17 C.F.R. PART 300--RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION


TITLE 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION

PART 300--RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

rule
�300.100
General.
�300.101
Individual accounts.
�300.102
Accounts held by executors, administrators, guardians, etc.
�300.103
Accounts held by a corporation, partnership or unincorporated association.
�300.104
Trust accounts.
�300.105
Joint accounts.
�300.200
General.
�300.201
Accounts introduced by same or different broker or dealer.
�300.300
Definitions.
�300.301
Contracts to be closed out or completed.
�300.302
Mechanics of closeout or completion.
�300.303
Report to trustee.
�300.304
Retained rights of brokers or dealers.
�300.305
Excluded contracts.
�300.306
Completion or closeout pursuant to SIPC direction.
�300.307
Completion with cash or securities of customer.
�300.400
Satisfaction of customer claims for standardized options.
�300.500
General.
�300.501
Claim for cash.
�300.502
Claim for securities.
�300.503
Voidable securities transactions.
rule























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