§ 5116. —  Planning and training grants, monitoring, and review.


[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
  January 7, 2003 and December 19, 2003]
[CITE: 49USC5116]

 
                        TITLE 49--TRANSPORTATION
 
              SUBTITLE III--GENERAL AND INTERMODAL PROGRAMS
 
            CHAPTER 51--TRANSPORTATION OF HAZARDOUS MATERIAL
 
Sec. 5116. Planning and training grants, monitoring, and review

    (a) Planning Grants.--(1) The Secretary of Transportation shall make 
grants to States and Indian tribes--
        (A) to develop, improve, and carry out emergency plans under the 
    Emergency Planning and Community Right-To-Know Act of 1986 (42 
    U.S.C. 11001 et seq.), including ascertaining flow patterns of 
    hazardous material on lands under the jurisdiction of a State or 
    Indian tribe, and between lands under the jurisdiction of a State or 
    Indian tribe and lands of another State or Indian tribe; and
        (B) to decide on the need for a regional hazardous material 
    emergency response team.

    (2) The Secretary of Transportation may make a grant to a State or 
Indian tribe under paragraph (1) of this subsection in a fiscal year 
only if--
        (A) the State or Indian tribe certifies that the total amount 
    the State or Indian tribe expends (except amounts of the United 
    States Government) to develop, improve, and carry out emergency 
    plans under the Act will at least equal the average level of 
    expenditure for the last 2 fiscal years; and
        (B) the State agrees to make available at least 75 percent of 
    the amount of the grant under paragraph (1) of this subsection in 
    the fiscal year to local emergency planning committees established 
    under section 301(c) of the Act (42 U.S.C. 11001(c)) to develop 
    emergency plans under the Act.

    (3) A State or Indian tribe receiving a grant under this subsection 
shall ensure that planning under the grant is coordinated with emergency 
planning conducted by adjacent States and Indian tribes.
    (b) Training Grants.--(1) The Secretary of Transportation shall make 
grants to States and Indian tribes to train public sector employees to 
respond to accidents and incidents involving hazardous material.
    (2) The Secretary of Transportation may make a grant under paragraph 
(1) of this subsection in a fiscal year--
        (A) to a State or Indian tribe only if the State or tribe 
    certifies that the total amount the State or tribe expends (except 
    amounts of the Government) to train public sector employees to 
    respond to an accident or incident involving hazardous material will 
    at least equal the average level of expenditure for the last 2 
    fiscal years;
        (B) to a State or Indian tribe only if the State or tribe makes 
    an agreement with the Secretary that the State or tribe will use in 
    that fiscal year, for training public sector employees to respond to 
    an accident or incident involving hazardous material--
            (i) a course developed or identified under section 5115 of 
        this title; or
            (ii) another course the Secretary decides is consistent with 
        the objectives of this section; and

        (C) to a State only if the State agrees to make available at 
    least 75 percent of the amount of the grant under paragraph (1) of 
    this subsection in the fiscal year for training public sector 
    employees a political subdivision of the State employs or uses.

    (3) A grant under this subsection may be used--
        (A) to pay--
            (i) the tuition costs of public sector employees being 
        trained;
            (ii) travel expenses of those employees to and from the 
        training facility;
            (iii) room and board of those employees when at the training 
        facility; and
            (iv) travel expenses of individuals providing the training;

        (B) by the State, political subdivision, or Indian tribe to 
    provide the training; and
        (C) to make an agreement the Secretary of Transportation 
    approves authorizing a person (including an authority of a State or 
    political subdivision of a State or Indian tribe) to provide the 
    training--
            (i) if the agreement allows the Secretary and the State or 
        tribe to conduct random examinations, inspections, and audits of 
        the training without prior notice; and
            (ii) if the State or tribe conducts at least one on-site 
        observation of the training each year.

    (4) The Secretary of Transportation shall allocate amounts made 
available for grants under this subsection for a fiscal year among 
eligible States and Indian tribes based on the needs of the States and 
tribes for emergency response training. In making a decision about those 
needs, the Secretary shall consider--
        (A) the number of hazardous material facilities in the State or 
    on land under the jurisdiction of the tribe;
        (B) the types and amounts of hazardous material transported in 
    the State or on that land;
        (C) whether the State or tribe imposes and collects a fee on 
    transporting hazardous material;
        (D) whether the fee is used only to carry out a purpose related 
    to transporting hazardous material; and
        (E) other factors the Secretary decides are appropriate to carry 
    out this subsection.

    (c) Compliance With Certain Law.--The Secretary of Transportation 
may make a grant to a State under this section in a fiscal year only if 
the State certifies that the State complies with sections 301 and 303 of 
the Emergency Planning and Community Right-To-Know Act of 1986 (42 
U.S.C. 11001, 11003).
    (d) Applications.--A State or Indian tribe interested in receiving a 
grant under this section shall submit an application to the Secretary of 
Transportation. The application must be submitted at the time, and 
contain information, the Secretary requires by regulation to carry out 
the objectives of this section.
    (e) Government's Share of Costs.--A grant under this section is for 
80 percent of the cost the State or Indian tribe incurs in the fiscal 
year to carry out the activity for which the grant is made. Amounts of 
the State or tribe under subsections (a)(2)(A) and (b)(2)(A) of this 
section are not part of the non-Government share under this subsection.
    (f) Monitoring and Technical Assistance.--In coordination with the 
Secretaries of Transportation and Energy, Administrator of the 
Environmental Protection Agency, and Director of the National Institute 
of Environmental Health Sciences, the Director of the Federal Emergency 
Management Agency shall monitor public sector emergency response 
planning and training for an accident or incident involving hazardous 
material. Considering the results of the monitoring, the Secretaries, 
Administrator, and Directors each shall provide technical assistance to 
a State, political subdivision of a State, or Indian tribe for carrying 
out emergency response training and planning for an accident or incident 
involving hazardous material and shall coordinate the assistance using 
the existing coordinating mechanisms of the national response team and, 
for radioactive material, the Federal Radiological Preparedness 
Coordinating Committee.
    (g) Delegation of Authority.--To minimize administrative costs and 
to coordinate Government grant programs for emergency response training 
and planning, the Secretary of Transportation may delegate to the 
Directors of the Federal Emergency Management Agency and National 
Institute of Environmental Health Sciences, Chairman of the Nuclear 
Regulatory Commission, Administrator of the Environmental Protection 
Agency, and Secretaries of Labor and Energy any of the following:
        (1) authority to receive applications for grants under this 
    section.
        (2) authority to review applications for technical compliance 
    with this section.
        (3) authority to review applications to recommend approval or 
    disapproval.
        (4) any other ministerial duty associated with grants under this 
    section.

    (h) Minimizing Duplication of Effort and Expenses.--The Secretaries 
of Transportation, Labor, and Energy, Directors of the Federal Emergency 
Management Agency and National Institute of Environmental Health 
Sciences, Chairman of the Nuclear Regulatory Commission, and 
Administrator of the Environmental Protection Agency shall review 
periodically, with the head of each department, agency, or 
instrumentality of the Government, all emergency response and 
preparedness training programs of that department, agency, or 
instrumentality to minimize duplication of effort and expense of the 
department, agency, or instrumentality in carrying out the programs and 
shall take necessary action to minimize duplication.
    (i) Annual Registration Fee Account and Its Uses.--The Secretary of 
the Treasury shall establish an account in the Treasury into which the 
Secretary of the Treasury shall deposit amounts the Secretary of 
Transportation collects under section 5108(g)(2)(A) of this title and 
transfers to the Secretary of the Treasury under section 5108(g)(2)(C) 
of this title. Without further appropriation, amounts in the account are 
available--
        (1) to make grants under this section;
        (2) to monitor and provide technical assistance under subsection 
    (f) of this section; and
        (3) to pay administrative costs of carrying out this section and 
    sections 5108(g)(2) and 5115 of this title, except that not more 
    than 10 percent of the amounts made available from the account in a 
    fiscal year may be used to pay those costs.

    (j) Supplemental Training Grants.--
        (1) In order to further the purposes of subsection (b), the 
    Secretary shall, subject to the availability of funds, make grants 
    to national nonprofit employee organizations engaged solely in 
    fighting fires for the purpose of training instructors to conduct 
    hazardous materials response training programs for individuals with 
    statutory responsibility to respond to hazardous materials accidents 
    and incidents.
        (2) For the purposes of this subsection the Secretary, after 
    consultation with interested organizations, shall--
            (A) identify regions or locations in which fire departments 
        or other organizations which provide emergency response to 
        hazardous materials transportation accidents and incidents are 
        in need of hazardous materials training; and
            (B) prioritize such needs and develop a means for 
        identifying additional specific training needs.

        (3) Funds granted to an organization under this subsection shall 
    only be used--
            (A) to train instructors to conduct hazardous materials 
        response training programs;
            (B) to purchase training equipment used exclusively to train 
        instructors to conduct such training programs; and
            (C) to disseminate such information and materials as are 
        necessary for the conduct of such training programs.

        (4) The Secretary may only make a grant to an organization under 
    this subsection in a fiscal year if the organization enters into an 
    agreement with the Secretary to train instructors to conduct 
    hazardous materials response training programs in such fiscal year 
    that will use--
            (A) a course or courses developed or identified under 
        section 5115 of this title; or
            (B) other courses which the Secretary determines are 
        consistent with the objectives of this subsection;

    for training individuals with statutory responsibility to respond to 
    accidents and incidents involving hazardous materials. Such 
    agreement also shall provide that training courses shall be open to 
    all such individuals on a nondiscriminatory basis.
        (5) The Secretary may impose such additional terms and 
    conditions on grants to be made under this subsection as the 
    Secretary determines are necessary to protect the interests of the 
    United States and to carry out the objectives of this subsection.

    (k) Reports.--Not later than September 30, 1997, the Secretary shall 
submit to Congress a report on the allocation and uses of training 
grants authorized under subsection (b) for fiscal year 1993 through 
fiscal year 1996 and grants authorized under subsection (j) and section 
5107 for fiscal years 1995 and 1996. Such report shall identify the 
ultimate recipients of training grants and include a detailed accounting 
of all grant expenditures by grant recipients, the number of persons 
trained under the grant programs, and an evaluation of the efficacy of 
training programs carried out.

(Pub. L. 103-272, Sec. 1(d), July 5, 1994, 108 Stat. 773; Pub. L. 103-
311, title I, Secs. 105, 119(a), (d)(2), (3), Aug. 26, 1994, 108 Stat. 
1673, 1679, 1680; Pub. L. 103-429, Sec. 7(c), Oct. 31, 1994, 108 Stat. 
4389; Pub. L. 104-287, Secs. 5(8), 6(b), Oct. 11, 1996, 110 Stat. 3389, 
3398.)

                                          Historical and Revision Notes
                                                 Pub. L. 103-272
----------------------------------------------------------------------------------------------------------------
           Revised  Section                    Source (U.S. Code)               Source (Statutes at Large)
----------------------------------------------------------------------------------------------------------------
5116(a)...............................  49 App.:1815(a).                 Jan. 3, 1975, Pub. L. 93-633, 88 Stat.
                                                                          2156, Sec.  117A(a)-(f), (g)(7), (9),
                                                                          (h)(6); added Nov. 16, 1990, Pub. L.
                                                                          101-615, Sec.  17, 104 Stat. 3263,
                                                                          3266, 3267, 3268.
5116(b)(1)............................  49 App.:1815(b)(1).
5116(b)(2)............................  49 App.:1815(b) (2)-(4).
5116(b)(3)............................  49 App.:1815(b)(5), (6).
5116(b)(4)............................  49 App.:1815(b)(7).
5116(c)...............................  49 App.:1815(c).
5116(d)...............................  49 App.:1815(e).
5116(e)...............................  49 App.:1815(d).
5116(f)...............................  49 App.:1815(g)(7).
5116(g)...............................  49 App.:1815(f).
5116(h)...............................  49 App.:1815(g)(9).
5116(i)...............................  49 App.:1815(h)(6).
----------------------------------------------------------------------------------------------------------------

    In subsections (a)(2)(A) and (b)(2)(A), the words ``at least equal'' 
are substituted for ``be maintained at a level which does not fall 
below'' to eliminate unnecessary words.
    In subsection (a)(2)(B), the words ``by the State emergency response 
commission'' are omitted as surplus.
    In subsection (b)(2)(B)(i), the words ``or courses'' are omitted 
because of 1:1.
    In subsection (c), the words ``including compliance with such 
sections with respect to accidents and incidents involving the 
transportation of hazardous materials'' are omitted as surplus.
    In subsection (d), the word ``section'' is substituted for 
``subsection'' for clarity because there are no objectives in the 
subsection being restated.
    In subsection (e), the words ``A grant under this section is for'' 
are substituted for ``By a grant under this section, the Secretary shall 
reimburse any State or Indian tribe an amount not to exceed'' to 
eliminate unnecessary words and for consistency in the revised title. 
The words ``which are required to be expended under subsections (a)(2) 
and (b)(2) of this section'' are omitted as surplus. The words ``under 
this subsection'' are added for clarity.
    In subsection (h), the words ``including coordination of training 
programs'' are omitted as surplus.


                       Pub. L. 104-287, Sec. 5(8)

    This amends 49:5116(j)(4)(A) to correct an erroneous cross-
reference.

                       References in Text

    The Emergency Planning and Community Right-To-Know Act of 1986, 
referred to in subsec. (a)(1)(A), (2), is title III of Pub. L. 99-499, 
Oct. 17, 1986, 100 Stat. 1728, which is classified generally to chapter 
116 (Sec. 11001 et seq.) of Title 42, The Public Health and Welfare. For 
complete classification of this Act to the Code, see Short Title note 
set out under section 11001 of Title 42 and Tables.


                               Amendments

    1996--Subsec. (a)(2). Pub. L. 104-287, Sec. 6(b), made technical 
correction to directory language of Pub. L. 103-311, Sec. 105(b)(2). See 
1994 Amendment note below.
    Subsec. (j)(4)(A). Pub. L. 104-287, Sec. 5(8), substituted ``section 
5115 of this title'' for ``subsection (g)''.
    1994--Subsec. (a)(1). Pub. L. 103-311, Sec. 105(a), in introductory 
provisions inserted ``and Indian tribes'' after ``States'', and in 
subpar. (A) substituted ``on lands under the jurisdiction of a State or 
Indian tribe, and between lands under the jurisdiction of a State or 
Indian tribe and lands of another State or Indian tribe'' for ``in a 
State and between States''.
    Subsec. (a)(2). Pub. L. 103-311, Sec. 105(b)(2), as amended by Pub. 
L. 104-287, Sec. 6(b), struck out ``the State'' after ``only if'' in 
introductory provisions.
    Pub. L. 103-311, Sec. 105(b)(1), inserted ``or Indian tribe'' after 
``grant to a State'' in introductory provisions.
    Subsec. (a)(2)(A). Pub. L. 103-311, Sec. 105(b)(1), (3), inserted 
``the State or Indian tribe'' before ``certifies'' and ``or Indian 
tribe'' before ``expends''.
    Subsec. (a)(2)(B). Pub. L. 103-311, Sec. 105(b)(4), inserted ``the 
State'' before ``agrees''.
    Subsec. (a)(3). Pub. L. 103-311, Sec. 105(c), added par. (3).
    Subsec. (i)(1). Pub. L. 103-311, Sec. 119(d)(2), as amended by Pub. 
L. 103-429, struck out ``and section 5107(e) of this title'' after 
``under this section''.
    Subsec. (i)(3). Pub. L. 103-311, Sec. 119(d)(3), as amended by Pub. 
L. 103-429, substituted ``5108(g)(2)'' for ``5107(e), 5108(g)(2),''.
    Subsecs. (j), (k). Pub. L. 103-311, Sec. 119(a), added subsecs. (j) 
and (k).


                    Effective Date of 1996 Amendment

    Section 6(b) of Pub. L. 104-287 provided that the amendment made by 
that section is effective Aug. 26, 1994.


                    Effective Date of 1994 Amendment

    Section 7(c) of Pub. L. 103-429 provided that the amendment made by 
that section is effective Aug. 26, 1994.

                          Transfer of Functions

    For transfer of functions, personnel, assets, and liabilities of the 
Federal Emergency Management Agency, including the functions of the 
Director of the Federal Emergency Management Agency relating thereto, to 
the Secretary of Homeland Security, and for treatment of related 
references, see sections 313(1), 551(d), 552(d), and 557 of Title 6, 
Domestic Security, and the Department of Homeland Security 
Reorganization Plan of November 25, 2002, as modified, set out as a note 
under section 542 of Title 6.

                  Section Referred to in Other Sections

    This section is referred to in sections 5108, 5127 of this title.






























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