Philippine Supreme Court Jurisprudence


Philippine Supreme Court Jurisprudence > Year 1976 > July 1976 Decisions > G.R. No. L-42215 July 13, 1976 - ENCARNACION LOPEZ VDA. DE BALUYUT v. LEONOR INES LUCIANO:




PHILIPPINE SUPREME COURT DECISIONS

SECOND DIVISION

[G.R. No. L-42215. July 13, 1976.]

ENCARNACION LOPEZ VDA. DE BALUYUT, Petitioner, v. HON. JUDGE LEONOR INES LUCIANO, Presiding Judge, Juvenile & Domestic Relations Court, Quezon City, CRISTETA DE CUESTA and GUADALUPE DE VIRAY, Respondents.

Santiago, Salunat & Agbayani for Petitioner.

Bengzon, Bengzon, & Villaroman & De Vera for Respondents.

SYNOPSIS


In the Court of First Instance of Quezon City, probate proceeding for the settlement of the estate of the deceased Sotero Baluyut was instituted by his alleged nephew, Alfredo Baluyut claiming mental incapacity of the surviving widow, Encarnacion vda. de Baluyut, to administer her affairs and that of the decedent’s estate. He prayed for appointment as administrator. However, upon a counter petition, the widow was appointed administratrix and qualified as such. This appointment, was set aside by the Supreme Court in Baluyut v. Judge Paño, etc., G.R. L-42088, May 7, 1976, because the persons contesting her capacity to act were not given an adequate opportunity to be heard and to present evidence.

Meantime, in the Juvenile and Domestic Relations Court of Quezon City, two successive petitions were filed to declare Mrs. Baluyut an incompetent and to place her under guardianship. The first petition, which was filed by Alfredo Baluyut, was dismissed. The second, which was filed by her sisters, were given due course. Acting on the latter petition, the court summarily declared the widow as incompetent on the basis of a report of a psychiatrist who was not cross-examined, and without hearing the evidence of the parties, particularly Mrs. Baluyut. The court denied a motion for reconsideration of the order making such declaration.

On a petition to review the order of the Juvenile and Domestic Relation Court, the Supreme Court held that in consonance with the last sentence of section 29-A of the Charter of Quezon City, the guardianship proceeding should be suspended and should await the jurisdiction of the issue of petitioner’s competency to act as administratrix pending with the probate court. The Court further held that the procedure laid down in Rule 93 of the Rules of Court for appointment of guardians as to the time and place for hearing, wherein the evidence of the parties in support of their respective allegations should be heard and the giving of the required notice, should have been adhered to strictly by the lower court.

Questioned orders set aside.


SYLLABUS


1. JUVENILE AND DOMESTIC RELATIONS COURT, JURISDICTION; EXCLUSIVE ORIGINAL JURISDICTION OVER GUARDIANSHIP PROCEEDING. — The Juvenile and Domestic Relation Court has exclusive original jurisdiction to entertain guardianship proceeding.

2. ID.; ID.; SECTION 29-A OF THE CHARTER OF QUEZON CITY; EFFECT OF COURT’S JURISDICTION; PURPOSE THEREOF. — Section 29-A in divesting the Juvenile and Domestic Relation Court of jurisdiction or authority to resolve questions already in issue as an incident in any case pending in the ordinary court has a salutary purpose. That provision or exception is designed to obviate the rendition of conflicting rulings on the same issue by the Court of First Instance and the Juvenile and Domestic Relations Court.

3. CONSTITUTIONAL LAW; DUE PROCESS; DENIAL THEREOF, IN THE ABSENCE OF FAIRNESS. — Where the guardianship court did not first set of hearing the psychiatrist’s report and examined the petitioner before prematurely adjudging that she was an incompetent, its hasty and premature pronouncement, with its derogatory implications was not the offspring of fundamental fairness which is the essence of due process.

4. GUARDIANSHIP; FINDING OF INCOMPETENCY SHOULD BE CLEAR AND POSITIVE. — A finding that a person is incompetent should be anchored on clear, positive and definite evidence.

5. ID.; ID.; TESTIMONY OF PROSPECTIVE WARD NECESSARY IN GUARDIANSHIP PROCEEDING. — While the lower court could consult a psychiatrist, the normal procedure is to hear first the evidence of parties and examine the prospective ward. The testimony of the alleged incompetent himself has peculiar cogency in the determination of whether he should be placed under guardianship.

6. ID.; ID.; INCOMPETENCY TO ACT AS ADMINISTRATOR CAN NOT BE EQUATED WITH INCOMPETENCY AS TO PLACE ONE UNDER GUARDIANSHIP. — The incompetency to act as executor or administrator cannot be equated with the incompetency that justifies the placing of a person under guardianship. From the fact that a person may be incompetent to act as executor or administrator, it does not follow that he could be placed under guardianship. But if a person is competent to act as executor or administrator, then he is not the incompetent person envisaged in the law of guardianship.

7. ID.; PROCEDURE IN APPOINTMENTS; STRICT ADHERENCE TO PROCEDURE UNDER RULE 93 OF THE RULES OF COURT REQUIRED. — The lower court should have adhered strictly to the procedure laid down in Rule 93 of the Rules of Court for appointment of guardians. Rule 93 provides that after the filing of the petition, the court should fix a time and place for hearing and give the proper notices. At the hearing, "the alleged incompetent must be present if able to attend, and it must be shown that the required notice has been given. Thereupon, the court shall hear the evidence of the parties in support of their respective allegations."


D E C I S I O N


AQUINO, J.:


Encarnacion Lopez Vda. de Baluyut appealed by certiorari from (1) the order dated September 25, 1975 of the Juvenile and Domestic Relations Court of Quezon City, declaring her an incompetent and scheduling a hearing to determine who should he appointed as her guardian and (2) its order of December 10, 1975, denying her motion to set aside the declaration of incompetency, which was issued before her counsel could cross-examine the psychiatrist, and scheduling the cross-examination on January 21, 1976 (Special Proceeding No. QC-00939). The antecedents of the appeal are as follows:chanrob1es virtual 1aw library

Sotero Baluyut, a resident of 59 Quezon Boulevard Extension Quezon City, died at the age of eighty-six years, leaving an estate allegedly valued at not less than two million pesos. He was survived by Encarnacion Lopez, his seventy-five-year old widow.

Soon after Sotero Baluyut’s death, his alleged nephew, Alfredo G. Baluyut, exerted efforts to control the decedent’s estate. Assisting him in the attainment of that goal were the widow’s sisters, Cristeta Lopez Vda. de la Cuesta and Guadalupe Lopez Viray. Their antagonists were the widow, and her ally, Jose G. Espino, an alleged natural child of Sotero Baluyut.

On February 20, 1975, or forty-five days after Sotero Baluyut’s demise, Alfredo filed a petition in the Court of First Instance of Quezon City for the settlement of the decedent’s estate. He alleged that Mrs. Baluyut was mentally incapable of administering her affairs and the decedent’s estate or of acting as executrix of his will, if any. He prayed that, after hearing, he be appointed administrator and, in the meantime, special administrator (Special Proceeding No. Q-19794. See L-42088, Baluyut v. Judge Paño, May 7, 1976).

Alfredo did not content himself with the filing of the administration proceeding. On that same day, February 20, he filed in the Juvenile and Domestic Relations Court of Quezon City a petition to declare Mrs. Baluyut an incompetent and to place her under guardianship.

He alleged that due to a head injury she "has suffered impairment of her mental faculties" and that "she is no longer competent, physically and mentally", to manage her affairs. He claimed that he was able, qualified and ready to act as her guardian. Evidently, Alfredo sought to immobilize Mrs. Baluyut and prevent her from administering the decedent’s estate, supposely a conjugal estate (Special Proceeding No. Q-00925).

After the petition was partially heard, Mrs. Baluyut learned of the guardianship proceeding. She filed a verified opposition wherein she denied the allegations regarding her alleged mental incompetency. She alleged that the petition was filed after Alfredo’s attempts to get possession of the decedent’s estate were aborted and after Mrs. Baluyut’s residence was ransacked on February 12, resulting in the loss of important papers and cash of not less than one hundred thousand pesos.

She alleged that the documents being used by Alfredo against her were "the product not only of an illegal seizure but of a plain and simple robbery" ; that the filing of the petition was "an act of disrespect to the deceased", since Alfredo and his cohorts were "cuddled and reared" by the spouses Sotero Baluyut and Encarnacion Lopez; that there could be no justice in declaring her an incompetent just to enable Alfredo to take her properties, and that because of the malicious petition she suffered sleepless nights and serious anxiety.

On April 7 Alfredo filed a motion praying that Mrs. Baluyut be subjected to a neuro-psychiatric examination. She filed a countermotion to expunge that motion from the record.

On April 15, Alfredo filed an amended petition praying that Mrs. Cuesta and Mrs. Viray be appointed guardians of the person and property of their sister, Mrs. Baluyut. The latter vehemently opposed the amended petition. Later, Alfredo moved orally that he be considered disqualified to act as guardian in view of his appointment as special administrator.

The lower court in its order of April 28, 1975 granted Alfredo’s motions that he be considered disqualified to act as guardian and that Mrs. Baluyut should undergo a neuro-psychiatric examination which was scheduled on May 7 at the Philippine General Hospital before Doctors Lourdes V. Lapuz or Baltazar Reyes. The lower court advised Mrs. Cuesta and Mrs. Viray to file their own petition for appointment as guardians of Mrs. Baluyut.

The lower court in its order of June 20, 1975 dismissed Alfredo’s petition for guardianship. That ended round one of the guardianship incident.

The second round started on May 6, 1975 when Mrs. Cuesta and Mrs. Viray filed in the same court their petition dated April 28, praying that Mrs. Baluyut be declared an incompetent and that they he appointed as her guardians. They repleaded the material allegations of Alfredo’s amended petition (Special Proceeding No. QC-00939). *

On the following day, May 7, Mrs. Cuesta and Mrs. Viray filed an urgent ex-parte motion praying that Mrs. Baluyut be ordered to remain at the conjugal residence and that she be placed under the court’s protection or in her sisters’ custody so that she could be available for psychiatric examination. Without hearing Mrs. Baluyut, the lower court on May 8 granted the motion.

On May 16 Mrs. Cuesta and Mrs. Viray filed an amended petition dated May 8 to cure the deficiencies of their original petition. On May 21 Mrs. Baluyut filed a motion to set aside the May 8 order. On the following day, May 22, Mrs. Baluyut filed a motion to strike out the original petition for guardianship. The motion was alternatively labelled as an opposition to the petition. Those motions were denied in the lower court’s order of June 23, 1975.

On June 18 Mrs. Cuesta and Mrs. Viray filed a new petition for guardianship, without mentioning their petitions of April 28 and May 8. Mrs. Baluyut’s counsel claims that no filing fee was paid for docketing the petition.

On July 21 the lower court issued an order appointing Doctor Lapuz as commissioner to determine the competency of Mrs. Baluyut at an examination scheduled on August 12 at her residence and to report whether she should be placed under guardianship. On August 11 Mrs. Baluyut’s counsel manifested that she was ready to submit to neuro-psychiatric examination at her new domicile, 53 East Maya Street, Phil-Am Life Homes, Quezon City.

On September 25 the lower court issued the questioned order declaring Mrs. Baluyut an incompetent on the basis of the report of Doctor Lapuz. Mrs. Baluyut was first examined by Ma. Paz U. Guzman, a psychologist. The latter found that as of September 11 Mrs. Baluyut was "an integrated well-functioning individual", "an aware and responsive individual who has a mind of her own", and "competent enough to understand her position relative to the case involving her."

Doctor Lapuz found that Mrs. Baluyut was aware of what the present court case was all about; that Mrs. Baluyut spontaneously declared that she preferred to associate with the Espino spouses because they treated her kindly, and that Mrs. Baluyut said that her other relatives were probably envious and desired to get hold of her assets.

The evaluations of the psychologist and the psychiatrist, which according to Mrs. Baluyut’s counsel do not sustain the declaration of incompetency, are reproduced below:jgc:chanrobles.com.ph

"Psychological Evaluation

"Observation and Interview. — Subject came smartly dressed in a jersey gown and looking well groomed. She was ,bejeweled with several bracelets on both arms, 5 rings, a necklace and watch. She appeared in good physical condition. She walked and seated herself unassisted. She moved about with comfort. She took the test independently except the Personal Data Sheet which she filled out with the assistance of Mr. and Mrs. Espino.

"Her testing behavior was positive. She followed instructions without questions or signs of resistance. She displayed appropriate affect, (sic) was coherent and spontaneously made several relevant remarks in relation to the various test stimuli presented to her. She was friendly and pleasant. However, she reacted indignantly when the Examiner encouraged her to try her best at the tests because the result would be presented to Dra. Lapuz. She denied having met Dra. Lapuz and momentarily refused to go on with the tests saying that she did not care if people thought she was crazy. She was appeased and reassured and was able to resume working at the tests with her full cooperation. She later apologized to the Examiner for her outbursts and for having taken so much of the Examiner’s time.

"Test Results. — The Wechsler Adult Intelligence Scale yielded a Performance Scale IQ of 80 which places the Subject’s intellectual functioning at the Dull Normal range. This represent her current functioning and how she compares with her peer group. The subject scores indicate her weakest area to be in visual-motor functioning. This deterioration appears to be purely a function of impaired vision and reduced motoric speed due to her advanced age rather than a psychogenically based depression.

"Similar impressions were gathered from the Bender-Gestalt reproductions of subject. Her figures showed integration and accurate perception of the stimuli although her motoric expression is characterized by mild tremors and poor control of the movements of her arm and hand.

"The subject’s immediate recall is impaired. However, her long term memory for past events appears to be relatively intact. Specifically, she failed to reproduce from memory a single figure out of several she had previously copied. However, she could recall and recount a conversation that she carried or with her companion some 30 minutes earlier.

"The test data showed no signs of psychosis or severe personality disturbance. Her responses to the projective tests showed that her perception of stimuli is very much like those of the majority. Her percepts tended to be common place and ordinary but accurate. There were no bizarre responses. She is aware and is in adequate touch with reality. Allowing for some neurological deterioration due to her age, the subject’s cognitive and affective functioning indicates that she is intellectually and emotionally competent. She knows what she wants, and is in control of her volition. However, although she has a strong will and is determined, she is not often physically able to carry out her desires.

"Summary: — The subject’s test data point up an integrated well-functioning individual. She reaches Dull Normal limits on the Wechsler Adult Intelligence Scale in comparison to her age group. She is relevant and in touch with reality. No gross pathology is gathered from the tests. Rather the results show an aware and responsive individual who has a mind of her own. She is competent enough to understand her position relative to the case involving her.

Submitted by:chanrob1es virtual 1aw library

Ma. Paz U. de Guzman

Clinical Psychologist"

"Psychiatric Evaluation

"Patient: Encarnacion Baluyot

Widow, 74 years old

Childless

"The patient was referred by the Juvenile and Domestic Relations Court, Quezon City, for a psychiatric evaluation to help determine her competence in handling her finances. She was seen twice by the undersigned in the latter’s office at St. Luke’s Hospital. At each visit, she was accompanied by Mrs. Jose Espino, a relative, but was interviewed alone.

"She is stylishly dressed and groomed, wearing much jewelry. She cooperates in a friendly manner but grows impatient and irritable when the questions obviously test her capacity for intellectual concentrating on the discussion, but on the whole, she gave relevant and coherent answers, which tended to be quite brief. There was prolonged reaction time to questions which tested memory and orientation, indicating quite clearly that memory and orientation are impaired. She seemed to best remember discreet tidbits about the highlights of her life when her late husband was at the peak of his public career. However, she cannot integrate such bits of memory into a full recollection of how her life was at that time. The same was true in response to inquiry about any aspect of her life. She can give one or two very brief statements but fails to pursue further the discussion. There is clearly an impairment of thought processes.

"She is aware however of what the present court case is all about. She declares quite spontaneously that she likes being with the Espino’s because she is treated kindly and thoughtfully by them. She mentions other relatives who are probably envious and wish to get hold of her assets.

"Her personal history, pieced together with information from Mrs. Espino, the wife of an adopted son, indicate that she has been a mother to many of her late husband’s nieces and nephews, who were sent to school and given a start in life by the couple. She has always been over-concerned with money to the point of eccentricity but has a generous heart. Pampered by her husband, she has always enjoyed being with friends, socializing and still goes off to dance sessions with friends her age. The death of her husband has obviously made her even more dependent and helpless.

"In summary, the subject is a 74 year-old woman in whom the ageing process has rendered the intellectual capacity sufficiently impaired to warrant a recommendation for kind and consistent guidance in the handling of her affairs. She would best be helped by people who are truly interested in her welfare. Being of a kind and dependent nature herself, she need to be looked after. She would be more confused and lost if continuously in the center of hostilities. She needs a simple, well-directed life among kind people who will tend to her day-to-day activities. She may be able to grasp a situation correctly and superficially but she will need help regarding details and more complex procedures. Psychological testing (Weschler Adult Intelligence; Bender-Gestalt; Roscharch) shows functions at the dull normal, but otherwise integrated and in touch with reality. The tests also showed impairment for recent memory and in visual-motor functions.

Lourdes V. Lapuz, M.D."cralaw virtua1aw library

Mrs. Baluyut’s counsel observed that the lower court’s order was "issued in a blitz manner", without any hearing on the psychiatrist’s report, without giving notice to her, and without giving her a copy of the report. On October 6 she filed a motion for the reconsideration of the order declaring her an incompetent. She called attention to the fact that in the administration proceeding Judge Vicente G. Ericta had declared her "competent" in his order of March 24, 1975 and that Judge Ernani Cruz Paño (the successor of Judge Ericta) in his order of November 27, 1975 appointed Mrs. Baluyut as administratrix after concluding that she was competent to act as such, considering the findings of Judge Ericta and of the psychologist and Doctor Lapuz.

The lower court had scheduled a hearing on October 8 to determine who should be appointed guardian of Mrs. Baluyut. Her counsel did not appear at the hearing may be because of his pending motion for reconsideration. At that hearing, Mrs. Cuesta, Mrs. Viray, her husband Atty. Fortunato Viray, Sr. and Alfredo G. Baluyut testified upon direct examination by Atty. Fortunato Viray, Jr. The oral evidence was presented for the purpose of proving that Mrs. Viray was competent to act as guardian of her sister, Mrs. Baluyut.

On October 20 the lower court motu proprio issued another order justifying its prior declaration that Mrs. Baluyut is an incompetent. It scheduled the cross-examination of Doctor Lapuz on October 24. The hearing was not held due to the indisposition of Doctor Lapuz. In the meantime, Mrs. Baluyut filed another motion to set aside the declaration of incompetency.

On December 10 the lower court issued an order denying Mrs. Baluyut’s motion for reconsideration. It ruled that, as a socio-legal court, it was duly empowered under section 29-B of the charter of Quezon City to avail itself of the consultative services of psychiatrists, psychologists and other qualified specialists (Republic Act No. 4836, creating the Juvenile and Domestic Relations Court by amending Republic Act No. 537, the charter of Quezon City).

The lower court further held that the declaration of incompetency was interlocutory and that a prompt resolution of the issue as to Mrs. Baluyut’s incompetency was imperative in view of the verified statements of her two sisters and nephew-in-law that more than one million pesos had been "withdrawn by her through the machinations of third persons."

The instant petition for review was filed on December 29, 1975. In that petition Mrs. Baluyut’s counsel assails for the first time the lower court’s jurisdiction to declare her an incompetent. She contends that her competency is involved in the administration proceeding pending in Branch XVIII of the Court of First Instance of Quezon City which court (not the Juvenile and Domestic Relations Court) has jurisdiction over the issue as to her competency. She invokes section 29-A of the Quezon City charter which provides that the Juvenile and Domestic Relations Court has exclusive original jurisdiction in guardianship cases (paragraph 2), but which also provides an exception in its last sentence quoted below:jgc:chanrobles.com.ph

"If any question involving any of the above matters (the seven classes of cases over which the court has exclusive original jurisdiction) should arise as an incident in any case pending in the ordinary court, said incident shall be determined in the main case."cralaw virtua1aw library

The issues are (1) whether the resolution in the guardianship proceeding of the question as to Mrs. Baluyut’s alleged incompetency should await the adjudication in the administration proceeding (pending in the probate court) of the issue as to her competency to act as administratrix and (2) whether she was denied due process when the Juvenile and Domestic Relations Court summarily declared her an incompetent just one day after it received the psychiatrist’s report and before that report was set for hearing.

Jurisdictional issue. — The lower court has exclusive original jurisdiction to entertain the proceeding for the guardianship of Mrs. Baluyut as an alleged incompetent. (As to rulings on the original exclusive jurisdiction of Juvenile and Domestic ,Relations Courts, see Perez v. Tuason de Perez, 109 Phil. 654; In re Angela Tuason de Perez, L-28114, October 30, 1970, 35 SCRA 608; Rayray v. Chae Kyung Lee, L-18176, October 26, 1966; 18 SCRA 450; Paterno v. Paterno, L-23060, June 30, 1967, 20 SCRA 585; Bartolome v. Bartolome, L-23661, December 20, 1967, 21 SCRA 1324; Eusebio v. Eusebio, L-39581, March 31, 1976).

However, as noted earlier, Mrs. Baluyut’s competency to act as administratrix is in issue in Special Proceeding No. Q-19791 of the Court of First Instance of Rizal, Quezon City Branch XVIII. That proceeding was instituted by Alfredo G. Baluyut for the settlement of the estate of Sotero Baluyut, the deceased spouse of Mrs. Baluyut. Alfredo alleged in his petition that Mrs. Baluyut was mentally incapable of administering the estate. She characterized that allegation as libelous. She prayed in a counter-petition that she be appointed administratrix.

The probate court appointed her as administratrix after finding that she was sui juris or was still in possession of her capacidad de obrar o capacidad de ejercicio. In fact, she qualified as administratrix on November 29, 1975. This Court in Baluyut v. Judge Paño, supra, set aside that appointment, not because Mrs. Baluyut was an incompetent but because the persons contesting her capacity to act were not given an adequate opportunity to be heard and to present evidence.

We hold that in consonance with the last sentence of section 29-A of the charter of Quezon City the guardianship proceeding should be suspended and should await the adjudication of the issue as to Mrs. Baluyut’s competency to act as administratrix.

It is true, as observed by Justices Barredo and Antonio during the deliberation on this case, that the incompetency to act as executor or administrator cannot be equated with the incompetency that justifies the placing of a person under guardianship. From the fact that a person may be incompetent to act as executor or administrator, it does not follow that he could be placed under guardianship. But if a person is competent to act as executor or administrator, then he is not the incompetent person envisaged in the law of guardianship.

Section 29-A in divesting the Juvenile and Domestic Relations Court of jurisdiction or authority to resolve questions already in issue as an incident in any case pending in the ordinary court has a salutary purpose. That provision or exception is designed to obviate the rendition of conflicting rulings on the same issue by the Court of First Instance and the Juvenile and Domestic Relations Court.

Issue as to alleged denial of due process. — As previously stated, the lower court appointed Doctor Lapuz as "commissioner to determine the competency" of Mrs. Baluyut. She was directed to recommend whether Mrs. Baluyut needed a guardian for her person and property. Doctor Lapuz took her oath as commissioner. She referred Mrs. Baluyut to Ma. Paz U. dc Guzman for psychological evaluation. The psychologist found that Mrs. Baluyut was "an integrated well-functioning individual", "competent enough to understand her position relative to the case involving her."cralaw virtua1aw library

Doctor Lapuz interviewed Mrs. Baluyut alone "for a psychiatric evaluation." The psychiatrist in her report did not categorically recommend that a guardian be appointed for the person and property of Mrs. Baluyut. Doctor Lapuz said that Mrs. Baluyut needed "kind and consistent guidance in the handling of her affairs" and required "help regarding details and more complex procedures." (Mrs. Baluyut’s counsel volunteered the hearsay information that the psychologist and psychiatrist were allegedly surprised that the court declared her an incompetent on the basis of their reports, considering that their evaluations were favorable to her. Pages 10 and 20 of memorandum).

The lower court did not notify the parties of the filing of the psychiatrist’s report, did not give them a chance to register their objections and did not set the report for hearing as required in sections 9 to 11, Rule 33 of the Rules of Court. Instead, on the day following the receipt of the report, the lower court declared Mrs. Baluyut an incompetent within the meaning of Rule 92 of the Rules of Court, which provides that the word "incompetent" includes "persons not being of unsound mind, but by reason of age, disease, weak mind, and other similar causes, cannot, without outside aid, take care of themselves and manage their property, becoming thereby an easy prey for deceit and exploitation" (Sec. 2).

The declaration was made although the guardianship court had not examined the alleged incompetent. Mrs. Baluyut’s counsel in a pleading dated October 21, 1975 called the guardianship court’s attention to the fact that in the administration proceeding Judge Ericta had already found in his order of March 24, 1975 that she was "healthy and mentally qualified." That conclusion was based on the following examination made by Judge Ericta:jgc:chanrobles.com.ph

"COURT:chanrob1es virtual 1aw library

Will you (addressing Mrs. Baluyut) take the witness stand and we will find out if you are mentally deranged as alleged in the petition (for letters of administration filed by Alfredo G. Baluyut).

Interpreter (To the witness):chanrob1es virtual 1aw library

Q. Do you swear to tell the truth and nothing but the truth?

A. Yes, I do.

Q. Please state your name, age, address, civil status, and your other personal circumstances?

A. ENCARNACION LOPEZ VDA. DE BALUYUT, 70 years old, widow, and residing at Quezon Boulevard, corner Banawe, Quezon City.

Court:chanrob1es virtual 1aw library

Ready?

Atty. Santiago:chanrob1es virtual 1aw library

Yes, Your Honor.

Court:chanrob1es virtual 1aw library

No, I will be the one to ask the question. . . .

Court (to Mrs. Baluyut):chanrob1es virtual 1aw library

When were you born?

A. 1901, sir.

Court:chanrob1es virtual 1aw library

The exact month and date?

A. March 25, 1901.

Q. (by Court): Where?

A. Lingayen, Pangasinan.

Q. Who is your father?

A. Jose Lopez.

Q. Who is your mother?

A. Carmen Escaño.

Q. Did you go to school?

A. Yes, your Honor.

Q. What is your highest educational attainment?

A. I am a teacher.

Atty. Salunat:chanrob1es virtual 1aw library

At this juncture, your Honor, may we ask that the question(s) of the Court be translated in the Spanish dialect (language)?

Court:chanrob1es virtual 1aw library

She can answer and understand my question in English.

Atty. Salunat:chanrob1es virtual 1aw library

She finds difficulty, your Honor.

Court:chanrob1es virtual 1aw library

If she finds difficulty, advise her to do so.

Atty. Salunat:chanrob1es virtual 1aw library

Yes, your Honor.

Court:chanrob1es virtual 1aw library

All right. What is your highest educational attainment? — E. Lopez Vda. de Baluyut: I am a teacher but I never teach. I don’t need to work.

Court:chanrob1es virtual 1aw library

What?

A. I am a senior teacher, your honor.

Q. Do you have any children?

A. I had one who died.

Q. Do you have any grandchildren of that child of yours who died?

A. None, sir. He was very young when he died.

Q. How do you earn your livelihood?

A. From my properties.

Q. Where are your properties located?

A. They are in San Jose, Nueva Ecija.

Q. Where else?

A. In my house.

Q. Where is your house?

A. At the corner of Quezon Boulevard and Banawe, Quezon City.

Court:chanrob1es virtual 1aw library

All right, I think that is enough in the meantime.

x       x       x


Court:chanrob1es virtual 1aw library

All right.

"ORDER

"Submitted for resolution is a motion dated March 19, 1975, asking for the setting aside of the appointment of Alfredo G. Baluyut as special administrator by order of the court dated February 24, 1975.

"This Court was misled in appointing him as special administrator by the allegation in the petition that the widow Encarnacion Lopez Vda. de Baluyut is no longer mentally capable of administrator (administering) her personal properties.

"During the hearing of this motion for reconsideration, the Court placed the widow Encarnacion Lopez Vda. de Baluyut on the witness stand and asked a series of questions to determine her mental capacity.

"The cross-examination by the Court shows this woman is healthy and mentally qualified.

"In view hereof, the Court sets aside the order dated February 24, 1975, appointing Alfredo G. Baluyut, petitioner here as special administrator. . . ."cralaw virtua1aw library

The lower court, upon being apprised of the foregoing conclusion of the probate judge, should have at least tried to take judicial notice of what was happening in the administration proceeding. The voice of prudence should have cautioned the guardianship court to avoid the issuance of a declaration contradicting the probate court’s pronouncement on Mrs. Baluyut’s capacity to act.

As shown in Baluyut v. Judge Paño, supra, Judge Ernani Cruz Paño, who succeeded Judge Ericta, confirmed the latter’s finding in his (Judge Paño’s) order of November 27, 1975. After interrogating Mrs. Baluyut, he was convinced of her "capacity and sufficient understanding."cralaw virtua1aw library

The guardianship court denied Mrs. Baluyut’s motion for reconsideration and affirmed its declaration on her supposed incompetency.

In this appeal, Mrs. Baluyut contends that she was denied due process of law when the guardianship court summarily announced its verdict on her incompetency notwithstanding that her lawyer had not cross-examined the psychiatrist.

We hold that Mrs. Baluyut’s contention is tenable. A finding that a person is incompetent should be anchored on clear, positive and definite evidence (Yangco v. Court of First Instance of Manila, 29 Phil. 183, 190). That kind of proof has not yet been presented to the guardianship court to justify its precipitate conclusion that Mrs. Baluyut is an incompetent.

Here, we have the sorry spectacle of two courts of Quezon City making divergent findings on Mrs. Baluyut’s capacity to act (Art. 37, Civil Code). What the guardianship court did (as the saying goes) was to take the second step before having taken the first step. It declared Mrs. Baluyut as an incompetent and then scheduled the cross-examination of the psychiatrist so that the parties could ascertain whether the declaration of incompetency is correct or not.

In the nature of things, the guardianship court should have first set for hearing the psychiatrist’s report and examined Mrs. Baluyut before prematurely adjudging that she is an incompetent. Its hasty and premature pronouncement, with its derogatory implications, was not the offspring of fundamental fairness which is the essence of due process.

Moreover, the lower court should have adhered strictly to the procedure laid down in Rule 93 of the Rules of Court for appointment of guardians. Rule 93 provides that after the filing of the petition, the court should fix a time and place for hearing and give the proper notices. At the hearing, "the alleged incompetent must be present if able to attend, and it must be shown that the required notice has been given. Thereupon, the court shall hear the evidence of the parties in support of their respective allegations" (Sec. 5, Rule 93).

In the instant case, the lower court before hearing the evidence of the parties, particularly Mrs. Baluyut, immediately subjected her to a psychiatric examination. That unorthodox procedure was not warranted. Undoubtedly, the lower court could consult a psychiatrist but the normal procedure is to hear first the evidence of the parties and examine the prospective ward. The testimony of the alleged incompetent himself has peculiar cogency in the determination of whether he should be placed under guardianship (22 ALR 2nd 762).

Issue as to filing and legal research fees. — Mrs. Baluyut’s counsel repeatedly asserts that Mrs. Viray and Mrs. Cuesta did not pay the corresponding filing and legal research fees for the docketing of their petition for guardianship.

The cover of the expediente of Special Proceeding No. QC-00939 shows that on May 6, 1975 the sums of thirty-two pesos and two pesos were paid as docket fee and legal research fee under Official Receipts Nos. 8981855 and 8982309, respectively. Mrs. Baluyut’s counsel contends that those payments correspond to the petition of Mrs. Viray and Mrs. Cuesta in Special Proceeding No. QC-00925 which was dismissed.

As Mrs. Baluyut did not ask the lower court to resolve this point squarely and as the orders being questioned herein are silent on that matter, we hold that the lower court should first determine whether the legal fees fixed in section 5[e], Rule 141 of the Rules of Court were duly paid by Mrs. Viray and Mrs. Cuesta.

WHEREFORE, the lower court’s orders of September 25 and December 10, 1975 are set aside.

The Court a quo is directed to suspend the guardianship proceeding and to await .the final verdict of the Court of First Instance of Rizal, Quezon City Branch XVIII on the competency of Encarnacion Lopez Vda. de Baluyut to act as executrix or administratrix of the estate of her deceased husband, Sotero Baluyut.

Should it be finally ruled therein that Mrs. Baluyut is competent to act as executrix or administratrix and should there be no other supervening circumstances that justify the continuation of the guardianship proceeding, then the same should be dismissed.

The lower court is further directed to determine whether Cristeta Lopez Vda. de Cuesta and Guadalupe Lopez Viray paid docket and legal research fees for their petition. Costs against private respondents.

SO ORDERED.

Fernando, (Chairman), Barredo, Antonio and Martin, JJ., concur.

Concepcion, Jr., J., is on leave.

Martin, J., was designated to sit in the Second Division.

Endnotes:



* Mrs. Cuesta and Mrs. Viray also instituted a habeas corpus proceeding in this Court in order to have custody of the person of Mrs. Baluyut. Their theory was that she was being detained by Jose G. Espino (Viray v. Espino, L-42183). The case was referred to the Court of First Instance of Quezon City which in a decision dated April 30, 1976 dismissed the petition.




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July-1976 Jurisprudence                 

  • G.R. No. L-25373 July 1, 1976 - IRENEO ROQUE v. DIRECTOR OF LANDS, ET AL.

  • G.R. No. UNAV July 6, 1976 - IN RE: ROSALIE L. PARAGUAS

  • A.C. No. 1637 July 6, 1976 - IN RE: RUFILLO D. BUCANA

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  • G.R. No. L-41937 July 6, 1976 - FOITAF-ASSOCIATED v. CARMELO NORIEL

  • G.R. No. L-28145 July 7, 1976 - SHELL CHEMICAL COMPANY (PHILIPPINES), INC. v. MANILA PORT SERVICE, ET AL.

  • G.R. No. L-41286 July 7, 1976 - NATIVIDAD VDA. DE IGNACIO v. DELFIN VIR. SUNGA

  • G.R. No. L-42215 July 13, 1976 - ENCARNACION LOPEZ VDA. DE BALUYUT v. LEONOR INES LUCIANO

  • G.R. No. L-31177 July 15, 1976 - PEOPLE OF THE PHIL. v. REYNALDO M. GODOY

  • G.R. No. L-39257 July 23, 1976 - EDMOND M. RUIZ v. COURT OF APPEALS, ET AL.

  • G.R. No. L-33621 July 26, 1976 - MRR YARD CREW UNION, ET AL. v. PHILIPPINE NATIONAL RAILWAYS, ET AL.

  • G.R. No. L-35253 July 26, 1976 - CITY OF MANILA v. COURT OF APPEALS, ET AL.

  • G.R. No. L-43648 July 26, 1976 - WENCESLAO CENTENO v. WORKMEN’S COMPENSATION COMMISSION, ET AL.

  • G.R. No. L-43511 July 28, 1976 - EMILIO GREGORIO v. COURT OF APPEALS, ET AL.

  • A.C. No. 1213 July 29, 1976 - JOSE V. DE LA RAMA v. WILFRIDO E. DIZON

  • G.R. No. L-23634 July 29, 1976 - GAMBOA’S INCORPORATED v. COURT OF APPEALS, ET AL.

  • G.R. Nos. L-33235-6 July 29, 1976 - BRUNA FRANCISCO, ET AL. v. BENJAMIN H. AQUINO

  • G.R. No. L-43345 July 29, 1976 - JOSEFINA S. DE LAUREANO v. MIDPANTAO L. ADIL

  • A.M. No. 74-MJ July 30, 1976 - SALVADOR LACSON, JR. v. RAMON POSADAS

  • A.C. No. 129-J July 30, 1976 - CASTRO RAVAL v. GUILLERMO ROMERO

  • A.C. No. 1328-MJ July 30, 1976 - VIRGINIA DE GUZMAN v. ROMEO C. DE LEON

  • G.R. No. L-27606 July 30, 1976 - PEOPLE OF THE PHIL. v. DOMICIANO BERAME

  • G.R. No. L-29052 July 30, 1976 - CARIDAD ARGUELLES v. GUILLERMO TIMBANCAYA

  • G.R. No. L-29205 July 30, 1976 - PEOPLE OF THE PHIL. v. GERARDO EXTRA

  • G.R. No. L-32192 July 30, 1976 - ESPERANZA BAPTISTA, ET AL. v. URBANO CARILLO, ET AL.

  • G.R. No. L-35621 July 30, 1976 - REPUBLIC OF THE PHIL., ET AL. v. ALEJANDRO E. SEBASTIAN, ET AL.

  • G.R. No. L-39135 July 30, 1976 - A. D. SANTOS, INC. v. COURT OF INDUSTRIAL RELATIONS, ET AL.

  • G.R. No. L-39941 July 30, 1976 - IN RE: BENJAMIN KO v. REPUBLIC OF THE PHIL.

  • G.R. No. L-41554 July 30, 1976 - ESPERANZA VALENCIA v. WORKMEN’S COMPENSATION COMMISSION, ET AL.

  • G.R. No. L-41756 July 30, 1976 - MANILA ELECTRIC COMPANY v. GENBANCOR DEVELOPMENT CORPORATION, ET AL.

  • G.R. No. L-41804 July 30, 1976 - LUZON SURETY COMPANY, INC. v. CORETTE S. MAGBANUA, ET AL.

  • G.R. No. L-42451 July 30, 1976 - CALIXTA MERCADO v. WORKMEN’S COMPENSATION COMMISSION, ET AL.

  • G.R. No. L-42639 July 30, 1976 - ASUNCION T. CABINTA, ET AL. v. WORKMEN’S COMPENSATION COMMISSION, ET AL.

  • G.R. Nos. L-43757-58 July 30, 1976 - REGINO GABRIEL, ET AL. v. COURT OF APPEALS, ET AL.

  • G.R. No. L-43851 July 30, 1976 - LUZON SURETY COMPANY, INC. v. CORETTE S. MAGBANUA, ET AL.