§ 5336. — Apportionment of appropriations for formula grants.
[Laws in effect as of January 7, 2003]
[Document not affected by Public Laws enacted between
January 7, 2003 and December 19, 2003]
[CITE: 49USC5336]
TITLE 49--TRANSPORTATION
SUBTITLE III--GENERAL AND INTERMODAL PROGRAMS
CHAPTER 53--MASS TRANSPORTATION
Sec. 5336. Apportionment of appropriations for formula grants
(a) Based on Urbanized Area Population.--Of the amount made
available or appropriated under section 5338(a) of this title--
(1) 9.32 percent shall be apportioned each fiscal year only in
urbanized areas with a population of less than 200,000 so that each
of those areas is entitled to receive an amount equal to--
(A) 50 percent of the total amount apportioned multiplied by
a ratio equal to the population of the area divided by the total
population of all urbanized areas with populations of less than
200,000 as shown in the latest United States Government census;
and
(B) 50 percent of the total amount apportioned multiplied by
a ratio for the area based on population weighted by a factor,
established by the Secretary of Transportation, of the number of
inhabitants in each square mile; and
(2) 90.68 percent shall be apportioned each fiscal year only in
urbanized areas with populations of at least 200,000 as provided in
subsections (b) and (c) of this section.
(b) Based on Fixed Guideway Revenue Vehicle-Miles, Route-Miles, and
Passenger-Miles.--(1) In this subsection, ``fixed guideway revenue
vehicle-miles'' and ``fixed guideway route-miles'' include ferry boat
operations directly or under contract by the designated recipient.
(2) Of the amount apportioned under subsection (a)(2) of this
section, 33.29 percent shall be apportioned as follows:
(A) 95.61 percent of the total amount apportioned under this
subsection shall be apportioned so that each urbanized area with a
population of at least 200,000 is entitled to receive an amount
equal to--
(i) 60 percent of the 95.61 percent apportioned under this
subparagraph multiplied by a ratio equal to the number of fixed
guideway revenue vehicle-miles attributable to the area, as
established by the Secretary of Transportation, divided by the
total number of all fixed guideway revenue vehicle-miles
attributable to all areas; and
(ii) 40 percent of the 95.61 percent apportioned under this
subparagraph multiplied by a ratio equal to the number of fixed
guideway route-miles attributable to the area, established by
the Secretary, divided by the total number of all fixed guideway
route-miles attributable to all areas.
An urbanized area with a population of at least 750,000 in which
commuter rail transportation is provided shall receive at least .75
percent of the total amount apportioned under this subparagraph.
(B) 4.39 percent of the total amount apportioned under this
subsection shall be apportioned so that each urbanized area with a
population of at least 200,000 is entitled to receive an amount
equal to--
(i) the number of fixed guideway vehicle passenger-miles
traveled multiplied by the number of fixed guideway vehicle
passenger-miles traveled for each dollar of operating cost in an
area; divided by
(ii) the total number of fixed guideway vehicle passenger-
miles traveled multiplied by the total number of fixed guideway
vehicle passenger-miles traveled for each dollar of operating
cost in all areas.
An urbanized area with a population of at least 750,000 in which
commuter rail transportation is provided shall receive at least .75
percent of the total amount apportioned under this subparagraph.
(C) Under subparagraph (A) of this paragraph, fixed guideway
revenue vehicle- or route-miles, and passengers served on those
miles, in an urbanized area with a population of less than 200,000,
where the miles and passengers served otherwise would be
attributable to an urbanized area with a population of at least
1,000,000 in an adjacent State, are attributable to the governmental
authority in the State in which the urbanized area with a population
of less than 200,000 is located. The authority is deemed an
urbanized area with a population of at least 200,000 if the
authority makes a contract for the service.
(D) A recipient's apportionment under subparagraph (A)(i) of
this paragraph may not be reduced if the recipient, after satisfying
the Secretary of Transportation that energy or operating
efficiencies would be achieved, reduces revenue vehicle-miles but
provides the same frequency of revenue service to the same number of
riders.
(c) Based on Bus Revenue Vehicle-Miles and Passenger-Miles.--Of the
amount apportioned under subsection (a)(2) of this section, 66.71
percent shall be apportioned as follows:
(1) 90.8 percent of the total amount apportioned under this
subsection shall be apportioned as follows:
(A) 73.39 percent of the 90.8 percent apportioned under this
paragraph shall be apportioned so that each urbanized area with
a population of at least 1,000,000 is entitled to receive an
amount equal to--
(i) 50 percent of the 73.39 percent apportioned under
this subparagraph multiplied by a ratio equal to the total
bus revenue vehicle-miles operated in or directly serving
the urbanized area divided by the total bus revenue vehicle-
miles attributable to all areas;
(ii) 25 percent of the 73.39 percent apportioned under
this subparagraph multiplied by a ratio equal to the
population of the area divided by the total population of
all areas, as shown by the latest Government census; and
(iii) 25 percent of the 73.39 percent apportioned under
this subparagraph multiplied by a ratio for the area based
on population weighted by a factor, established by the
Secretary of Transportation, of the number of inhabitants in
each square mile.
(B) 26.61 percent of the 90.8 percent apportioned under this
paragraph shall be apportioned so that each urbanized area with
a population of at least 200,000 but not more than 999,999 is
entitled to receive an amount equal to--
(i) 50 percent of the 26.61 percent apportioned under
this subparagraph multiplied by a ratio equal to the total
bus revenue vehicle-miles operated in or directly serving
the urbanized area divided by the total bus revenue vehicle-
miles attributable to all areas;
(ii) 25 percent of the 26.61 percent apportioned under
this subparagraph multiplied by a ratio equal to the
population of the area divided by the total population of
all areas, as shown by the latest Government census; and
(iii) 25 percent of the 26.61 percent apportioned under
this subparagraph multiplied by a ratio for the area based
on population weighted by a factor, established by the
Secretary of Transportation, of the number of inhabitants in
each square mile.
(2) 9.2 percent of the total amount apportioned under this
subsection shall be apportioned so that each urbanized area with a
population of at least 200,000 is entitled to receive an amount
equal to--
(A) the number of bus passenger-miles traveled multiplied by
the number of bus passenger-miles traveled for each dollar of
operating cost in an area; divided by
(B) the total number of bus passenger-miles traveled
multiplied by the total number of bus passenger-miles traveled
for each dollar of operating cost in all areas.
(d) [Reserved.]
(e) Date of Apportionment.--The Secretary of Transportation shall--
(1) apportion amounts appropriated under subsections (a) and
(h)(2) of section 5338 of this title to carry out section 5307 of
this title not later than the 10th day after the date the amounts
are appropriated or October 1 of the fiscal year for which the
amounts are appropriated, whichever is later; and
(2) publish apportionments of the amounts, including amounts
attributable to each urbanized area with a population of more than
50,000 and amounts attributable to each State of a multistate
urbanized area, on the apportionment date.
(f) Amounts Not Apportioned to Designated Recipients.--The chief
executive officer of a State may expend in an urbanized area with a
population of less than 200,000 an amount apportioned under this section
that is not apportioned to a designated recipient as defined in section
5307(a) of this title.
(g) Transfers of Apportionments.--(1) The chief executive officer of
a State may transfer any part of the State's apportionment under
subsection (a)(1) of this section to supplement amounts apportioned to
the State under section 5311(c) of this title or amounts apportioned to
urbanized areas under this subsection. The chief executive officer may
make a transfer only after consulting with responsible local officials
and publicly owned operators of mass transportation in each area for
which the amount originally was apportioned under this section.
(2) The chief executive officer of a State may transfer any part of
the State's apportionment under section 5311(c) of this title to
supplement amounts apportioned to the State under subsection (a)(1) of
this section.
(3) The chief executive officer of a State may use throughout the
State amounts of a State's apportionment remaining available for
obligation at the beginning of the 90-day period before the period of
the availability of the amounts expires.
(4) A designated recipient for an urbanized area with a population
of at least 200,000 may transfer a part of its apportionment under this
section to the chief executive officer of a State. The chief executive
officer shall distribute the transferred amounts to urbanized areas
under this section.
(5) Capital and operating assistance limitations applicable to the
original apportionment apply to amounts transferred under this
subsection.
(h) Changes of Apportionments.--If sufficient amounts are available,
the Secretary of Transportation shall change apportionments under this
section between the Mass Transit Account of the Highway Trust Fund and
the general fund to ensure that each recipient receives from the general
fund at least as much operating assistance made available each fiscal
year under this section as the recipient is eligible to receive.
(i) Period of Availability to Recipients.--An amount apportioned
under this section may be obligated by the recipient for 3 years after
the fiscal year in which the amount is apportioned. Not later than 30
days after the end of the 3-year period, an amount that is not obligated
at the end of that period shall be added to the amount that may be
apportioned under this section in the next fiscal year.
(j) Application of Other Sections.--Sections 5302, 5318, 5323(a)(1),
(d), and (f), 5332, and 5333 of this title apply to this section and to
a grant made under this section. Except as provided in this section, no
other provision of this chapter applies to this section or to a grant
made under this section.
(k) Certain Urbanized Areas Grandfathered.--An area designated an
urbanized area under the 1980 census and not designated an urbanized
area under the 1990 census for the fiscal year ending September 30,
1993, is eligible to receive--
(1) 50 percent of the amount the area would have received if the
area had been an urbanized area as defined by section 5302(a)(13)
\1\ of this title; and
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\1\ See References in Text note below.
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(2) an amount equal to 50 percent of the amount that the State
in which the area is located would have received if the area had
been an area other than an urbanized area.
(Pub. L. 103-272, Sec. 1(d), July 5, 1994, 108 Stat. 840; Pub. L. 104-
287, Sec. 5(19), Oct. 11, 1996, 110 Stat. 3390; Pub. L. 105-178, title
III, Secs. 3027(a), (b), 3029(b)(10), (11), June 9, 1998, 112 Stat. 366,
373.)
Historical and Revision Notes
Pub. L. 103-272
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Revised Section Source (U.S. Code) Source (Statutes at Large)
----------------------------------------------------------------------------------------------------------------
5336(a)(1)............................ 49 App.:1607a(a)(1). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(a); added Jan. 6, 1983,
Pub. L. 97-424, Sec. 303, 96 Stat.
2141; Apr. 2, 1987, Pub. L. 100-17,
Sec. 327(b), 101 Stat. 238; Dec. 18,
1991, Pub. L. 102-240, Sec. 3013(a),
105 Stat. 2106.
49 App.:1607a(d). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(b)(1)-(3), (c)-(e)(1),
(m)(2); added Jan. 6, 1983, Pub. L. 97-
424, Sec. 303, 96 Stat. 2141, 2147;
Apr. 2, 1987, Pub. L. 100-17, Sec.
327(b), 101 Stat. 238.
5336(a)(2)............................ 49 App.:1607a(a)(2).
5336(b)(1)............................ 49 App.:1607a(b)(2) (last
sentence).
5336(b)(2)(A)......................... 49 App.:1607a(b)(1), (2) (1st
sentence).
5336(b)(2)(B)......................... 49 App.:1607a(b)(3) (1st
sentence).
5336(b)(2)(C)......................... 49 App.:1607a(b)(2) (2d
sentence), (3) (last
sentence).
5336(b)(2)(D)......................... 49 App.:1607a(b)(2) (3d
sentence).
5336(b)(2)(E)......................... 49 App.:1607a(b)(4). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(b)(4); added Dec. 18,
1991, Pub. L. 102-240, Sec. 3013(b),
105 Stat. 2106.
5336(c)(1)............................ 49 App.:1607a(c)(1), (2), (d)
(last sentence).
5336(c)(2)............................ 49 App.:1607a(c)(3).
5336(d)(1)............................ 49 App.:1607a (k)(2)(A). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(k)(2)(A); added Jan. 6,
1983, Pub. L. 97-424, Sec. 303, 96
Stat. 2145; Apr. 2, 1987, Pub. L. 100-
17, Secs. 312(c)(1), (2), 327(b), 101
Stat. 228, 238.
5336(d)(2)............................ 49 App.:1607a (k)(2)(B). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(k)(2)(B); added Apr. 2,
1987, Pub. L. 100-17, Sec. 312(c)(3),
101 Stat. 228; Dec. 18, 1991, Pub. L.
102-240, Sec. 3013(i), 105 Stat.
2107.
49 App.:1607a (k)(2)(C). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(k)(2)(C); added Apr. 2,
1987, Pub. L. 100-17, Sec. 312(c)(3),
101 Stat. 228.
5336(e)............................... 49 App.:1607a(q). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(q); added Apr. 2, 1987,
Pub. L. 100-17, Sec. 312(e), 101
Stat. 229.
5336(f)............................... 49 App.:1607a(m)(2).
5336(g)............................... 49 App.:1607a(n). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(n); added Jan. 6, 1983,
Pub. L. 97-424, Sec. 303, 96 Stat.
2147; Apr. 2, 1987, Pub. L. 100-17,
Secs. 312(d), 327(b), 101 Stat. 229,
238.
5336(h)............................... 49 App.:1607a(t). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(t); added Dec. 18, 1991,
Pub. L. 102-240, Sec. 3013(k), 105
Stat. 2108.
5336(i)............................... 49 App.:1607a(o). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(o); added Jan. 6, 1983,
Pub. L. 97-424, Sec. 303, 96 Stat.
2147; Apr. 2, 1987, Pub. L. 100-17,
Secs. 311, 327(b), 101 Stat. 228,
238.
5336(j)............................... 49 App.:1607a(e)(1).
5336(k)............................... 49 App.:1607a(s). July 9, 1964, Pub. L. 88-365, 78 Stat.
302, Sec. 9(s); added Dec. 18, 1991,
Pub. L. 102-240, Sec. 3013(j), 105
Stat. 2108.
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In this section, the word ``apportioned'' is substituted for
``available'', ``shall be available for expenditure'', ``made
available'', and ``made available for expenditure'' for clarity and
consistency in this chapter.
In subsection (a)(1), before subclause (A), the words ``the sum of''
are omitted as surplus.
In subsection (b)(2)(D), the word ``provided'' is omitted as
surplus. The words ``is deemed'' are substituted for ``as if . . .
were'' for consistency in the revised title and with other titles of the
United States Code. The words ``directly or indirectly'' are omitted as
surplus.
In subsection (c)(1)(B), before clause (i), the words ``of at least
200,000'' are added for clarity.
In subsection (d)(1)(D), the words ``Notwithstanding the preceding
sentence'' and ``each fiscal year'' are omitted as surplus.
In subsection (d)(2), the words ``Beginning on October 1, 1991'' are
omitted as executed. The words ``paragraph (1) of this subsection'' are
substituted for ``under this section that may be used for operating
assistance by urbanized areas'' to eliminate unnecessary words. The
words ``(if any)'' are omitted as surplus. The words ``Secretary of
Labor'' are substituted for ``Department of Labor'' because of 29:551.
The text of 49 App.:1607a(k)(2)(B) (2d sentence) is omitted as executed.
The text of 49 App.:1607a(k)(2)(B) (last sentence) is omitted as
surplus.
In subsection (e)(1), the words ``under section 5338(f) of this
title'' are added for clarity. The words ``in accordance with the
provisions of this section'' are omitted as surplus.
In subsection (e)(2), the words ``established by the preceding
sentence'' are omitted as surplus.
In subsection (g)(1) and (2), the word ``part'' is substituted for
``amount'' for clarity.
In subsection (g)(4), the words ``including areas of 200,000 or more
population'' are omitted as surplus.
In subsection (h), the words ``in each fiscal year beginning after
September 30, 1991'' are omitted as obsolete.
In subsection (i), the words ``the close of'' are omitted as
surplus.
In subsection (j), the references to sections 5302(a)(8) and 5318
are added for clarity. The source provisions of sections 5302(a)(8) and
5318, enacted by section 317 of the Surface Transportation and Uniform
Relocation Assistance Act of 1987 (Public Law 100-17, 101 Stat. 233),
were not intended to come under the exclusion stated in 49
App.:1607a(e)(1). The words ``condition, limitation, or other'' and
``for programs of projects'' are omitted as surplus.
In subsection (k), the text of 49 App.:1607a(s)(1) is omitted as
obsolete.
Pub. L. 104-287
This amends 49:5336(b)(2) to clarify the restatement of 49
App.:1607a(b) by section 1 of the Act of July 5, 1994 (Public Law 103-
272, 108 Stat. 840).
References in Text
Section 5302(a) of this title, referred to in subsec. (k)(1), was
subsequently amended, and section 5203(a)(13) no longer defines the term
``urbanized area''. However, such term is defined elsewhere in that
section.
Amendments
1998--Pub. L. 105-178, Sec. 3027(a), substituted ``formula grants''
for ``block grants'' in section catchline.
Subsec. (a). Pub. L. 105-178, Sec. 3029(b)(10), substituted
``5338(a) of this title'' for ``5338(f) of this title'' in introductory
provisions.
Subsec. (d). Pub. L. 105-178, Sec. 3027(b), amended subsec. (d)
generally, substituting ``[Reserved.]'' for former provisions relating
to operating assistance.
Subsec. (e)(1). Pub. L. 105-178, Sec. 3029(b)(11), substituted
``subsections (a) and (h)(2) of section 5338'' for ``section 5338(f)''.
1996--Subsec. (b)(2)(A), (B). Pub. L. 104-287, Sec. 5(19)(A),
inserted at end ``An urbanized area with a population of at least
750,000 in which commuter rail transportation is provided shall receive
at least .75 percent of the total amount apportioned under this
subparagraph.''
Subsec. (b)(2)(C) to (E). Pub. L. 104-287, Sec. 5(19)(B), (C),
redesignated subpars. (D) and (E) as (C) and (D), respectively, and
struck out former subpar. (C) which read as follows: ``An urbanized area
with a population of at least 750,000 in which commuter rail
transportation is provided shall receive at least .75 percent of the
total amount apportioned under this subsection.''
Effective Date of 1996 Amendment
Amendment by Pub. L. 104-287 effective July 5, 1994, see section
8(1) of Pub. L. 104-287, set out as a note under section 5303 of this
title.
Urbanized Area Formula Study
Pub. L. 105-178, title III, Sec. 3033, June 9, 1998, 112 Stat. 386,
provided that:
``(a) Study.--The Secretary [of Transportation] shall conduct a
study to determine whether the formula for apportioning funds to
urbanized areas under section 5336 of title 49, United States Code,
accurately reflects the transit needs of the urbanized areas and, if
not, whether any changes should be made either to the formula or through
some other mechanism to reflect the fact that some urbanized areas with
a population between 50,000 and 200,000 have transit systems that carry
more passengers per mile or hour than the average of those transit
systems in urbanized areas with a population over 200,000.
``(b) Report.--Not later than December 31, 1999, the Secretary shall
transmit to the Committee on Transportation and Infrastructure of the
House of Representatives and the Committee on Banking, Housing, and
Urban Affairs of the Senate a report on the results of the study
conducted under this section, together with any proposed changes to the
method for apportioning funds to urbanized areas with a population over
50,000.''
Section Referred to in Other Sections
This section is referred to in sections 5307, 5308, 5310, 5323,
5330, 5337 of this title.
