17 C.F.R. § 249.618   Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a–5 of this chapter.


Title 17 - Commodity and Securities Exchanges


Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, and Dealers

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§ 249.618   Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a–5 of this chapter.

This form shall be used by every broker-dealer required to file reports under §240.17a–5(e) of this chapter.

[63 FR 37674, July 13, 1998]

Editorial Note:  For Federal Register citations affecting Form BD-Y2K, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.

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