17 C.F.R. Subpart A—Forms for Registration and Annual Supplements


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 259—FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

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Subpart A—Forms for Registration and Annual Supplements

§ 259.5a   Form U5A, for notification of registration filed under section 5(a) of the Act.

This form shall be filed pursuant to Rule 1(a) (§250.1(a) of this chapter) for the notification required under section 5(a) of the Public Utility Holding Company Act of 1935 by every public utility holding company required to register under the Act.

Editorial Note:  For Federal Register citations affecting Form U5A, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

§ 259.5b   Form U5B, for registration statement filed under section 5(b) of the Act.

This form shall be filed pursuant to Rule 1(b) (§250.1(b) of this chapter) for the registration statement required to be filed under section 5(b) of the Act by every public utility holding company required to register under the Act.

Editorial Note:  For Federal Register citations affecting Form U5B, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

§ 259.5s   Form U5S, for annual reports filed under section 5(c) of the Act.

This form shall be filed pursuant to Rule 1(c) (§250.1(c) of this chapter) for the annual report required to be filed under section 14 of the Act by every registered public utility holding company.

Editorial Note:  For Federal Register citations affecting Form U5S, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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