17 C.F.R. PART 261—INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges

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PART 261—INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER

Section Contents


 ----------------------------------------------------------------------------------------------------------------                                                      Release                      Subject                           No.         Date            Fed. Reg. Vol. and Page----------------------------------------------------------------------------------------------------------------Opinion of the General Counsel relating to                 16   Nov. 14, 1941  11 FR 10989. application of section 310(b) where trustee under one indenture is trustee under another indenture for securities of an affiliate of the obligor.Opinion of the Chief Counsel to the Corporation            30   Aug. 28, 1944   Do. Finance Division relating to when-issued trading of securities the issuance of which is subject to approval by a Federal district court under Chapter X of the Bankruptcy Act.Opinion of the Chief Counsel to the Corporation            31    Jan. 4, 1945  11 FR 10990. Finance Division relating to when-issued trading of securities the issuance of which has already been approved by a Federal district court under Chapter X of the Bankruptcy Act.Interpretation with reference to the securities of         37   June 25, 1947  12 FR 4450. the International Bank for Reconstruction and Development.Statement of the Commission to clarify the meaning        227   Jan. 25, 1966  31 FR 1005. of ``beneficial ownership of securities'' as relates to beneficial ownership of securities held by family members.Statement of the Commission setting the date of May       229   Feb. 14, 1966  31 FR 3175. 1, 1966 after which filings must reflect beneficial ownership of securities held by family members.Commissions statement re exemption of certain             284    Nov. 6, 1970  35 FR 17990. industrial revenue bonds from registration, etc. requirements in view of amendment of Securities Act of 1933 and of Securities Exchange Act of 1934 by ``section 401'' (Pub. L. 91-1037).Publication of the Commission's procedure to be           289   Jan. 25, 1971  36 FR 2600. followed if requests are to be met for no action or interpretative letters and responses thereto to be made available for public use.Offerings of debt securities pursuant to trust            524   Apr. 25, 1979  44 FR 26739. indentures.No-action position respecting public offerings of         542   Oct. 16, 1979  44 FR 61941. debt securities registered on Form SB-2 without qualification of an indenture under the Trust Indenture Act.Simplified form of trust indenture.................       605    Jan. 8, 1981  46 FR 3500.Retail repurchase agreements by banks and Savings         658  Sept. 25, 1981  46 FR 48637. and Loan Associations.Application of the registration provisions of the        2038  Sept. 23, 1986  51 FR 34462. Securities Act of 1933 to the offer and sale of securities by United States branches and agencies of foreign banks.----------------------------------------------------------------------------------------------------------------

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