13 C.F.R. § 107.430 Notification to SBA of transactions that may change ownership or Control.
Title 13 - Business Credit and Assistance
You must promptly notify SBA as soon as you have knowledge of transactions or events that may result in a transfer of Control or ownership of at least 10 percent of your capital. If there is any doubt as to whether a particular transaction or event will result in such a change, report the facts to SBA.
Title 13: Business Credit and Assistance
PART 107—SMALL BUSINESS INVESTMENT COMPANIES
Subpart D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License
Changes in Control or Ownership of Licensee
§ 107.430 Notification to SBA of transactions that may change ownership or Control.
