                        Plan No. 2 of 1970, eff. July 1, 1970,
                                                                        Sec.  102(a), 84 Stat. 2085.
1104(b)..............................  31:581.                         June 10, 1921, ch. 18, Sec.  204, 42
                                                                        Stat. 21; restated Sept. 12, 1950, ch.
                                                                        946, Sec.  102(c), 64 Stat. 833.
1104(c)..............................  31:11d.                         July 12, 1974, Pub. L. 93-344, Sec.  802,
                                                                        88 Stat. 330.
                                       31:581a.                        June 10, 1921, ch. 18, Sec.  205, 42
                                                                        Stat. 21; restated Sept. 12, 1950, ch.
                                                                        946, Sec.  102(d), 64 Stat. 833.
1104(d)..............................  31:18b.                         Sept. 12, 1950, ch. 946, Sec.  103, 64
                                                                        Stat. 834; Reorg. Plan No. 2 of 1970,
                                                                        eff. July 1, 1970, Sec.  102(a), 84
                                                                        Stat. 2085.
                                       44:3503(note).                  Dec. 11, 1980, Pub. L. 96-511, Sec.
                                                                        3(a), 94 Stat. 2825.
1104(e)..............................  31:21.                          June 10, 1921, ch. 18, Sec.  213, 42
                                                                        Stat. 23; Reorg. Plan No. 1 of 1939,
                                                                        eff. July 1, 1939, Sec.  1, 53 Stat.
                                                                        1423; Reorg. Plan No. 2 of 1970, eff.
                                                                        July 1, 1970, Sec.  102(a), 84 Stat.
                                                                        2085.
----------------------------------------------------------------------------------------------------------------

    In the section, the word ``President'' is substituted for ``Office'' 
in 31:16(last sentence), ``President, through the Director of the Office 
of Management and Budget'' in 31:18b, ``President and the Director of 
the Office of Management and Budget'' in 44:3503(note), and ``Office of 
Management and Budget'' in 31:21 and 623, because sections 101 and 
102(a) of Reorganization Plan No. 2 of 1970 (eff. July 1, 1970, 84 Stat. 
2085), designated the Bureau of the Budget as the Office of Management 
and Budget and transferred all functions of the Bureau to the President.
    In subsection (a), the words ``under such rules and regulations as 
the President may prescribe'' in 31:16(last sentence) are omitted as 
unnecessary because of section 101 of Reorganization Plan No. 2 of 1970. 
The words ``use uniform terms in stating'' are substituted for ``make 
uniform the language commonly used in expressing'' in 31:623 for 
consistency. The words ``eliminate from all estimates unnecessary 
words'' are omitted as unnecessary because of the authority of the 
President under this subsection to prepare the budget. The text of 
section 3(words before semicolon) in the Act of June 23, 1913 (ch. 13, 
38 Stat. 75) is omitted as superseded by 31:ch. 1 and 31:581.
    In subsection (b), the word ``arrangement'' is omitted as being 
included in ``order''. The word ``information'' is substituted for 
``notes and other data'', and the word ``submitted'' is substituted for 
``transmitted'', for consistency. The words ``The President shall 
include'' are substituted for ``shall be accompanied by'' because of the 
authority of the President under subsection (a) to prepare the budget. 
The words ``proposed appropriations'' are substituted for ``proposed 
supplemental or deficiency appropriations'' because of the restatement. 
The word ``personnel'' is substituted for ``personal services'' for 
clarity. The word ``way'' is substituted for ``manner and form'' for 
consistency. The words ``either generally or in specific cases'' are 
omitted as surplus. The word ``request'' is substituted for ``request 
and receive'' to eliminate unnecessary words. The words ``it 
prescribes'' are substituted for ``as they may desire in consideration 
of and action upon budget estimates'' to eliminate unnecessary words.
    In subsection (c), the words ``President makes'' are substituted for 
``is made'' in 31:581a as being more precise. The word ``information'' 
is substituted for ``explanatory notes and tables'' for consistency in 
the revised title. The words ``to Congress'', ``as may be necessary'', 
and ``various'' are omitted as surplus. The words ``The President may 
change'' are substituted for ``Any change . . . shall be made only'' in 
31:11d because the President prepares and submits the budget under 
31:11. The word ``budget'' is substituted for ``Budget of the United 
States Government transmitted pursuant to section 11 of this title'' to 
eliminate unnecessary words and for consistency in the chapter.
    In subsection (d), the word ``gathering'' in 31:18b is omitted as 
being included in ``compilation''. The text of 31:18b(last sentence) is 
omitted as unnecessary because of the restatement of the source 
provisions in subsection (e). The words ``carry out . . . through'' are 
substituted for ``delegate to'' in 44:3503(note) for consistency.
    In subsection (e), the word ``provide'' is substituted for 
``furnish'' for consistency. The words ``required by the President in 
carrying out this chapter'' are substituted for ``as the Office may from 
time to time require'' because of section 101 of Reorganization Plan No. 
2 of 1970 and to provide comparable limiting language on when 
information may be required. The words ``the director and the assistant 
director, or any employee of the Office when duly authorized'' are 
omitted because of 3:301. The word ``inspect'' is substituted for 
``examine'' for consistency in the revised title. The word ``records'' 
is substituted for ``books, documents, papers, or records'' for 
consistency in the revised title and with other titles of the United 
States Code.


                               Amendments

    1985--Subsec. (c). Pub. L. 99-177 inserted provisions relating to 
notice to committees of House of Representatives and Senate.


                    Effective Date of 1985 Amendment

    Amendment by Pub. L. 99-177 effective Dec. 12, 1985, and applicable 
with respect to fiscal years beginning after Sept. 30, 1985, see section 
275(a)(1) of Pub. L. 99-177, set out as an Effective and Termination 
Dates note under section 900 of Title 2, The Congress.

   Ex. Ord. No. 10253. Provisions for Improvement of Work of Federal 
       Executive Agencies With Respect to Statistical Information

    Ex. Ord. No. 10253, June 11, 1951, 16 F.R. 5605, as amended by Ex. 
Ord. No. 12013, Oct. 7, 1977, 42 F.R. 54931; Ex. Ord. No. 12318, Aug. 
12, 1981, 46 F.R. 42833, provided:
    Section 1. The Director of the Office of Management and Budget 
(hereinafter referred to as the Director) shall develop programs, and 
issue regulations and orders, for the improved gathering, compiling, 
analyzing, publishing, and disseminating of statistical information for 
any purpose by the various agencies in the executive branch of the 
Federal Government.
    Sec. 2. In order to carry out the provisions of Section 1 of this 
order, the Director shall maintain a continuing study for the 
improvement of the statistical work of the agencies in the executive 
branch of the Federal Government with a view to obtaining the maximum 
benefit from the funds and facilities available for such work, giving 
due consideration to the constantly changing character of the various 
needs for statistical information both within and without the Government 
and, where the statistical work is primarily concerned with operating 
programs, giving due consideration to administrative needs, statutory 
requirements, and the needs involved in the development of 
administrative and legislative recommendations. The Director, either 
upon his own initiative or upon the request of any such agency, shall 
(a) provide for the interchange of information calculated to improve 
statistical work, (b) make appropriate arrangements for improving 
statistical work involving relationships between two or more agencies, 
and (c) assist the agencies, by other means, to improve their 
statistical work.
    Sec. 3. The following shall be included among the objectives sought 
in carrying out the provisions of Section 1 hereof:
    (a) To achieve an adequate program of statistical work in the 
agencies of the executive branch, in relation to over-all needs for 
statistical information, including the filling of gaps and overcoming of 
weaknesses in presently available statistical information.
    (b) To achieve the most effective use of resources available for 
statistical work by the agencies, in relation to over-all needs.
    (c) To minimize the burden upon those furnishing statistical data 
needed by the various Federal agencies.
    (d) To improve the reliability and timeliness of statistical 
information.
    (e) To achieve maximum comparability among the several statistical 
series and studies.
    (f) To improve the presentation of statistical information and of 
explanations regarding the sources and reliability of such information, 
and regarding the limitations on the uses that can appropriately be made 
of it.
    Sec. 4. Regulations and orders issued pursuant to Section 1 hereof 
shall be signed by the Director. When so signed, such regulations and 
orders shall require no further approval and shall be adhered to by all 
agencies in the executive branch. Any such regulation or order may 
pertain to a single agency, a group of agencies, or all agencies in the 
executive branch.
    Sec. 5. In the development of programs and the preparation of 
regulations and orders for issuance pursuant to Section 1 hereof, the 
Director shall consult Federal agencies whose activities will be 
substantially affected, and may consult non-Federal groups to the extent 
he finds it necessary to carry out the purposes of this order.
    Sec. 6. The authority outlined in this order is in addition to and 
not in substitution for the existing authority of the Director, or of 
the Office of Management and Budget, with respect to statistical and 
reporting activities. To the extent, however, that this order conflicts 
with any previous Executive order affecting statistical or reporting 
activities, the provisions of this order shall control.
    Sec. 7. As required by Section 3(a) of the Paperwork Reduction Act 
of 1980 (94 Stat. 2825; 44 U.S.C. 3503 note), the Director shall 
redelegate to the Administrator for the Office of Information and 
Regulatory Affairs, Office of Management and Budget, all functions, 
authority, and responsibility under Section 103 of the Budget and 
Accounting Procedures Act of 1950 (31 U.S.C. 18b) [31 U.S.C. 1104(d)] 
which have been vested in the Director by this Order.
    Sec. 8. [Revoked by Ex. Ord. No. 12318, Aug. 21, 1981, 46 F.R. 
42833.]

                  Section Referred to in Other Sections

    This section is referred to in title 20 section 76j.



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