17 C.F.R. § 250.57 Notices and reports to be filed under section 33.
Title 17 - Commodity and Securities Exchanges
(a) Notification of Status as Foreign Utility Company. Form U–57 (§259.207 of this chapter), notification of status as a foreign utility company, may be filed by, or on behalf of, an entity that seeks to become a foreign utility company. If the criteria of section 33 of the Act are otherwise met, the entity shall be deemed to be a foreign utility company upon the filing of such form. (b) Reporting Requirement for Associate Public-Utility Companies. A United States public-utility company that is an associate company of a foreign utility company shall file with the Commission a report on Form U–33–S (§259.405 of this chapter) on or before May 1 of each year. This requirement shall not apply to public-utility companies that are subsidiaries of a registered holding company or of a holding company that is exempt from registration under section 3(a) (1) or (2) of the Act, pursuant to section 250.2. In addition, a holding company that is exempt from registration by Commission order may file a single Form U–33–S on behalf of all of its public-utility subsidiaries. [58 FR 51505, Oct. 1, 1993]
Title 17: Commodity and Securities Exchanges
PART 250—GENERAL RULES AND REGULATIONS, PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Regulation and Exemption of Various Financial Transactions
§ 250.57 Notices and reports to be filed under section 33.
