17 C.F.R. § 249.480   Form CB, tender offer statement in connection with a tender offer for a foreign private issuer.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart E—Forms for Statements Made in Connection With Exempt Tender Offers

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§ 249.480   Form CB, tender offer statement in connection with a tender offer for a foreign private issuer.

This form is used to report an issuer tender offer conducted in compliance with §240.13e–4(h)(8) of this chapter and a third-party tender offer conducted in compliance with §240.14d–1(c) of this chapter. This report also is used by a subject company pursuant to §240.14e–2(d) of this chapter.

[64 FR 61406, Nov. 10, 1999]

Editorial Note:  For Federal Register citations affecting Form CB, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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§ 249.501   Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.

(a) This form shall be used for application for registration as a broker-dealer under the Securities Exchange Act of 1934, or to amend such application.

(b) Interim Form BD shall be used for application for registration as broker-dealer under the Securities Exchange Act of 1934, or to amend such application, only by order of the Commission. In the event broker-dealers are required to comply with their filing obligations on Interim Form BD, the form will be made available at the Commission's Publication Office at (202) 942–4040.

[33 FR 18995, Dec. 20, 1968]

Editorial Note:  For Federal Register citations affecting Form BD, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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