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17 C.F.R. § 249.801   Form X–15AA–1, for application for registration as a national securities association or affiliated securities association.

Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations

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§ 249.801   Form X–15AA–1, for application for registration as a national securities association or affiliated securities association.

This form shall be filed as an application for registration as a national securities association or as an affiliated securites association pursuant to Rule 15Aa–1 (§240.15Aa–1 of this chapter).

[33 FR 18995, Dec. 20, 1968]

Editorial Note:  For Federal Register citations affecting Form X–15AA–1, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.