17 C.F.R. § 259.403 Form U–3A3–1, for annual reports pursuant to Rule 3 (§250.3 of this chapter) for banks which are exempt holding companies.
Title 17 - Commodity and Securities Exchanges
This form shall be filed pursuant to paragraph (c) of Rule 3 (§250.3(c) of this chapter) by any bank claiming exemption from any obligation, duty or liability as a holding company under the Act. Editorial Note: For
Title 17: Commodity and Securities Exchanges
PART 259—FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Subpart E—Forms for Statements and Reports From Nonregistered (Exempt) Companies
§ 259.403 Form U–3A3–1, for annual reports pursuant to Rule 3 (§250.3 of this chapter) for banks which are exempt holding companies.