15 C.F.R. PART 745—CHEMICAL WEAPONS CONVENTION REQUIREMENTS
Title 15 - Commerce and Foreign Trade
Authority: 50 U.S.C. 1701 et seq.; E.O. 12938, 59 FR 59099, 3 CFR, 1994 Comp., p. 950; Notice of October 25, 2005, 70 FR 62027 (October 27, 2005).
Source: 64 FR 27143, May 18, 1999, unless otherwise noted.
Pursuant to the Convention, the United States is required to notify the Organization for the Prohibition of Chemical Weapons (OPCW) not less than 30 days in advance of every export of a Schedule 1 chemical, in any quantity, to another State Party. In addition, the United States is required to provide a report of all exports of Schedule 1 chemicals to other States Parties during each calendar year. If you plan to export any quantity of a Schedule 1 chemical controlled under the EAR and licensed by the Department of Commerce or controlled under the International Traffic in Arms Regulations (ITAR) and licensed by the Department of State, you are required under this section to notify the Department of Commerce in advance of this export. You are also required to provide an annual report of exports that actually occurred during the previous calendar year. The United States will transmit the advance notifications and an aggregate annual report to the OPCW of exports of Schedule 1 chemicals from the United States. Note that the notification and annual report requirements of this section do not relieve the exporter of any requirement to obtain a license from the Department of Commerce for the export of Schedule 1 chemicals subject to the EAR or from the Department of State for the export of Schedule 1 chemicals subject to the ITAR. (a) Advance notification of exports. You must notify BIS at least 45 calendar days prior to exporting any quantity of a Schedule 1 chemical listed in Supplement No. 1 to this part to another State Party. This is in addition to the requirement to obtain an export license under the EAR for chemicals controlled by ECCN 1C350 or 1C351 for any reason for control, or from the Department of State for Schedule 1 chemicals controlled under the ITAR. Note that such notifications may be sent to BIS prior to or after submission of a license application to BIS for Schedule 1 chemicals controlled subject to the EAR and under ECCNs 1C350 or 1C351 or to the Department of State for Schedule 1 chemicals controlled on the ITAR. Such notices must be submitted separately from license applications. (1) Such notification should be on company letterhead or must clearly identify the reporting entity by name of company, complete address, name of contact person and telephone and fax numbers, along with the following information: (i) Common Chemical Name; (ii) Structural formula of the chemical; (iii) Chemical Abstract Service (CAS) Registry Number; (iv) Quantity involved in grams; (v) Planned date of export; (vi) Purpose (end-use) of export; (vii) Name of recipient; (viii) Complete street address of recipient; (ix) Export license or control number, if known; and (x) Company identification number, once assigned by BIS. (2) Send the notification by fax to (703) 235–1481 or to the following address, for mail and courier deliveries: Information Technology Team, Department of Commerce, Bureau of Industry and Security, 1555 Wilson Boulevard, Suite 710, Arlington, VA 22209. Attn: “Advance Notification of Schedule 1 Chemical Export”. (3) Upon receipt of the notification, BIS will inform the exporter of the earliest date the shipment may occur under the notification procedure. To export the Schedule 1 chemical, the exporter must have applied for and been granted a license (see §§742.2 and 742.18 of the EAR, or the ITAR at 22 CFR part 121. (b) Annual report of exports. (1) You must report all exports of any quantity of a Schedule 1 chemical to another State Party during the previous calendar year, starting with exports taking place during calendar year 1997. Reports for exports during calendar years 1997 and 1998 are due to the Department of Commerce August 16, 1999. Thereafter, annual reports of exports are due on February 13 of the following calendar year. The report should be on company letterhead or must clearly identify the reporting entity by name of company, complete address, name of contact person and telephone and fax numbers along with the following information for each export: (i) Common Chemical Name; (ii) Structural formula of the chemical; (iii) CAS Registry Number; (iv) Quantity involved in grams; (v) Date of export; (vi) Export license number; (vii) Purpose (end-use) of export; (viii) Name of recipient; (ix) Complete address of recipient, including street address, city and country; and (x) Company identification number, once assigned by BIS. (2) The report must be signed by a responsible party, certifying that the information provided in the annual report is, to the best of his/her knowledge and belief, true and complete. (3) Send the report by fax to (703) 235–1481 or to the following address, for mail and courier deliveries: Information Technology Team, Department of Commerce, Bureau of Industry and Security, 1555 Wilson Boulevard, Suite 710, Arlington, VA 22209. Attn: “Annual Report of Schedule 1 Chemical Export”. [64 FR 27143, May 18, 1999, as amended at 64 FR 28909, May 28, 1999; 65 FR 12923, Mar. 10, 2000] Note: The End-Use Certificate requirement of this section does not relieve the exporter of any requirement to obtain a license from the Department of Commerce for the export of Schedule 3 chemicals subject to the Export Administration Regulations or from the Department of State for the export of Schedule 3 chemicals subject to the International Traffic in Arms Regulations. (a)(1) No U.S. person, as defined in §744.6(c) of the EAR, may export from the United States any Schedule 3 chemical identified in Supplement No. 1 to this part to countries not party to the Chemical Weapons Convention (destinations not listed in Supplement No. 2 to this part) unless the U.S. person obtains from the consignee an End-Use Certificate issued by the government of the importing destination. This Certificate must be issued by the foreign government's agency responsible for foreign affairs or any other agency or department designated by the importing government for this purpose. Supplement No. 3 to this part includes foreign authorized agencies responsible for issuing End-Use Certificates pursuant to this section. Additional foreign authorized agencies responsible for issuing End-Use Certificates will be included in Supplement No. 3 to this part when known. End-Use Certificates may be issued to cover aggregate quantities against which multiple shipments may be made to a single consignee. An End-Use Certificate covering multiple shipments may be used until the aggregate quantity is shipped. End-Use Certificates must be submitted separately from license applications. (2) Submit a copy of the End-Use Certificate to the Department of Commerce by fax at (703) 235–1481 or to the following address no later than 7 days after the date of export, for mail and courier deliveries: Information Technology Team, Department of Commerce, Bureau of Industry and Security, 1555 Wilson Boulevard, Suite 710, Arlington, VA 22209. Attn: CWC End-Use Certificate Report. (b) The End-Use Certificate described in paragraph (a) of this section must state the following: (1) That the chemicals will be used only for purposes not prohibited under the Chemical Weapons Convention; (2) That the chemicals will not be transferred to other end-user(s) or end-use(s); (3) The types and quantities of chemicals; (4) Their specific end-use(s); and (5) The name(s) and complete address(es) of the end-user(s). [64 FR 27143, May 18, 1999, as amended at 64 FR 49381, Sept. 13, 1999; 66 FR 49525, Sept. 28, 2001] List of States Parties as of March 25, 2006 Afghanistan Albania Algeria Andorra Antigua and Barbuda Argentina Armenia Australia Austria Azerbaijan Bahrain Bangladesh Belarus Belize Belgium Benin Bhutan Bolivia Bosnia-Herzegovina Botswana Brazil Brunei Darussalam Bulgaria Burkina Faso Burundi Cambodia Cameroon Canada Cape Verde Chad Chile China* *For CWC purposes only, China includes Hong Kong. Colombia Congo (Democratic Republic of the) Cook Islands Costa Rica Cote d'Ivoire (Ivory Coast) Croatia Cuba Cyprus Czech Republic Denmark Djibouti Dominica Ecuador El Salvador Equatorial Guinea Eritrea Estonia Ethiopia Fiji Finland France Gabon Gambia Georgia Germany Ghana Greece Grenada Guatemala Guinea Guyana Haiti Holy See Honduras Hungary Iceland India Indonesia Iran Ireland Italy Jamaica Japan Jordan Kazakhstan Kiribati Kenya Korea (Republic of) Kuwait Kyrgyzstan Laos (P.D.R.) Latvia Lesotho Liberia Libya Liechtenstein Lithuania Luxembourg Macedonia Madagascar Malawi Malaysia Maldives Mali Malta Marshall Islands Mauritius Mauritania Mexico Micronesia Moldova (Republic of) Monaco Mongolia Morocco Mozambique Namibia Nauru Nepal Netherlands** **For CWC purposes only, the Netherlands includes Aruba and the Netherlands Antilles. New Zealand Nicaragua Niger Nigeria Niue Norway Oman Pakistan Palau Panama Papua New Guinea Paraguay Peru Philippines Poland Portugal Qatar Romania Russian Federation Rwanda Saint Kitts and Nevis Saint Lucia Saint Vincent and the Grenadines Samoa San Marino Sao Tome and Principe Saudi Arabia Senegal Serbia and Montenegro Seychelles Sierra Leone Singapore Slovak Republic Slovenia Solomon Islands South Africa Spain Sri Lanka Sudan Suriname Swaziland Sweden Switzerland Tajikistan Tanzania Thailand The United Arab Emirates Timor Leste (East Timor) Togo Tonga Trinidad and Tobago Tunisia Turkey Turkmenistan Tuvalu Uganda Ukraine United Kingdom United States Uruguay Uzbekistan Vanuatu Venezuela Vietnam Yemen Zambia Zimbabwe [64 FR 27143, May 18, 1999, as amended at 64 FR 49381, Sept. 13, 1999; 66 FR 49525, Sept. 28, 2001; 67 FR 37983, May 31, 2002; 68 FR 34529, June 10, 2003; 69 FR 12790, Mar. 18, 2004; 69 FR 77894, Dec. 29, 2004; 70 FR 45280, Aug. 5, 2005; 71 FR 33619, June 12, 2006] Israel Chemical, Environment Technology Administration, Ministry of Industry & Trade, 30 Agron Street, Jerusalem 94190, Israel Contact: Josef Dancona, Deputy Director, Telephone: 972–2–6220193, Fax: 972–2–6241987 Taiwan1 1 Two of the three offices (Export Processing Zone Administration and the Science-Based Industrial Park Administration) are in special economic zones and are responsible for the activity in their respective zones. Board of Foreign Trade, Ministry of Economic Affairs, 1 Hukou St., Taipei, Tel: (02) 2351–0271, Fax: (02) 2351–3603 Export Processing Zone Administration, Ministry of Economic Affairs, 600 Chiachang Rd., Nantze, Kaohsiung, Tel: (07) 361–1212, Fax: (07) 361–4348 Science-Based Industrial Park Administration, National Science Council, Executive Yuan, 2 Hsin-an Rd., Hsinchu, Tel: (03) 577–3311, Fax: (03) 577–6222 [64 FR 27143, May 18, 1999, as amended at 64 FR 43982, Sept. 13, 1999]
Title 15: Commerce and Foreign Trade
PART 745—CHEMICAL WEAPONS CONVENTION REQUIREMENTS
Section Contents
§ 745.1 Advance notification and annual report of all exports of Schedule 1 chemicals to other States Parties.
§ 745.2 End-Use Certificate reporting requirements under the Chemical Weapons Convention.
Supplement No. 1 to Part 745—Schedules of Chemicals
Supplement No. 2 to Part 745—States Parties to the Convention on the Prohibition of the Development, Production, Stockpiling, and Use of Chemical Weapons and on Their Destruction
Supplement No. 3 to Part 745—Foreign Authorized Agencies Responsible for Issuing End-Use Certificates Pursuant to §745.2
§ 745.1 Advance notification and annual report of all exports of Schedule 1 chemicals to other States Parties.
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§ 745.2 End-Use Certificate reporting requirements under the Chemical Weapons Convention.
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Supplement No. 1 to Part 745—Schedules of Chemicals
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------------------------------------------------------------------------ C.A.S. Registry No.------------------------------------------------------------------------ Schedule 1------------------------------------------------------------------------A. Toxic chemicals: (1) O-Alkyl ([le]C10, incl. cycloalkyl) alkyl (Me, Et, n-Pr or i-Pr)-phosphonofluoridates e.g. Sarin: O-Isopropyl 107-44-8 methylphosphonofluoridate.................... Soman: O-Pinacolyl methylphosphonofluoridate.. 96-64-0 (2) O-Alkyl ([le]C10, incl. cycloalkyl) N,N- dialkyl (Me, Et, n-Pr or i-Pr) phosphoramidocyanidates e.g. Tabun: O-Ethyl N,N-dimethyl 77-81-6 phosphoramidocyanidate....................... (3) O-Alkyl (H or [le]C10, incl. cycloalkyl) S-2- dialkyl (Me, Et, n-Pr or i-Pr)-aminoethyl alkyl (Me, Et, n-Pr or i-Pr) phosphonothiolates and corresponding alkylated or protonated salts e.g. VX: O-Ethyl S-2-diisopropylaminoethyl 50782-69-9 methyl phosphonothiolate..................... (4) Sulfur mustards: 2-Chloroethylchloromethylsulfide.............. 2625-76-5 Mustard gas: Bis(2-chloroethyl)sulfide........ 505-60-2 Bis(2-chloroethylthio)methane................. 63869-13-6 Sesquimustard: 1,2-Bis(2- 3563-36-8 chloroethylthio)ethane....................... 1,3-Bis(2-chloroethylthio)-n-propane.......... 63905-10-2 1,4-Bis(2-chloroethylthio)-n-butane........... 142868-93-7 1,5-Bis(2-chloroethylthio)-n-pentane.......... 142868-94-8 Bis(2-chloroethylthiomethyl)ether............. 63918-90-1 O-Mustard: Bis(2-chloroethylthioethyl)ether... 63918-89-8 (5) Lewisites: Lewisite 1: 2-Chlorovinyldichloroarsine....... 541-25-3 Lewisite 2: Bis(2-chlorovinyl)chloroarsine.... 40334-69-8 Lewisite 3: Tris(2-chlorovinyl)arsine......... 40334-70-1 (6) Nitrogen mustards: HN1: Bis(2-chloroethyl)ethylamine............. 538-07-8 HN2: Bis(2-chloroethyl)methylamine............ 51-75-2 HN3: Tris(2-chloroethyl)amine................. 555-77-1 (7) Saxitoxin..................................... 35523-89-8 (8) Ricin......................................... 9009-86-3 B. Precursors:.................................... (9) Alkyl (Me, Et, n-Pr or i-Pr) phosphonyldifluorides e.g. DF: Methylphosphonyldifluoride........... 676-99-3 (10) O-Alkyl (H or [le]C10, incl. cycloalkyl) O-2- dialkyl (Me, Et, n-Pr or i-Pr)-aminoethyl alkyl (Me, Et, n-Pr or i-Pr) phosphonites and corresponding alkylated or protonated salts e.g. QL: O-Ethyl O-2-diisopropylaminoethyl 57856-11-8 methylphosphonite............................ (11) Chlorosarin: O-Isopropyl 1445-76-7 methylphosphonochloridate........................ (12) Chlorosoman: O-Pinacolyl 7040-57-5 methylphosphonochloridate........................ Schedule 2------------------------------------------------------------------------A. Toxic chemicals: (1) Amiton: O,O-Diethyl S-[2-(diethylamino)ethyl] 78-53-5 phosphorothiolate and corresponding alkylated or protonated salts................................. (2) PFIB: 1,1,3,3,3-Pentafluoro-2- 382-21-8 (trifluoromethyl)-1-propene...................... (3) BZ: 3-Quinuclidinyl benzilate................. 6581-06-2B. Precursors: (4) Chemicals, except for those listed in Schedule 1, containing a phosphorus atom to which is bonded one methyl, ethyl or propyl (normal or iso) group but not further carbon atoms, e.g. Methylphosphonyl dichloride.............. 676-97-1 Dimethyl methylphosphonate.................... 756-79-6 Exemption: Fonofos: O-Ethyl S-phenyl 944-22-9 ethylphosphono-thiolothionate................ (5) N,N-Dialkyl (Me, Et, n-Pr or i-Pr) phosphoramidic dihalides (6) Dialkyl (Me, Et, n-Pr or i-Pr) N,N-dialkyl (Me, Et, n-Pr or i-Pr)-phosphoramidates (7) Arsenic trichloride 7784-34-1 (8) 2,2-Diphenyl-2-hydroxyacetic acid 76-93-7 (9) Quinuclidine-3-ol 1619-34-7 (10) N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethyl- 2-chlorides and corresponding protonated salts (11) N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-ols and corresponding protonated salts Exemptions: N,N-Dimethylaminoethanol and 108-01-0 corresponding protonated salts............... N,N-Diethylaminoethanol and corresponding 100-37-8 protonated salts............................. (12) N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-thiols and corresponding protonated salts (13) Thiodiglycol: Bis(2-hydroxyethyl)sulfide. 111-48-8 (14) Pinacolyl alcohol: 3,3-Dimethylbutane-2- 464-07-3 ol........................................... Schedule 3------------------------------------------------------------------------A. Toxic chemicals: (1) Phosgene: Carbonyl dichloride................. 75-44-5 (2) Cyanogen chloride............................. 506-77-4 (3) Hydrogen cyanide.............................. 74-90-8 (4) Chloropicrin: Trichloronitromethane........... 76-06-2B. Precursors: (5) Phosphorus oxychloride........................ 10025-87-3 (6) Phosphorus trichloride........................ 7719-12-2 (7) Phosphorus pentachloride...................... 10026-13-8 (8) Trimethyl phosphite........................... 121-45-9 (9) Triethyl phosphite............................ 122-52-1 (10) Dimethyl phosphite........................... 868-85-9 (11) Diethyl phosphite............................ 762-04-9 (12) Sulfur monochloride.......................... 10025-67-9 (13) Sulfur dichloride............................ 10545-99-0 (14) Thionyl chloride............................. 7719-09-7 (15) Ethyldiethanolamine.......................... 139-87-7 (16) Methyldiethanolamine......................... 105-59-9 (17) Triethanolamine.............................. 102-71-6------------------------------------------------------------------------
Supplement No. 2 to Part 745—States Parties to the Convention on the Prohibition of the Development, Production, Stockpiling, and Use of Chemical Weapons and on Their Destruction
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Supplement No. 3 to Part 745—Foreign Authorized Agencies Responsible for Issuing End-Use Certificates Pursuant to §745.2
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