17 C.F.R. § 249.480 Form CB, tender offer statement in connection with a tender offer for a foreign private issuer.
Title 17 - Commodity and Securities Exchanges
This form is used to report an issuer tender offer conducted in compliance with §240.13e–4(h)(8) of this chapter and a third-party tender offer conducted in compliance with §240.14d–1(c) of this chapter. This report also is used by a subject company pursuant to §240.14e–2(d) of this chapter. [64 FR 61406, Nov. 10, 1999] Editorial Note: For (a) This form shall be used for application for registration as a broker-dealer under the Securities Exchange Act of 1934, or to amend such application. (b) Interim Form BD shall be used for application for registration as broker-dealer under the Securities Exchange Act of 1934, or to amend such application, only by order of the Commission. In the event broker-dealers are required to comply with their filing obligations on Interim Form BD, the form will be made available at the Commission's Publication Office at (202) 942–4040. [33 FR 18995, Dec. 20, 1968] Editorial Note: For
Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart E—Forms for Statements Made in Connection With Exempt Tender Offers
§ 249.480 Form CB, tender offer statement in connection with a tender offer for a foreign private issuer.
§ 249.501 Form BD, for application for registration as a broker and dealer or to amend or supplement such an application.
