17 C.F.R. § 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a–5 of this chapter.
Title 17 - Commodity and Securities Exchanges
This form shall be used by every broker-dealer required to file reports under §240.17a–5(e) of this chapter. [63 FR 37674, July 13, 1998] Editorial Note: For
Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, and Dealers
§ 249.618 Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and §240.17a–5 of this chapter.