§ 1831l. — Coordination of risk analysis between SEC and Federal banking agencies.
[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
January 24, 2002 and December 19, 2002]
[CITE: 12USC1831l]
TITLE 12--BANKS AND BANKING
CHAPTER 16--FEDERAL DEPOSIT INSURANCE CORPORATION
Sec. 1831l. Coordination of risk analysis between SEC and
Federal banking agencies
Any appropriate Federal banking agency shall notify the Securities
and Exchange Commission of any concerns of the agency regarding
significant financial or operational risks to any registered broker or
dealer, or any registered municipal securities dealer, government
securities broker, or government securities dealer for which the
Commission is the appropriate regulatory agency (as defined in section
78c of title 15), resulting from the activities of any insured
depository institution, any depository institution holding company, or
any affiliate of any such institution or company if such broker, dealer,
municipal securities dealer, government securities broker, or government
securities dealer is an affiliate of any such institution, company, or
affiliate.
(Sept. 21, 1950, ch. 967, Sec. 2[35], as added Pub. L. 101-432, Sec. 7,
Oct. 16, 1990, 104 Stat. 975.)
