5 C.F.R. § 5101.102 Prohibited financial interests and transactions.
Title 5 - Administrative Personnel
In accordance with 5 CFR 2635.403(a), no Commission member or other employee shall engage in business or financial transactions, or hold business or financial interests, prohibited by the Commodity Exchange Act, as set forth in 17 CFR 140.735–2.
Title 5: Administrative Personnel
PART 5101—SUPPLEMENTAL STANDARDS OF ETHICAL CONDUCT FOR EMPLOYEES OF THE COMMODITY FUTURES TRADING COMMISSION
§ 5101.102 Prohibited financial interests and transactions.