17 C.F.R. PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939


TITLE 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION

PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939

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�260.0-1
Application of definitions contained in the act.
�260.0-2
Definitions of terms used in the rules and regulations.
�260.0-3
Definition of ''rules and regulations'' as used in certain sections of the Act.
�260.0-4
Sequential numbering of documents filed with the Commission.
�260.0-5
Business hours of the Commission.
�260.0-6
Nondisclosure of information obtained in the course of examinations and investigations.
�260.0-7
Small entities for purposes of the Regulatory Flexibility Act.
�260.0-11
Liability for certain statements by issuers.
�260.3(4)-1
Definition of ''commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions'' in section 303(4), for certain transactions.
�260.3(4)-2
Definition of ''distribution'' in section 303(4) for certain transactions.
�260.3(4)-3
Definitions of ''participates'' and ''participation'' as used in section 303(4), in relation to certain transactions.
�260.4a-1
Exempted securities under section 304(a)(8).
�260.4a-2
Exempted securities under section 304(d).
�260.4a-3
Exempted securities under section 304(a)(9).
�260.4c-1
Form for applications under section 304(c).
�260.4c-2
General requirements as to form and content of applications.
�260.4c-3
Number of copies; filing; signatures; binding.
�260.4c-4
Applications under section 304(c)(1).
�260.4c-5
Applications under section 304(c)(2).
�260.4d-7
Application for exemption from one or more provisions of the Act.
�260.4d-8
Content.
�260.4d-9
Exemption for Canadian Trust Indentures from Specified Provisions of the Act.
�260.4d-10
Exemption for securities issued pursuant to 230.802 of this chapter.
�260.5a-1
Forms for statements of eligibility and qualification.
�260.5a-2
General requirements as to form and content of statements of eligibility and qualification.
�260.5a-3
Number of copies; filing; signatures; binding.
�260.5b-1
Application pursuant to section 305(b)(2) of the Trust Indenture Act for determining eligibility of a person designated as trustee for offerings on a delayed basis.
�260.5b-2
General requirements as to form and content of applications.
�260.5b-3
Number of copies--Filing--Signatures.
�260.7a-1
Form for application.
�260.7a-2
Powers of agent for service named in application.
�260.7a-3
Number of copies; filing; signatures; binding.
�260.7a-4
Calculation of time.
�260.7a-5
Filing of amendments; number of copies.
�260.7a-6
Telegraphic delaying amendments.
�260.7a-7
Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission.
�260.7a-8
Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission.
�260.7a-9
Delaying amendments.
�260.7a-10
Payment of fees.
�260.7a-15
Scope of 260.7a-15 to 260.7a-37.
�260.7a-16
Inclusion of items, differentiation between items and answers, omission of instructions.
�260.7a-17
Quality, color and size of paper.
�260.7a-18
Legibility.
�260.7a-19
Margin for binding.
�260.7a-20
Riders; inserts.
�260.7a-21
Clarity.
�260.7a-22
Information unknown or not reasonably available.
�260.7a-23
Statements required where item is inapplicable or where answer is ''none''.
�260.7a-24
Words relating to periods of time in the past.
�260.7a-25
Words relating to the future.
�260.7a-26
Disclaimer of control.
�260.7a-27
Title of securities.
�260.7a-28
Incorporation of matter in application, statement or report, other than exhibits, as answer to item.
�260.7a-29
Incorporation of exhibits as such.
�260.7a-30
Identification of material incorporated; form of incorporation.
�260.7a-31
Incorporation by reference of contested material.
�260.7a-32
Incorporation by reference rendering document incomplete, unclear, or confusing.
�260.7a-33
Additional exhibits.
�260.7a-34
Omission of substantially identical documents.
�260.7a-35
Formal requirements as to amendments.
�260.7a-36
Signatures to amendments.
�260.7a-37
Inspection of applications, statements and reports.
�260.10a-1
Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act.
�260.10a-2
General requirements as to form and content of applications.
�260.10a-3
Number of copies--Filing--Signatures.
�260.10a-4
Consent of trustee to service of process.
�260.10a-5
Eligibility of Canadian Trustees.
�260.10b-1
Calculation of percentages.
�260.10b-2
Applications under section 310(b)(1)(ii).
�260.10b-3
Applications relative to affiliations between trustees and underwriters.
�260.10b-4
Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act.
�260.10b-5
Content.
�260.10b-6
Notices--Exemptive Application Procedure.
�260.11b-4
Definition of ''cash transaction'' in section 311(b)(4).
�260.11b-6
Definition of ''self-liquidating paper'' in section 311(b)(6).
�260.14a-1
Application of 260.7a-15 to 260.7a-38.
�260.19a-1
Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors.
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