§ 9c. — Notice of investigations and enforcement actions.
[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
January 24, 2002 and December 19, 2002]
[CITE: 7USC9c]
TITLE 7--AGRICULTURE
CHAPTER 1--COMMODITY EXCHANGES
Sec. 9c. Notice of investigations and enforcement actions
The Commission shall provide the Securities and Exchange Commission
with notice of the commencement of any proceeding and a copy of any
order entered by the Commission pursuant to sections 9, 15, and 13b of
this title against any futures commission merchant or introducing broker
registered pursuant to section 6f(a)(2) of this title, any floor broker
or floor trader exempt from registration pursuant to section 6f(a)(3) of
this title, any associated person exempt from registration pursuant to
section 6k(6) \1\ of this title, or any board of trade designated as a
contract market pursuant to section 7b-1 of this title.
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\1\ So in original. Probably should refer to the second par. (5) of
section 6k.
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(Sept. 21, 1922, ch. 369, Sec. 6(g), as added Pub. L. 106-554,
Sec. 1(a)(5) [title II, Sec. 253(b)], Dec. 21, 2000, 114 Stat. 2763,
2763A-449.)
Codification
Section is comprised of subsec. (g) of section 6 of act Sept. 21,
1922. Subsecs. (a) and (b) of section 6 are classified to section 8 of
this title. Subsec. (c) of section 6 is classified to sections 9 and 15
of this title. Subsecs. (d), (e), and (f) of section 6 are classified to
sections 13b, 9a, and 9b of this title, respectively.
Section Referred to in Other Sections
This section is referred to in section 12 of this title.
