10 C.F.R. PART 603--TECHNOLOGY INVESTMENT AGREEMENTS


TITLE 10--Energy

CHAPTER II--DEPARTMENT OF ENERGY

SUBCHAPTER H--ASSISTANCE REGULATIONS

PART 603--TECHNOLOGY INVESTMENT AGREEMENTS

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Subpart A--GENERAL

�603.100
Purpose.
�603.105
Description.
�603.110
Use of TIAs.
�603.115
Approval requirements.
�603.120
Contracting officer warrant requirements.
�603.125
Applicability of other parts of the DOE Assistance Regulations.
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Subpart B--APPROPRIATE USE OF TECHNOLOGY INVESTMENT AGREEMENTS

�603.200
Contracting officer responsibilities.
�603.205
Nature of the project.
�603.210
Recipients.
�603.215
Recipient's commitment and cost sharing.
�603.220
Government participation.
�603.225
Benefits of using a TIA.
�603.230
Fee or profit.
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Subpart C--REQUIREMENTS FOR EXPENDITURE-BASED AND FIXED-SUPPORT TECHNOLOGY INVESTMENT AGREEMENTS

�603.300
Difference between an expenditure-based and a fixed-support TIA.
�603.305
Use a fixed-support TIA.
�603.310
Use of an expenditure-based TIA.
�603.315
Advantages of a fixed-support TIA.
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Subpart D--COMPETITION PHASE

�603.400
Competitive procedures.
�603.405
Announcement format.
�603.410
Announcement content.
�603.415
Cost sharing.
�603.420
Disclosure of information.
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Subpart E--PRE-AWARD BUSINESS EVALUATION

�603.500
Pre-award business evaluation.
�603.505
Program resources.
�603.510
Recipient qualifications.
�603.515
Qualification of a consortium.
�603.520
Reasonableness of total project funding.
�603.525
Value and reasonableness of the recipient's cost sharing contribution.
�603.530
Acceptable cost sharing.
�603.535
Value of proposed real property or equipment.
�603.540
Acceptability of fully depreciated real property or equipment.
�603.545
Acceptability of costs of prior RD&D.
�603.550
Acceptability of intellectual property.
�603.555
Value of other contributions.
�603.560
Estimate of project expenditures.
�603.565
Use of a hybrid instrument.
�603.570
Determining milestone payment amounts.
�603.575
Repayment of Federal cost share.
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Subpart F--AWARD TERMS AFFECTING PARTICIPANTS' FINANCIAL, PROPERTY, AND PURCHASING SYSTEMS

�603.600
Administrative matters.
�603.605
General policy.
�603.610
Flow down requirements.
�603.615
Financial management standards for-profit firms.
�603.620
Financial management standards for nonprofit participants.
�603.625
Cost principles or standards applicable to for-profit participants.
�603.630
Use Federally approved indirect cost rates for for-profit firms.
�603.635
Cost principles for nonprofit participants.
�603.640
Audits of for-profit participants.
�603.645
Periodic audits and award-specific audits of for-profit participants.
�603.650
Designation of auditor for for-profit participants.
�603.655
Frequency of periodic audits of for-profit participants.
�603.660
Other audit requirements.
�603.665
Periodic audits of nonprofit participants.
�603.670
Flow down audit requirements to subrecipients.
�603.675
Reporting use of IPA for subawards.
�603.680
Purchase of real property and equipment by for-profit firms.
�603.685
Management of real property and equipment by nonprofit participants.
�603.690
Requirements for Federally-owned property.
�603.695
Requirements for supplies.
�603.700
Standards for purchasing systems of for-profit firms.
�603.705
Standards for purchasing systems of nonprofit organizations.
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Subpart G--AWARD TERMS RELATED TO OTHER ADMINISTRATIVE MATTERS

�603.800
Scope.
�603.805
Payment methods.
�603.810
Method and frequency of payment requests.
�603.815
Withholding payments.
�603.820
Interest on advance payments.
�603.825
Government approval of changes in plans.
�603.830
Pre-award costs.
�603.835
Program income requirements.
�603.840
Negotiating data and patent rights.
�603.845
Data rights requirements.
�603.850
Marking of data.
�603.855
Protected data.
�603.860
Rights to inventions.
�603.865
March-in rights.
�603.870
Marking of documents related to inventions.
�603.875
Foreign access to technology and U.S. competitiveness provisions.
�603.880
Reports requirements.
�603.885
Updated program plans and budgets.
�603.890
Final performance report.
�603.895
Protection of information in programmatic reports.
�603.900
Receipt of final performance report.
�603.905
Record retention requirements
�603.910
Access to a for-profit participant's records.
�603.915
Access to a nonprofit participant's records.
�603.920
Termination and enforcement requirements.
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Subpart H--EXECUTING THE AWARD

�603.1000
Contracting officer's responsibilities at time of award.
�603.1005
General responsibilities.
�603.1010
Substantive issues.
�603.1015
Execution.
�603.1020
File documents.
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Subpart I--POST-AWARD ADMINISTRATION

�603.1100
Contracting officer's post-award responsibilities.
�603.1105
Advance payments or payable milestones.
�603.1110
Other payment responsibilities.
�603.1115
Single audits.
�603.1120
Award-specific audits.
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Subpart J--DEFINITIONS OF TERMS USED IN THIS PART

�603.1200
Definitions
�603.1205
Advance.
�603.1210
Articles of collaboration.
�603.1215
Assistance.
�603.1220
Award-specific audit.
�603.1225
Cash contributions.
�603.1230
Commercial firm.
�603.1235
Consortium.
�603.1240
Cooperative agreement.
�603.1245
Cost sharing.
�603.1250
Data.
�603.1255
Equipment.
�603.1260
Expenditure-based award.
�603.1265
Expenditures or outlays.
�603.1270
Grant.
�603.1275
In-kind contributions.
�603.1280
Institution of higher education.
�603.1285
Intellectual property.
�603.1290
Participant.
�603.1295
Periodic audit.
�603.1300
Procurement contract.
�603.1305
Program income.
�603.1310
Program official.
�603.1315
Property.
�603.1320
Real property.
�603.1325
Recipient.
�603.1330
Supplies.
�603.1335
Termination.
�603.1340
Technology investment agreement.
Appendix
Appendix A to Part 603--Applicable Federal Statutes, Executive Orders, and Government-wide Regulations
Appendix
Appendix B to Part 603--Flow Down Requirements for Purchases of Goods and Services
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