§ 5330. —  Withholding amounts for noncompliance with safety requirements.


[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
  January 7, 2003 and December 19, 2003]
[CITE: 49USC5330]

 
                        TITLE 49--TRANSPORTATION
 
              SUBTITLE III--GENERAL AND INTERMODAL PROGRAMS
 
                     CHAPTER 53--MASS TRANSPORTATION
 
Sec. 5330. Withholding amounts for noncompliance with safety 
        requirements
        
    (a) Application.--This section applies only to States that have rail 
fixed guideway mass transportation systems not subject to regulation by 
the Federal Railroad Administration.
    (b) General Authority.--The Secretary of Transportation may withhold 
not more than 5 percent of the amount required to be appropriated for 
use in a State or urbanized area in the State under section 5307 of this 
title for a fiscal year beginning after September 30, 1994, if the State 
in the prior fiscal year has not met the requirements of subsection (c) 
of this section and the Secretary decides the State is not making an 
adequate effort to comply with subsection (c).
    (c) State Requirements.--A State meets the requirements of this 
section if the State--
        (1) establishes and is carrying out a safety program plan for 
    each fixed guideway mass transportation system in the State that 
    establishes at least safety requirements, lines of authority, levels 
    of responsibility and accountability, and methods of documentation 
    for the system; and
        (2) designates a State authority as having responsibility--
            (A) to require, review, approve, and monitor the carrying 
        out of each plan;
            (B) to investigate hazardous conditions and accidents on the 
        systems; and
            (C) to require corrective action to correct or eliminate 
        those conditions.

    (d) Multistate Involvement.--When more than one State is subject to 
this section in connection with a single mass transportation authority, 
the affected States may designate an entity (except the mass 
transportation authority) to ensure uniform safety standards and 
enforcement and to meet the requirements of subsection (c) of this 
section.
    (e) Availability of Withheld Amounts.--(1) An amount withheld under 
subsection (b) of this section remains available for apportionment for 
use in the State until the end of the 2d fiscal year after the fiscal 
year for which the amount may be appropriated.
    (2) If a State meets the requirements of subsection (c) of this 
section before the last day of the period for which an amount withheld 
under subsection (b) of this section remains available under paragraph 
(1) of this subsection, the Secretary, on the first day on which the 
State meets the requirements, shall apportion to the State the amount 
withheld that remains available for apportionment for use in the State. 
An amount apportioned under this paragraph remains available until the 
end of the 3d fiscal year after the fiscal year in which the amount is 
apportioned. An amount not obligated at the end of the 3-year period 
shall be apportioned for use in other States under section 5336 of this 
title.
    (3) If a State does not meet the requirements of subsection (c) of 
this section at the end of the period for which an amount withheld under 
subsection (b) of this section remains available under paragraph (1) of 
this subsection, the amount shall be apportioned for use in other States 
under section 5336 of this title.
    (f) Regulations.--Not later than December 18, 1992, the Secretary 
shall prescribe regulations stating the requirements for complying with 
subsection (c) of this section.

(Pub. L. 103-272, Sec. 1(d), July 5, 1994, 108 Stat. 831.)

                                          Historical and Revision Notes
----------------------------------------------------------------------------------------------------------------
           Revised  Section                    Source (U.S. Code)               Source (Statutes at Large)
----------------------------------------------------------------------------------------------------------------
5330(a)...............................  49 App.:1624(d).                 July 9, 1964, Pub. L. 88-365, 78 Stat.
                                                                          302, Sec.  28; added Dec. 18, 1991,
                                                                          Pub. L. 102-240, Sec.  3029, 105 Stat.
                                                                          2116.
5330(b)...............................  49 App.:1624(a).
5330(c)...............................  49 App.:1624(b)(1), (2).
5330(d)...............................  49 App.:1624(b)(3).
5330(e)...............................  49 App.:1624(c).
5330(f)...............................  49 App.:1624(e).
----------------------------------------------------------------------------------------------------------------

    In subsection (e)(1), the words ``under subsection (a) of this 
section from apportionment for use in any State in a fiscal year'' are 
omitted as surplus.
    In subsection (e)(2) and (3), the words ``from apportionment'' and 
``for apportionment for use in a State'' are omitted as surplus.






























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