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17 C.F.R. Subpart K—Form for Registration of, and Reporting by Securities Information Processors

Title 17 - Commodity and Securities Exchanges

Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934

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Subpart K—Form for Registration of, and Reporting by Securities Information Processors

§ 249.1001   Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k–1(b)) and §242.609 of this chapter, or to amend such an application or registration.

[70 FR 37632, June 29, 2005]

Editorial Note:  For Federal Register citations affecting Form SIP, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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