17 C.F.R. § 259.208   Form U–9C–3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 (§250.58 of this chapter).


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 259—FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Subpart C—Forms for Statements and Reports

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§ 259.208   Form U–9C–3, for notification of acquisition of securities exempt from section 9(a) pursuant to rule 58 (§250.58 of this chapter).

This form shall be filed pursuant to §250.58(c) as the certificate of notification of an acquisition of securities exempted from the application of section 9(a) of the Act (15 U.S.C. 79a et seq.) pursuant to §250.58.

[62 FR 7917, Feb. 20, 1997]

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