12 C.F.R. PART 225--BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION Y)
TITLE 12--Banks and Banking
CHAPTER II--FEDERAL RESERVE SYSTEM
SUBCHAPTER A--BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
PART 225--BANK HOLDING COMPANIES AND CHANGE IN BANK CONTROL (REGULATION Y)
Subpart A--GENERAL PROVISIONS
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| Authority, purpose, and scope.
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| Registration, reports, and inspections.
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| Penalties for violations.
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| Exceptions to tying restrictions.
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Subpart B--ACQUISITION OF BANK SECURITIES OR ASSETS
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| Transactions requiring Board approval.
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| Transactions not requiring Board approval.
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| Factors considered in acting on bank acquisition proposals.
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| Expedited action for certain bank acquisitions by well-run bank holding companies.
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| Procedures for other bank acquisition proposals.
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| Public notice, comments, hearings, and other provisions governing applications and notices.
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| Notice procedure for one-bank holding company formations.
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Subpart C--NONBANKING ACTIVITIES AND ACQUISITIONS BY BANK HOLDING COMPANIES
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| Prohibited nonbanking activities and acquisitions; exempt bank holding companies.
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| Exempt nonbanking activities and acquisitions.
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| Expedited action for certain nonbanking proposals by well-run bank holding companies.
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| Procedures for other nonbanking proposals.
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| Hearings, alteration of activities, and other matters.
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| Factors considered in acting on nonbanking proposals.
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| Procedures for determining scope of nonbanking activities.
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| List of permissible nonbanking activities.
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Subpart D--CONTROL AND DIVESTITURE PROCEEDINGS
Subpart E--CHANGE IN BANK CONTROL
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| Transactions requiring prior notice.
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| Transactions not requiring prior notice.
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| Procedures for filing, processing, publishing, and acting on notices.
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| Reporting of stock loans.
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Subpart F--LIMITATIONS ON NONBANK BANKS
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| Limitation on overdrafts.
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Subpart G--APPRAISAL STANDARDS FOR FEDERALLY RELATED TRANSACTIONS
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| Authority, purpose, and scope.
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| Appraisals required; transactions requiring a State certified or licensed appraiser.
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| Minimum appraisal standards.
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| Professional association membership; competency.
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Subpart H--NOTICE OF ADDITION OR CHANGE OF DIRECTORS AND SENIOR EXECUTIVE OFFICERS
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| Director and officer appointments; prior notice requirement.
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| Procedures for filing, processing, and acting on notices; standards for disapproval; waiver of notice.
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Subpart I--FINANCIAL HOLDING COMPANIES
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| What is a financial holding company?
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| How does a bank holding company elect to become a financial holding company?
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| What are the consequences of failing to continue to meet applicable capital and management requirements?
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| What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries?
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| Is notice to or approval from the Board required prior to engaging in a financial activity?
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| What activities are permissible for any financial holding company?
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| Is notice to the Board required after engaging in a financial activity?
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| How to request the Board to determine that an activity is financial in nature or incidental to a financial activity?
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| How to request approval to engage in an activity that is complementary to a financial activity?
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| What are the requirements for a foreign bank to be treated as a financial holding company?
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| How may a foreign bank elect to be treated as a financial holding company?
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| How does an election by a foreign bank become effective?
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| What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements?
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| What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act?
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| Bank holding company's subsidiary banks owning shares of nonbanking companies.
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| Bank holding company indirectly owning nonbanking company through subsidiaries.
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| Bank holding company acquiring stock by dividends, stock splits or exercise of rights.
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| ''Services'' under section 4(c)(1) of Bank Holding Company Act.
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| Acquisition of stock in small business investment company.
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| ''Services'' under section 4(c)(1) of Bank Holding Company Act.
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| Limit on investment by bank holding company system in stock of small business investment companies.
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| Indirect control of small business concern through convertible debentures held by small business investment company.
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| Services under section 4(a) of Bank Holding Company Act.
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| Applicability of Bank Service Corporation Act in certain bank holding company situations.
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| Computer services for customers of subsidiary banks.
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| Acquisition of Edge corporation affiliate by State member banks of registered bank holding company.
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| Bank holding company ownership of mortgage companies.
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| Activities closely related to banking.
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| Foreign bank holding companies.
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| Investment adviser activities.
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| Activities not closely related to banking.
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| Investment in corporations or projects designed primarily to promote community welfare.
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| Activities closely related to banking.
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| Issuance and sale of short-term debt obligations by bank holding companies.
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| Activities closely related to banking.
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| Computation of amount invested in foreign corporations under general consent procedures.
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| Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act.
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| Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes.
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| Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.
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| Statement of policy concerning divestitures by bank holding companies.
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| Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.
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| Disposition of property acquired in satisfaction of debts previously contracted.
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| Operations subsidiaries of a bank holding company.
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| Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments.
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| Policy statement on nonvoting equity investments by bank holding companies.
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| Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks.
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Subpart J--MERCHANT BANKING INVESTMENTS
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| What type of investments are permitted by this subpart, and under what conditions may they be made?
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| What are the limitations on managing or operating a portfolio company held as a merchant banking investment?
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| What are the holding periods permitted for merchant banking investments?
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| How are investments in private equity funds treated under this subpart?
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| What aggregate thresholds apply to merchant banking investments?
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| What risk management, record keeping and reporting policies are required to make merchant banking investments?
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| How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?
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| Conditions to Board's section 20 orders.
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Appendix B to Part 225--Capital Adequacy Guidelines for Bank Holding Companies and State Member Banks: Leverage Measure
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