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§ 351. —  Definitions.



[Laws in effect as of January 24, 2002]
[Document not affected by Public Laws enacted between
  January 24, 2002 and December 19, 2002]
[CITE: 35USC351]

 
                            TITLE 35--PATENTS
 
                   PART IV--PATENT COOPERATION TREATY
 
                         CHAPTER 35--DEFINITIONS
 
Sec. 351. Definitions

    When used in this part unless the context otherwise indicates--
    (a) The term ``treaty'' means the Patent Co- operation Treaty done 
at Washington, on June 19, 1970.
    (b) The term ``Regulations'', when capitalized, means the 
Regulations under the treaty, done at Washington on the same date as the 
treaty. The term ``regulations'', when not capitalized, means the 
regulations established by the Director under this title.
    (c) The term ``international application'' means an application 
filed under the treaty.
    (d) The term ``international application originating in the United 
States'' means an international application filed in the Patent and 
Trademark Office when it is acting as a Receiving Office under the 
treaty, irrespective of whether or not the United States has been 
designated in that international application.
    (e) The term ``international application designating the United 
States'' means an international application specifying the United States 
as a country in which a patent is sought, regardless where such 
international application is filed.
    (f) The term ``Receiving Office'' means a national patent office or 
intergovernmental organization which receives and processes 
international applications as prescribed by the treaty and the 
Regulations.
    (g) The terms ``International Searching Authority'' and 
``International Preliminary Examining Authority'' mean a national patent 
office or intergovernmental organization as appointed under the treaty 
which processes international applications as prescribed by the treaty 
and the Regulations.
    (h) The term ``International Bureau'' means the international 
intergovernmental organization which is recognized as the coordinating 
body under the treaty and the Regulations.
    (i) Terms and expressions not defined in this part are to be taken 
in the sense indicated by the treaty and the Regulations.

(Added Pub. L. 94-131, Sec. 1, Nov. 14, 1975, 89 Stat. 685; amended Pub. 
L. 98-622, title IV, Sec. 403(a), Nov. 8, 1984, 98 Stat. 3392; Pub. L. 
99-616, Sec. 2(a)-(c), Nov. 6, 1986, 100 Stat. 3485; Pub. L. 106-113, 
div. B, Sec. 1000(a)(9) [title IV, Sec. 4732(a)(10)(A)], Nov. 29, 1999, 
113 Stat. 1536, 1501A-582; Pub. L. 107-273, div. C, title III, 
Sec. 13206(b)(1)(B), Nov. 2, 2002, 116 Stat. 1906.)


                               Amendments

    2002--Subsec. (b). Pub. L. 107-273 made technical correction to 
directory language of Pub. L. 106-113. See 1999 Amendment note below.
    1999--Subsec. (b). Pub. L. 106-113, as amended by Pub. L. 107-273, 
substituted ``Director'' for ``Commissioner''.
    1986--Subsec. (a). Pub. L. 99-616, Sec. 2(a), struck out ``, 
excluding chapter II thereof'' after ``June 19, 1970''.
    Subsec. (b). Pub. L. 99-616, Sec. 2(b), struck out ``excluding part 
C thereof'' after ``under the treaty''.
    Subsec. (g). Pub. L. 99-616, Sec. 2(c), substituted ``The terms 
`International Searching Authority' and `International Preliminary 
Examining Authority' mean'' for ``The term `International Searching 
Authority' means''.
    1984--Subsec. (d). Pub. L. 98-622 substituted ``Patent and Trademark 
Office'' for ``Patent Office''.


                    Effective Date of 1999 Amendment

    Amendment by Pub. L. 106-113 effective 4 months after Nov. 29, 1999, 
see section 1000(a)(9) [title IV, Sec. 4731] of Pub. L. 106-113, set out 
as a note under section 1 of this title.


                    Effective Date of 1986 Amendment

    Section 9 of Pub. L. 99-616 provided that: ``Sections 2 through 8 of 
this Act [amending this section and sections 361, 362, 364, 368, 371, 
and 376 of this title] shall come into force on the same day as the 
effective date of entry into force of chapter II of the Patent 
Cooperation Treaty with respect to the United States, by virtue of the 
withdrawal of the declaration under article 64(1)(a) of the Patent 
Cooperation Treaty. It shall apply to all international applications 
pending before or after its effective date.''
    [The Patent Cooperation Treaty became effective for the United 
States on Jan. 24, 1978. The United States, however, was one of six 
countries (out of the 40 countries who have ratified or acceded to the 
Treaty) which had reservations not to be bound by Chapter II. The 
document removing the reservation as to Chapter II was deposited with 
the Director General of the World Intellectual Property Organization on 
Apr. 1, 1987. Accordingly, Chapter II of the Treaty for the United 
States of America and Pub. L. 99-616 became effective 3 months later on 
July 1, 1987. See 52 F.R. 20038, 20041, May 28, 1987.]


                    Effective Date of 1984 Amendment

    Section 406(a) of Pub. L. 98-622 provided that: ``Section 404 of 
this Act [set out as a note under section 41 of this title] and the 
amendments made by section 403 of this Act [amending this section and 
sections 104, 361, 362, 363, 364, 365, 367, 368, 371, 372, 373, and 376 
of this title] shall take effect on the date of the enactment of this 
Act [Nov. 8, 1984].''


                             Effective Date

    Section 11 of Pub. L. 94-131 provided that:
    ``(a) Section 1 of this Act [enacting this part] shall come into 
force on the same day as the entry into force of the Patent Cooperation 
Treaty with respect to the United States. It shall apply to 
international and national applications filed on and after this 
effective date, even though entitled to the benefit of an earlier filing 
date, and to patents issued on such applications.
    ``(b) Sections 2 to 10 of this Act [amending sections 6, 41, 42, 
102, 104, 112, 113, 120, and 282 of this title] shall take effect on the 
same day as section 1 of this Act [enacting this part] and shall apply 
to all applications for patent actually filed in the United States on 
and after this effective date, as well as to international applications 
where applicable.
    ``(c) Applications for patent on file in the Patent Office [now the 
Patent and Trademark Office] on the effective date of this Act, and 
patents issued on such applications, shall be governed by the provisions 
of title 35, United States Code, in effect immediately prior to the 
effective date of this Act.''
    [The Patent Cooperation Treaty entered into force with respect to 
the United States on Jan. 24, 1978, with the exception of Chapter II.]


                      Short Title of 1986 Amendment

    Section 1 of Pub. L. 99-616 provided: ``That this Act [amending this 
section and sections 361, 362, 364, 368, 371, and 376 of this title and 
enacting provisions set out as a note above] may be cited as the `Act to 
authorize the United States to participate in chapter II of the Patent 
Cooperation Treaty'.''

                  Section Referred to in Other Sections

    This section is referred to in sections 102, 154, 374 of this title.



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