17 C.F.R. Subpart B—Forms for Applications and Declarations


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 259—FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935

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Subpart B—Forms for Applications and Declarations

§ 259.101   Form U–1, application or declaration under the Public Utility Holding Company Act of 1935.

This form shall be used pursuant to Rule 20(c) (§250.20(c) of this chapter) by any person filing an application or declaration or amendment thereto pursuant to sections 6(b), 7, 9(c)(3), 10, 12(b), (c), (d), or (f) of the Public Utility Holding Company Act of 1935 or any rules and regulations under such sections, where no other form is authorized or prescribed.

Editorial Note:  For Federal Register citations affecting Form U–1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

§ 259.113   Form U–13–1, for applications for approval of mutual service companies pursuant to Rule 88 (§250.88 of this chapter).

This form shall be filed pursuant to Rule 88 (§250.88 of this chapter) for approval of a company as a mutual service company, by the company or person proposing to organize it under section 13 of the Act.

Editorial Note:  For Federal Register citations affecting Form U–13–1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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