48 C.F.R. PART 1019—SMALL BUSINESS PROGRAMS
Title 48 - Federal Acquisition Regulations System
Authority: 41 U.S.C. 418b (a) and (b).
Source: 68 FR 39855, July 3, 2003, unless otherwise noted.
For purposes of the Small Business Act, a protégé firm may not be considered an affiliate of a mentor firm solely on the basis that the protégé firm is receiving developmental assistance referred to in DTAR 1019.202–70–13 from such mentor firm under the Program. (a) Eligible prime contractors, not included on the “List of Parties Excluded from Federal Procurement and Nonprocurement Programs”, that are approved as mentors will enter into agreements with eligible protégés. Mentors provide appropriate developmental assistance to enhance the capabilities of protégés to perform as contractors or subcontractors. (b) A firm's status as a protégé under a Treasury contract must not have an effect on the firm's eligibility to seek other contracts or subcontracts. (a) Under the Small Business Act, 15 U.S.C. 637(d)(4)(E), Treasury is authorized to provide appropriate incentives to encourage subcontracting opportunities consistent with the efficient and economical performance of the contract. Proposed mentor-protégé efforts will be considered during the evaluation of such negotiated, competitive offers. Contracting officers must provide, as an incentive, a bonus score, not to exceed 5% of the relative importance assigned to the technical/management factors. (b) A mentor's performance will be evaluated against the criteria described in DTAR 1052.219–75. (c) Before awarding a contract that requires a subcontracting plan, the existence of a mentor-protégé arrangement, and performance (if any) under an existing arrangement, must be considered by the contracting officer in: (1) Evaluating the quality of a proposed subcontracting plan under FAR 19.705–4; and (2) Evaluating the contractor compliance with the subcontracting plans submitted in previous contracts as a factor in determining contractor responsibility under FAR 19.705–5(a)(1). (d) Mentor-protégé arrangements may provide the government with greater assurance that a protégé subcontractor will be able to perform under the contract. (e) The Office of Small Business Development (OSBD) Mentoring Award is a non-monetary award that will be presented (annually or as often as appropriate) to the mentoring firm providing the most effective developmental support of a protégé. The Mentor-Protégé Program Manager will recommend an award winner to the Director, Office of Small Business Development. A mentor firm may be either a large or small business, eligible for award of a Government contract that can provide developmental assistance to enhance the capabilities of protégés to perform as subcontractors. Mentors will be encouraged to enter into arrangements with protégés in addition to firms with whom they have established business relationships. (a) For selection as a protégé, a firm must be: (1) A small business, women-owned small business, small disadvantaged business, small business owned and controlled by service disabled veterans, or qualified HUBZone small business: (2) “Small” in the NAICS for the services or supplies to be provided by the protégé under its subcontract to the mentor; and (3) Eligible for receipt of Government contracts. (b) Except for small disadvantaged business, or qualified HUBZone small business firms, a protégé firm may self-certify to a mentor firm that it meets the requirements set forth if paragraph (a) of this section. Mentors may rely in good faith on written representations by potential protégé that they meet the specified eligibility requirements. The small disadvantaged business and HUBZone status eligibility and documentation requirements are determined according to FAR 19.304 and FAR 19.1303, respectively. (c) Protégés may not have multiple mentors unless approved, in writing, by the Director, Office of Small Business Development (OSBD). Protégés participating in other agency mentor-protégé programs in addition to the Treasury Program should maintain a system for preparing separate reports of mentoring activity for each agency's program. (a) Mentor firms will be solely responsible for selecting protégé firms. The mentor is encouraged to identify and select the types of protégé firms listed in 1019.202–70–7. Mentor firms may have multiple protégés. (b) The selection of protégé firms by mentor firms may not be protested. Any protest regarding the size or eligibility status of an entity selected by a mentor to be a protégé must be referred solely to Treasury's OSBD for resolution. Treasury, at its discretion, may seek an advisory opinion from the Small Business Administration (SBA). (a) Firm interested in becoming a mentor firm may apply in writing to Treasury's OSBD. The application will be evaluated based upon the description of the nature and extent of technical and managerial support proposed as well as the extent of other developmental assistance in the form of equity investment, loans, joint-venture support, and traditional subcontracting support. (b) A proposed mentor will submit the information listed in DTAR 1019.202–70–12 for inclusion in a mentor-protégé agreement. (a) OSBD will review the information specified in DTAR 1019.202–70–12. The OSBD review will be completed no later than 30 calendar days after receipt. (b) Upon completion of the review, the mentor may implement the developmental assistance program. (c) An approved agreement will be incorporated into the mentor firm's contract(s) with Treasury. (d) If the OSBD disapprove the agreement, the mentor may provide additional information for reconsideration. Upon finding deficiencies that the OSBD considers correctable, the OSBD will notify the mentor and provide a list of defects. Any additional information or corrections requested will be provided within 30 calendar days. The review of any supplemental material will be completed within 30 days after receipt by the OSBD. When submission of additional data is required during a proposal evaluation for a new contract award, shorter timeframes for submission, review and re-evaluation for approval may be authorized by the OSBD. (e) The agreement defines the relationship between the mentor and protégé firms only. The agreement itself does not create any privity of contract between the mentor or protégé and Treasury. The contents of the agreement will contain: (a) Names and addresses of mentor and protégé firms and a point of contact within both firms who will oversee the agreement; (b) Procedures for the mentor firm to notify the protégé firm, OSBD and the contracting officer, in writing, at least 30 days in advance of the mentor firm's intent to voluntarily withdraw from the program; (c) Procedures for a protégé firm to notify the mentor firm in writing at least 30 days in advance of the protégé firm's intent to voluntarily terminate the mentor-protégé agreement. The mentor must notify the OSBD and the contracting officer immediately upon receipt of such notice from the protégé; (d) Each proposed mentor-protégé relationship must include information on the mentor's ability to provide developmental assistance to the protégé and how that assistance will potentially increase contracting and subcontracting opportunities for the protégé firm; (e) A description of the type of developmental Program that will be provided by the mentor firm to the protégé firm, to include a description of the potential subcontract work, and a schedule for providing assistance and criteria for evaluation of the protégés developmental success; (f) A listing of the types and dollar amounts of subcontracts that may be awarded to the protégé form; (g) Program participation term; (h) Termination procedures; (i) Plan for accomplishing work should the agreement be terminated; and, (j) Other terms and conditions, as appropriate. The forms of developmental assistance a mentor can provide to a protégé include: (a) Management guidance relating to financial management, organizational management, overall business management/planning, business development, and technical assistance; (b) Loans; (c) Rent-free use of facilities and/or equipment; (d) Property; (e) Temporary assignment of personnel to protégé for purpose of training; and, (f) Any other types of mutually beneficial assistance. (a) Mentor or protégé firms, may voluntarily withdraw from the Mentor-Protégé Program. However, such withdrawal will not impact the program mission and contract requirements under the prime contract. (b) At the conclusion of each year in the Mentor-Protégé Program, the prime contractor and protégé must formally brief the Department of the Treasury team regarding program accomplishments as pertains to the approved agreement. Individual briefings may be conducted, at the request of either party. Treasury will evaluate these reports by considering the following: (1) Specific actions taken by the mentor, during the evaluation period, to increase the participation of protégé as suppliers to the Federal government and to commercial entities; (2) Specific actions taken by the mentor, during the evaluation period, to develop the technical and corporate administrative expertise of a protégé as defined in the agreement; (3) To what extent the protégé has met the developmental objectives in the agreement; and, (4) To what extent the mentor firm's participation in the Mentor-Protégé Program resulted in the protégé receiving contract(s) and subcontract(s) from private firms and agencies other than the Department of the Treasury. (c) Mentor and protégé firms must submit an evaluation to the OSBD at the conclusion of the mutually agreed upon program period, the conclusion of the contract, or the voluntary withdrawal by either party from the Mentor-Protégé Program, whichever comes first. (a) Insert the provision at DTAR 1052.219–73, Department of the Treasury Mentor-Protégé Program, in all unrestricted solicitations exceeding $500,000 ($1,000,000 for construction) that offer subcontracting possibilities. (b) Insert the clause at DTAR 1052.219–75, Mentor Requirements and Evaluation, in contracts where the prime contractor is participant in the Treasury Mentor-Protégé Program. (a) Insert the clause at DTAR 1052.219–70, SF 294 and SF 295 Reporting, in all solicitations and contracts requiring a subcontracting plan. (b) Insert the provision at DTAR 1052.219–71, Subcontracting Plan, in all solicitations requiring a subcontracting plan. (d)(3) Insert theclause at DTAR 1052.219–18, Notification of Competition Limited to Eligible 8(a) Concerns—Alternate III (Deviation), for paragraph (c) of FAR 52.219–18, Notification of Completion Limited to Eligible 8(a) Concerns, in all solicitations and contracts that exceed $100,000 and are processed under DTAR 1019.8. (f) Insert the clause at DTAR 1052.219–72, Section 8(a) Direct Award, in solicitations and contracts that exceed $100,000 and are processed under DTAR 1019.8 for paragraph (c) of FAR 52.219–11, Special 8(a) Subcontract Conditions; FAR 52.219–12, Special 8(a) Subcontract Conditions; and FAR 52.219–17, Section 8(a) Award.
Title 48: Federal Acquisition Regulations System
PART 1019—SMALL BUSINESS PROGRAMS
Section Contents
1019.202 Specific policies.
1019.202-70 The Treasury Mentor-Protégé Program.
1019.202-70-3 Non-affiliation.
1019.202-70-4 General policy.
1019.202-70-5 Incentives for prime contractor participation.
1019.202-70-7 Mentor firms.
1019.202-70-8 Protégé firms.
1019.202-70-9 Selection of protégé firms.
1019.202-70-10 Application process for mentor firms to participate in the program.
1019.202-70-11 OSBD review and approval process of agreement.
1019.202-70-12 Agreement contents.
1019.202-70-13 Developmental assistance.
1019.202-70-14 Obligation.
1019.202-70-16 Solicitation provisions and contract clauses.
1019.708 Contract clauses.
1019.708-70 Solicitation provisions and contract clauses.
1019.811 Preparing the contracts.
1019.811-3 Contract clauses.
Subpart 1019.2—Policies
top
1019.202 Specific policies.
top
1019.202-70 The Treasury Mentor-Protégé Program.
top
1019.202-70-3 Non-affiliation.
top
1019.202-70-4 General policy.
top
1019.202-70-5 Incentives for prime contractor participation.
top
1019.202-70-7 Mentor firms.
top
1019.202-70-8 Protégé firms.
top
1019.202-70-9 Selection of protégé firms.
top
1019.202-70-10 Application process for mentor firms to participate in the program.
top
1019.202-70-11 OSBD review and approval process of agreement.
top
1019.202-70-12 Agreement contents.
top
1019.202-70-13 Developmental assistance.
top
1019.202-70-14 Obligation.
top
1019.202-70-16 Solicitation provisions and contract clauses.
top
Subpart 1019.7—The Small Business Subcontracting Program
top
1019.708 Contract clauses.
top
1019.708-70 Solicitation provisions and contract clauses.
top
Subpart 1019.8—Contracting With the Small Business Administration (The 8(a) Program)
top
1019.811 Preparing the contracts.
top
1019.811-3 Contract clauses.
top
