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EN BANC

[G.R. No. 121176. July 8, 1999]

THE PEOPLE OF THE PHILIPPINES, Plaintiff-Appellee, v. MARLON PARAZO Y FRANCISCO, Accused-Appellant.

R E S O L U T I O N

PURISIMA, J.:

This case was docketed on November 27, 1995, upon the elevation for automatic review of Criminal Case Nos. 6167 and 6168, for rape and frustrated homicide, from Branch 27, Regional Trial Court, Cabanatuan City, which imposed on accused-appellant Marlon Parazo y Francisco the supreme penalty of death.

On May 14, 1997, this Court handed down a Decision,1 affirming with modification subject Joint Decision of Branch 27 of the Regional Trial Court of Nueva Ecija, in Criminal Case Nos. 6167 and 6168, disposing as follows:

WHEREFORE, the joint decision appealed from dated March 24, 1995, is hereby AFFIRMED with respect to Crim. Case No. 6167, and accused Marlon Parazo y Francisco is found guilty of the crime of rape under Section 11 of Republic Act No. 7659 amending Article 335 of the Revised Penal Code, with the aggravating circumstance of dwelling, and is sentenced to the penalty of death, with two (2) members of the Court, however, voting to impose reclusion perpetua.

The decision appealed from with respect to Crim. Case No. 6168, for frustrated homicide is MODIFIED in that the accused is sentenced to suffer the indeterminate penalty of six (6) years of prision correccional as minimum penalty to twelve (12) years of prision mayor maximum, as maximum penalty.

In accordance with Section 25 of Republic Act No. 7659 amending Article 83 of the Revised Penal Code, upon finality of this decision, let the records of this case be forthwith forwarded to the Office of the President for possible exercise of the pardoning power.

SO ORDERED.

On May 29, 1997, appellant interposed the Motion for Reconsideration under consideration, bringing to the attention of the Court facts and circumstances, such as the absence of a sign language expert, which if true would warrant the setting aside of his judgment of conviction.

On February 10, 1998, the Court resolved2 to grant appellants Urgent Omnibus Motion: (1) to hold in abeyance consideration of his motion for reconsideration pending his medical examination; (2) to allow a supplemental motion for reconsideration after his medical examination; and (3) to submit him (appellant) for examination by a physician of the Supreme Court. Subsequently, or on January 19, 1999, to be precise, appellant was allowed to be brought to the UP-PGH Medical Center, with appropriate escorts, to undergo the necessary neurologic and otolaryngologic evaluation and work-up.3cräläwvirtualibräry

In compliance with the said resolution of the Court, Dr. Rosa Mendoza, Senior Chief Staff Officer of the Supreme Court Clinic Services, submitted two (2) Memorandum Reports, dated July 29, 1998 and March 5, 1999, respectively, on the mental, neurologic and otolaryngologic examination and evaluation of appellant.

On July 20, 1998, the appellant was examined, on the basis of which examination SC Medical Services Psychologist III Beatriz O. Cruz came out with the following findings and general observation, to wit:

GENERAL OBSERVATION AND TEST BEHAVIOR:

x x x

An encounter with this person revealed him to have an average physique and height, with fair complexion and somewhat curly hair. Throughout the testing session he was in a pensive mood. Doubt and an agitated appearance was written all over his face particularly when he struggled to say something, but which ideas could not get across. One security officer, Mr. Gutierrez, came to our aid and communicated to Mr. Parazo through sign language to comprehend and answer the question being asked [what he was guilty of]. When he could not understand it, we wrote the question in tagalog in the paper and to our surprise he could not even read. However thru some efforts made he was able to utter rep [rape].

Another inmate whom they call mayor [he is the leader of the group] and another close friend of Mr. Parazo where (sic) called in to provide help to the examiner. And with difficulties being experienced by the undersigned in giving instructions in gestures, he was able to draw the geometric figures and a person, respectively. Hand tremor was noticeable [Mr. Parazo is left handed]. With the help of mayor, an attempt was further made by the examiner to show him the ink blot test, counting on the idea that the examiner might get something out of his responses to the task just like in the previous paper and pencil test. But our efforts proved futile at this time. No amount of gestures could make him comprehend the instructions given. It was during this time that he was able to verbalize dilam in high pitched, cracking voice which the undersigned took for di alam [I dont know]. The examiner did not go further from this point hence, the termination of test administration.

TESTS ADMINISTERED:

Bender Visual Motor Gestalt Test

Good enough Figure Drawing Test

TESTS RESULT & DISCUSSION:

The results of the paper and pencil test reveal that Mr. Parazos intelligence function based on the Goodenough is gauged on the Mild to Moderate degree of Mental Retardation with an estimated IQ of 60. His mental age on the other hand, is equivalent to 7 years and 9 months.

Further, signs of regressive features and distortion of the gestalt figures are manifested with strong indication of impulsive behavior. His inability to reproduce from memory the same figures was noteworthy. His writing output is unsteady that gives an inkling of difficulty in the motor area.

The above clinical findings are typical reproduction of a person with history of neurological dysfunction as maybe true in the case of Mr. Parazo who is deaf. It cannot be discounted also that his intellectual and psychological deficiencies are not only based on organic brain pathology but primarily on the basis of mental retardation which impedes the effective use of whatever abilities he does have and which renders him psychologically incompetent to comprehend fully the significance of the acts he commits.4 (italics ours)

In connection therewith, there was presented the Memorandum Report of July 29, 1998, stating thus:

Based on the foregoing, it appears that the problem of appellant Marlon Parazo is the severe hearing defect or deafness. The presence of an organic disorder cannot be determined because of the latters inability to communicate. However, some degree of mental retardation was gathered with the use of Paper and Pencil Test. His mental age is seven (7) years and nine (9) months. His Intelligence Quotient (IQ) is 60.

This mental retardation could be secondary to an inherent defect in the brain or secondary to the sensory deprivation [deafness], which connotes a substantial limitation in intellectual and adaptive functioning. (italics ours)

Appellant was then examined at the UP-PGH Medical Center, and the Memorandum Report of Dr. Rosa Mendoza, dated March 5, 1999, summarized the findings of the UP-PGH Medical Center as follows:

Quoted hereunder are the report on the test conducted:

Ma. Luz S. Casimiro-Querubin, MD, DPBP, Psychiatrist, Department of Psychiatry and Behavioral Medicine, College of Medicine and Philippine General Hospital, Manila in her Psychiatric Assessment Report, stated that:

On the day of assessment, Mr. Parazo was seen sitting on the examining table. His hands were cuffed in front of him. He was feeding himself a sandwich. He was appropriately groomed. He wore the orange bilibid prison uniform with denim jeans and rubber shoes. He appeared tired and fearful. His mood was generally anxious and his affect was appropriate to the situation. When approached, Mr. Parazo would look down but would glance at the examiner after a few seconds. He was unable to follow simple instructions initially and was able to do so only after much coaxing from those around him and repeated demonstrations of the task he was being asked to do. He was unable to read. The only thing he could write is his name. Mr. Parazo was able to copy simple patters (sic) but could not participate in any verbal assessment procedure. His thought content, thought process and flow of ideas could not be determined because of his inability to speak. (Underscoring supplied). He was able to maintain good eye contact. The client remained calm during the assessment procedure. It was evident that he felt insecure with the manipulative tasks he was presented with. Initially, Mr. Parazo appeared resistant to the examiner but he eventually warmed.

Throughout the examination, Mr. Parazo sought for encouragement by looking at the examiner after each and every task. He worked quietly, exerted obvious efforts to perform well and was visibly careful in trying not to commit mistakes. It was only when he was signaled that he could use both hands that Mr. Parazo did so. His behavior was consistent throughout the period of the examination.

The above behavioral description strongly supports the fact that Mr. Marlon Parazo is indeed hearing impaired and suffers from mental retardation. He is unable to understand both written and spoken language, needs repetitive sign language instructions and demonstration to understand the task he was being asked to do.

Meredith F. Castro, MA, Psychologist, PGH, Manila, on the other hand, supported the assessment findings of Dra. Ma. Luz C. Querubin and reported as follows:

Psychological Evaluation Report Summary

XXX

Measure

Wechsler Intelligence Scale for Children-Rev. (WISC-R), Performance Scale. (This is a comprehensive test of intelligence that measures both verbal and non-verbal aspects and is intended for children aged 6-16 years old and for adults suspected of mental deficiency. It is composed of two scales that can be administered separately. Given the examinees sensory impairment and absence of speech, this present assessment used only the performance scale, which taps the non-verbal intelligence).

x x x

Performance Prorated Scale Score: 23

Performance IQ: 659

Mean Test-Age: 8 years, 5 months

Impressions

Given his sensory impairment and limited educational background, M.P. Fared poorly in this intelligence test for children and has been assessed to be within mild mental deficiency to borderline range of intellectual functioning.

Charlotte M. Chiong, M.D., Otology, Neurotology, Neurotologic Skull Base Surgery, Diplomate, Philippine Board of Otolaryngology-Head and Neck Surgery, PGH certified that:

I examined Mr. Marlon Parazo, 28-year-old death convict last February 3, 1999. Brainstem auditory evoked response audiometry was done and with 2000 click stimuli no wave responses were generated in the left suggestive of profound hearing loss in that ear. In the right ear there was a response 80 db click intensities suggestive of a severe hearing loss. Puretone Audiometry was done and patient was also noted to have bilateral profound hearing loss. Speech Testing could not be done due to severity of hearing loss. From my evaluation Mr. Marlon Parazo has a severe disability and could not possibly understand conversational speech without powerful amplification such as a hearing aid. (Underscoring supplied)

For her part, Dr. Grace O. Orteza, MA, MD, FPNA, Section of Neurology, Department of Medicine, UP-PGH, Manila, in her Assessment stated that XXX there are no significant neurologic findings aside from the manifest deafness and muteness of patient.

To corroborate the medical findings of the Medical Team from the Philippine General Hospital, we conducted an on-the-spot gathering of vital informations on the physical infirmities of Marlon Parazo to determine whether the same is congenital or acquired.

Mrs. Eufrocina Zenaida Francisco, the mother of Marlon admitted that her son was born deaf and mute. Their day to day communications relied simply by a pat at the back, a tap on the lap or sometimes by the very basic sign language that could best convey the message to him. He never had any formal education. Medical intervention, according to her, never crossed her mind because of their poverty. If food, which is a very basic need is already a problem how much more with medications.

The Barangay Chairman of Caimito, Palayan City, Mr. Antonio Sebastian, on the other hand, claims that he has known Marlon since childhood. In the locality he was branded as Pipi because of his inability to communicate. Nothing significant was noted in his childhood days. It was only when he was about his late teens that he was involved in petty theft.

An interview with Mrs. Juliana Baltazar, a retired schoolteacher, likewise strengthened the fact that Marlon was deaf and mute. Marlon, according to her, never actively participated in class though his enthusiasm to learn was present. He never completed a Grade I full school term, even on a sit in basis since he and his sister were forced to drop from the class during the harvest season to earn a living.

The Department of Social Welfare and Development, Field Office, Palayan City, on the other hand added the information that since 1975 Marlon was a beneficiary of their projects relative to Persons with Disability. During his early childhood, he was an active participant of their project. As he grew older however, he did not anymore bother to visit their office.

Based on the collateral informations (sic) gathered from persons who have known the patient since childhood, together with the results of the diagnostic test at UP-PGH and evidenced by the psychological report, it is now established that Marlon Parazo is suffering from (1) Profound Hearing Loss, left ear; (2) Severe Hearing Loss, right ear; (3) Mental Retardation, Mild.

The American Association of Mental Deficiency and the Fourth Edition of Diagnostic and Statistical/Manual of Mental Disorder enumerated the Diagnostic Criteria for Mental Retardation as follows:

1. Significantly sub-average intellectual functioning: an I.Q. of approximately 70 or below on an individually administered I.Q. test.

2. Concurrent deficits or impairments in present adaptive functioning (i.e., the persons effectiveness in meeting the standards expected for his or her age by his or her cultural group) in at least two of the following skill areas: communication, self-care, home-living, social/interpersonal skills, use of community resources, self-direction, functional academic skills, work, leisure, health and safety).

3. Onset before age of 18.

x x x

During the tympanovactic examination, the intense sound given to ear of the patient that is above the normal hearing threshold will elicit facial and neck contraction of the muscle, which this patient (Marlon) did not manifest. Instead, he continued staring blatantly [blankly] at the roof of the room.

For her part, Dra. Querubin elucidated that given the physical infirmities coupled with mental retardation there is no way that Marlon can determine the propriety of his actions. Perhaps, it would have been different if he had a formal education and given the opportunity to communicate effectively through the sign language. He, however is in a situation where due to immense poverty never had a chance to improve his lot.

In conclusion, as per Resolution of the Court En Banc, the undersigned [Rosa J. Mendoza, M.D.] conducted hand in hand with Dr. Charlotte M. Chiong, in the medical evaluation of Mr. Marlon Parazo, together with the panel of Medical Specialist of UP-PGH, the S.C. Medical Team and the lawyer representative from the Office of the Court Administrator, it is our unanimous opinion that Mr. Marlon Parazo is deaf and mute with mental retardation mild.

The affidavits5 of Rev. Fr. Roberto A. Olaguer, the National Bilibid Prisons Chaplain, and Rev. Fr. Roy Rolando L. Cosca, S.J., Executive Director of Philippine Jesuit Prison Service, state that appellant is a deaf-mute. The results of medical examinations conducted on appellant also indicate that appellant is really a deaf-mute, a mental retardate, whose mental age is only seven (7) years and nine (9) months, and with low IQ of 60 only.

Records on hand show that appellant was tried below without the benefit of a sign language expert. The fact that he was helped and assisted by a person who has been known to him since 1983, as noted by the trial court of origin and appearing on page 6 of the transcript of stenographic notes for February 8, 1995, is of no moment, absent any clear showing that appellant was aided by a competent sign language expert able to fully understand and interpret the actions and mutterings of appellant.

As held in People v. Crisologo6:

The absence of an interpreter in sign language who could have conveyed to the accused, a deaf-mute, the full facts of the offense with which he was charged and who could also have communicated the accuseds own version of the circumstances which led to his implication in the crime, deprived the accused of a full and fair trial and a reasonable opportunity to defend himself. Not even the accuseds final plea of not guilty can excuse these inherently unjust circumstances.

The absence of a qualified interpreter in sign language and of any other means, whether in writing or otherwise, to inform the accused of the charges against him denied the accused his fundamental right to due process of law. The accuracy and fairness of the factual process by which the guilt or innocence of the accused was determined was not safeguarded. The accused could not be said to have enjoyed the right to be heard by himself and counsel, and to be informed of the nature and cause of the accusation against him in the proceedings where his life and liberty were at stake.

All the foregoing studiedly considered, the court is of the irresistible conclusion that movant richly deserves a re-arraignment and re-trial, to the end that only upon proof of guilt beyond reasonable doubt may he be consigned to the lethal injection chamber.

WHEREFORE, the Decision of this Court promulgated on May 14, 1997 is VACATED,the Joint Decision rendered by Branch 27 of the Regional Trial Court of Nueva Ecija in Criminal Case Nos. 6167 and 6168 is SET ASIDE; and appellant is hereby GRANTED a RE-ARRAIGNMENT and RE-TRIAL, with the assistance of counsel and a competent sign language expert, before the Executive Judge of the Regional Trial Court of Muntinlupa City.

SO ORDERED.

Davide, Jr., C.J., Bellosillo, Melo, Puno, Vitug, Kapunan, Mendoza, Panganiban, Quisumbing, Pardo, Buena, Gonzaga-Reyes, and Ynares-Santiago, JJ., concur.

Romero, J., on official business abroad.

Endnotes:


1 Rollo, pp. 106-118.

2 Rollo, p. 159.

3 Resolution dated January 19, 1999.

4 Annex G of Memorandum Report dated July 29, 1998.

5 Rollo, pp. 128-129.

6 150 SCRA 656.




























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