17 C.F.R. § 259.405   Form U–33–S, for annual reports pursuant to Rule 57(b) (§250.57 of this chapter).


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 259—FORMS PRESCRIBED UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
Subpart E—Forms for Statements and Reports From Nonregistered (Exempt) Companies

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§ 259.405   Form U–33–S, for annual reports pursuant to Rule 57(b) (§250.57 of this chapter).

This form shall be filed by a public utility company that is an associate of one or more foreign utility companies, unless such public-utility company is an associate of a registered holding company, or of a holding company exempt from registration under §250.2 of this chapter.

Editorial Note:  For Federal Register citations affecting Form U–33–S, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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