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17 C.F.R. § 249.310b   Form 10–KSB, Optional Form for Annual and Transition Reports of Small Business Issuers Under Sections 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”).

Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart D—Forms for Annual and Other Reports of Issuers Required Under Sections 13 and 15(d) of the Securities Exchange Act of 1934

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§ 249.310b   Form 10–KSB, Optional Form for Annual and Transition Reports of Small Business Issuers Under Sections 13 or 15(d) of the Securities Exchange Act of 1934 (the “Exchange Act”).

A small business issuer defined in Rule 12b–2 of the Exchange Act (§240.12b–2 of this chapter), may use this form for its annual and transitional reports under section 13 or 15(d) of the Exchange Act. Annual reports on this form shall be filed within 90 days after the end of the fiscal year covered by the report and transition reports shall be filed after an issuer changes its fiscal year end in accordance with Rule 13a–10 or Rule 15d–10 (§240.13a–10 or 240.15d–10 of this chapter).

[57 FR 36496, Aug. 13, 1992]

Editorial Note:  For Federal Register citations affecting Form 10–KSB, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.