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17 C.F.R. § 249.821   Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to §240.19b–5 of this chapter.

Title 17: Commodity and Securities Exchanges
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart I—Forms for Self-Regulatory Organization Rule Changes and Forms for Registration of and Reporting by National Securities Associations and Affiliated Securities Associations

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§ 249.821   Form PILOT, information required of self-regulatory organizations operating pilot trading systems pursuant to §240.19b–5 of this chapter.

This form shall be used by all self-regulatory organizations, as defined in section 3(a)(26) of the Act, (15 U.S.C 78c(a)(26)), to file required information and reports with regard to pilot trading systems pursuant to §240.19b–5 of this chapter.

[63 FR 70946, Dec. 22, 1998]

Editorial Note:  For Federal Register citations affecting Form PILOT, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and on GPO Access.