July 2002 - Philippine Supreme Court Decisions/Resolutions
Philippine Supreme Court Jurisprudence
Philippine Supreme Court Jurisprudence > Year 2002 > July 2002 Decisions >
Adm Case No. 5645 July 2, 2002 - ROSALINDA BERNARDO VDA. DE ROSALES v. ATTY. MARIO G. RAMOS:
SECOND DIVISION
[Adm. Case No. 5645. July 2, 2002.]
ROSALINDA BERNARDO VDA. DE ROSALES, Complainant, v. ATTY. MARIO G. RAMOS, Respondent.
D E C I S I O N
BELLOSILLO, J.:
This complaint for disbarment was filed in behalf of complainant Rosalinda Bernardo Vda. de Rosales by the National Bureau of Investigation (NBI) against respondent Atty. Mario G. Ramos for violation of Act No. 2711 of the Revised Administrative Code of 1917, Title IV, Ch. 11, otherwise known as the Notarial Law, particularly Secs. 245 and 246 thereof.
In September 1990 Manuel A. Bernardo, brother of complainant Rosalinda Bernardo Vda. de Rosales, borrowed from Rosalinda the Original Transfer Certificate of Title No. 194464 covering Lot No. 1-B-4-H in her name. The lot measures 112 square meters and is located at the back of Manuel’s house on Fabie Street, Paco, Metro Manila. On 25 November 1990 Rosalinda sold this lot to one Alfredo P. Castro. When she asked her brother Manuel to return her title he refused.chanrob1es virtua1 1aw 1ibrary
On 22 October 1990 Rosalinda executed an Affidavit of Loss of her title and presented the affidavit to the Register of Deeds of Manila.
On 3 September 1991 the Register of Deeds informed Rosalinda that her title to the property was already transferred to Manuel by virtue of a Deed of Absolute Sale she purportedly executed in favor of Manuel on 5 September 1990. The document was notarized by respondent Atty. Mario G. Ramos on 1 October 1990 and entered in his Notarial Register as Doc. No. 388, Page No. 718, Book No. 10, Series of 1990. Rosalinda however denied having signed any deed of sale over her property in favor of Manuel.
On 3 September 1991 Rosalinda filed with the NBI a complaint for falsification of public document against her brother Manuel. The NBI invited respondent Atty. Ramos for questioning. The complaint alleged among others that on 12 September 1991 Atty. Mario G. Ramos executed an affidavit before the NBI admitting that when Manuel presented the purported Deed of Absolute Sale to him for notarization, he (Atty. Ramos) found some defects in the document and that complainant Rosalinda was not around. The NBI Questioned Documents Division also compared Rosalinda’s signature appearing in the Deed of Absolute Sale with samples of her genuine signature, and found that the signature in the purported Deed of Absolute Sale and her genuine signatures were not written by one and the same person.
On 5 October 1992 the NBI transmitted its findings to the Office of the City Prosecutor of Manila with the recommendation that Manuel and Atty. Ramos be prosecuted for Falsification of Public Document under Art. 172 in relation to Art. 171 of The Revised Penal Code, and that Atty. Ramos be additionally charged with violation of the Notarial Law.chanrob1es virtua1 1aw 1ibrary
The NBI also transmitted to the Integrated Bar of the Philippines (IBP) Commission on Bar Discipline (CBD) photocopies of the NBI investigation report and its annexes, and a verified complaint 1 for disbarment signed by Rosalinda. The CBD received the records on 5 October 1992. On the same date, the CBD through Commissioner Victor C. Fernandez directed respondent to submit an answer to the complaint within fifteen (15) days from notice.
Respondent admitted in his Answer 2 that he had affixed his signature on the purported Deed of Absolute Sale but failed to enter the document in his Notarial Registry Book. He also admitted executing before the NBI on 12 September 1991 an affidavit regarding the matter. Respondent prayed for the dismissal of the complaint since according to him he only inadvertently signed the purported Deed of Absolute Sale and/or that his signature was procured through mistake, fraud, undue influence or excusable negligence, claiming that he simply relied on the assurances of Manuel that the document would not be used for purposes other than a loan between brother and sister, and that he affixed his signature thereon with utmost good faith and without intending to obtain personal gain or to cause damage or injury to another.
The CBD set the case for hearing on 3 March 2000, 28 April 2000, 16 June 2000 and 5 October 2000. Complainant never appeared. The records show that the notices sent to her address at 1497 Fabie Street, Paco, Manila were returned unclaimed. 3
On 26 January 2002 the IBP Board of Governors approved the report and recommendation of the CBD through Commissioner Fernandez that the case against respondent be dismissed in view of complainant’s failure to prosecute and for lack of evidence on record to substantiate the complaint. 4 The Investigating Commissioner found that the notices sent to complainant were returned unclaimed with the annotation "moved out," and that she did not leave any forwarding, address, and neither did she come to the CBD to inquire about the status of her case. From these actuations, he concluded that complainant had lost interest in the further prosecution of this case, 5 and so recommended its dismissal.
We cannot wholly agree with the findings and recommendation of the Investigating Commissioner. It is clear from the pleadings before us that respondent violated the Notarial Law in failing to register in his notarial book the deed of absolute sale he notarized, which fact respondent readily admitted.
The Notarial Law is explicit on the obligations and duties of a notary public. It requires him to keep a notarial register where he shall record all his official acts as notary 6 .and specifies what information with regard to the notarized document should be entered therein. 7 Failure to perform this duty results in the revocation of his commission as notary public. 8chanrob1es virtua1 1aw 1ibrary
The importance attached to the act of notarization cannot be overemphasized. Notarization is not an empty, meaningless, routinary act. It is invested with substantive public interest, such that only those who are qualified or authorized may act as notaries public. 9 Notarization converts a private document into a public document thus making that document admissible in evidence without further proof of its authenticity. 10. A notarial document is by law entitled to full faith and credit upon its face. Courts, administrative agencies and the public at large must be able to rely upon the acknowledgment executed by a notary public and appended to a private instrument. 11
For this reason notaries public must observe with utmost care the basic requirements in the performance of their duties. 12 Otherwise, the confidence of the public in the integrity of this form of conveyance would be undermined. 13 Hence a notary public should not notarize a document unless the persons who signed the same are the very same persons who executed and personally appeared before him to attest to the contents and truth of what are stated therein. 14 The purpose of this requirement is to enable the notary public to verify the genuineness of the signature of the acknowledging party and to ascertain that the document is the party’s free act and deed. 15chanrob1es virtua1 1aw 1ibrary
The notary public is further enjoined to record in his notarial registry the necessary information regarding the document or instrument notarized and retain a copy of the document presented to him for acknowledgment and certification especially when it is a contract. 16 The notarial registry is a record of the notary public’s official acts. Acknowledged documents and instruments recorded in it are considered public document. If the document or instrument does not appear in the notarial records and there is no copy of it therein, doubt is engendered that the document or instrument was not really notarized, so that it is not a public document and cannot bolster any claim made based on this document. Considering the evidentiary value given to notarized documents, the failure of the notary public to record the document in his notarial registry is tantamount to falsely making it appear that the document was notarized when in fact it was not.
We take note of respondent’s admission in his Answer that he had affixed his signature in the purported Deed of Absolute Sale but he did not enter it in his notarial registry. This is clearly in violation of the Notarial Law for which he must be disciplined.
Respondent alleges that he merely signed the Deed of Absolute Sale inadvertently and that his signature was procured through mistake, fraud, undue influence or excusable negligence as he relied on the assurances of Manuel A. Bernardo, a kababayan from Pampanga, that the document would not be used for any illegal purpose.chanrob1es virtua1 1aw 1ibrary
We cannot honor, much less give credit to this allegation. That respondent notarized the document out of sympathy for his kababayan is not a legitimate excuse. It is appalling that respondent did away with the basics of notarial procedure in order to accommodate the alleged need of a friend and client. In doing so, he displayed a decided lack of respect for the solemnity of an oath in a notarial document. He also exhibited his clear ignorance of the importance of the office of a notary public. Not only did he violate the Notarial Law, he also did so without thinking of the possible damage that might result from its non-observance.
The principal function of a notary public is to authenticate documents. When a notary public certifies to the due execution and delivery of the document under his hand and seal he gives the document the force of evidence. Indeed, one of the purposes of requiring documents to be acknowledged before a notary public, in addition to the solemnity which should surround the execution and delivery of documents, is to authorize such documents to be given without further proof of their execution and delivery. 17 Where the notary public is a lawyer, a graver responsibility is placed upon him by reason of his solemn oath to obey the laws and to do no falsehood or consent to the doing of any. 18 Failing in this, he must accept the consequences of his unwarranted actions.chanrob1es virtua1 1aw 1ibrary
From his admissions we find that Atty. Mario G. Ramos failed to exercise the due diligence required of him in the performance of the duties of notary public. We do not agree however that his negligence should merit disbarment, which is the most severe form of disciplinary sanction. Disbarment should never be imposed unless it is evidently clear that the lawyer, by his serious misconduct, should no longer remain a member of the bar. Removal from the bar should not really be decreed when any punishment less severe — reprimand, temporary suspension or fine-would accomplish the end desired. 19 Under the circumstances, imposing sanctions decreed under the Notarial Law and suspension from the practice of law would suffice.
WHEREFORE, for lack of diligence in the observance of the Notarial Law, the commission of respondent Atty. Mario G. Ramos as Notary Public, if still existing, is REVOKED and thereafter Atty. Ramos should be DISQUALIFIED from reappointment to the office of Notary Public.
Respondent Atty. Mario G. Ramos is also SUSPENDED from the practice of law for a period of six (6) months effective immediately. He is DIRECTED to report to this Court his receipt of this Decision to enable it to determine when his suspension shall have taken effect.
The Clerk of Court of this Court is DIRECTED to immediately circularize this Decision for the proper guidance of all concerned.
Let copies of this Decision be furnished the Office of the Bar Confidant and the Integrated Bar of the Philippines.
SO ORDERED.chanrob1es virtua1 1aw 1ibrary
Mendoza and Corona, JJ., concur.
Quisumbing, J., on official leave.
In September 1990 Manuel A. Bernardo, brother of complainant Rosalinda Bernardo Vda. de Rosales, borrowed from Rosalinda the Original Transfer Certificate of Title No. 194464 covering Lot No. 1-B-4-H in her name. The lot measures 112 square meters and is located at the back of Manuel’s house on Fabie Street, Paco, Metro Manila. On 25 November 1990 Rosalinda sold this lot to one Alfredo P. Castro. When she asked her brother Manuel to return her title he refused.chanrob1es virtua1 1aw 1ibrary
On 22 October 1990 Rosalinda executed an Affidavit of Loss of her title and presented the affidavit to the Register of Deeds of Manila.
On 3 September 1991 the Register of Deeds informed Rosalinda that her title to the property was already transferred to Manuel by virtue of a Deed of Absolute Sale she purportedly executed in favor of Manuel on 5 September 1990. The document was notarized by respondent Atty. Mario G. Ramos on 1 October 1990 and entered in his Notarial Register as Doc. No. 388, Page No. 718, Book No. 10, Series of 1990. Rosalinda however denied having signed any deed of sale over her property in favor of Manuel.
On 3 September 1991 Rosalinda filed with the NBI a complaint for falsification of public document against her brother Manuel. The NBI invited respondent Atty. Ramos for questioning. The complaint alleged among others that on 12 September 1991 Atty. Mario G. Ramos executed an affidavit before the NBI admitting that when Manuel presented the purported Deed of Absolute Sale to him for notarization, he (Atty. Ramos) found some defects in the document and that complainant Rosalinda was not around. The NBI Questioned Documents Division also compared Rosalinda’s signature appearing in the Deed of Absolute Sale with samples of her genuine signature, and found that the signature in the purported Deed of Absolute Sale and her genuine signatures were not written by one and the same person.
On 5 October 1992 the NBI transmitted its findings to the Office of the City Prosecutor of Manila with the recommendation that Manuel and Atty. Ramos be prosecuted for Falsification of Public Document under Art. 172 in relation to Art. 171 of The Revised Penal Code, and that Atty. Ramos be additionally charged with violation of the Notarial Law.chanrob1es virtua1 1aw 1ibrary
The NBI also transmitted to the Integrated Bar of the Philippines (IBP) Commission on Bar Discipline (CBD) photocopies of the NBI investigation report and its annexes, and a verified complaint 1 for disbarment signed by Rosalinda. The CBD received the records on 5 October 1992. On the same date, the CBD through Commissioner Victor C. Fernandez directed respondent to submit an answer to the complaint within fifteen (15) days from notice.
Respondent admitted in his Answer 2 that he had affixed his signature on the purported Deed of Absolute Sale but failed to enter the document in his Notarial Registry Book. He also admitted executing before the NBI on 12 September 1991 an affidavit regarding the matter. Respondent prayed for the dismissal of the complaint since according to him he only inadvertently signed the purported Deed of Absolute Sale and/or that his signature was procured through mistake, fraud, undue influence or excusable negligence, claiming that he simply relied on the assurances of Manuel that the document would not be used for purposes other than a loan between brother and sister, and that he affixed his signature thereon with utmost good faith and without intending to obtain personal gain or to cause damage or injury to another.
The CBD set the case for hearing on 3 March 2000, 28 April 2000, 16 June 2000 and 5 October 2000. Complainant never appeared. The records show that the notices sent to her address at 1497 Fabie Street, Paco, Manila were returned unclaimed. 3
On 26 January 2002 the IBP Board of Governors approved the report and recommendation of the CBD through Commissioner Fernandez that the case against respondent be dismissed in view of complainant’s failure to prosecute and for lack of evidence on record to substantiate the complaint. 4 The Investigating Commissioner found that the notices sent to complainant were returned unclaimed with the annotation "moved out," and that she did not leave any forwarding, address, and neither did she come to the CBD to inquire about the status of her case. From these actuations, he concluded that complainant had lost interest in the further prosecution of this case, 5 and so recommended its dismissal.
We cannot wholly agree with the findings and recommendation of the Investigating Commissioner. It is clear from the pleadings before us that respondent violated the Notarial Law in failing to register in his notarial book the deed of absolute sale he notarized, which fact respondent readily admitted.
The Notarial Law is explicit on the obligations and duties of a notary public. It requires him to keep a notarial register where he shall record all his official acts as notary 6 .and specifies what information with regard to the notarized document should be entered therein. 7 Failure to perform this duty results in the revocation of his commission as notary public. 8chanrob1es virtua1 1aw 1ibrary
The importance attached to the act of notarization cannot be overemphasized. Notarization is not an empty, meaningless, routinary act. It is invested with substantive public interest, such that only those who are qualified or authorized may act as notaries public. 9 Notarization converts a private document into a public document thus making that document admissible in evidence without further proof of its authenticity. 10. A notarial document is by law entitled to full faith and credit upon its face. Courts, administrative agencies and the public at large must be able to rely upon the acknowledgment executed by a notary public and appended to a private instrument. 11
For this reason notaries public must observe with utmost care the basic requirements in the performance of their duties. 12 Otherwise, the confidence of the public in the integrity of this form of conveyance would be undermined. 13 Hence a notary public should not notarize a document unless the persons who signed the same are the very same persons who executed and personally appeared before him to attest to the contents and truth of what are stated therein. 14 The purpose of this requirement is to enable the notary public to verify the genuineness of the signature of the acknowledging party and to ascertain that the document is the party’s free act and deed. 15chanrob1es virtua1 1aw 1ibrary
The notary public is further enjoined to record in his notarial registry the necessary information regarding the document or instrument notarized and retain a copy of the document presented to him for acknowledgment and certification especially when it is a contract. 16 The notarial registry is a record of the notary public’s official acts. Acknowledged documents and instruments recorded in it are considered public document. If the document or instrument does not appear in the notarial records and there is no copy of it therein, doubt is engendered that the document or instrument was not really notarized, so that it is not a public document and cannot bolster any claim made based on this document. Considering the evidentiary value given to notarized documents, the failure of the notary public to record the document in his notarial registry is tantamount to falsely making it appear that the document was notarized when in fact it was not.
We take note of respondent’s admission in his Answer that he had affixed his signature in the purported Deed of Absolute Sale but he did not enter it in his notarial registry. This is clearly in violation of the Notarial Law for which he must be disciplined.
Respondent alleges that he merely signed the Deed of Absolute Sale inadvertently and that his signature was procured through mistake, fraud, undue influence or excusable negligence as he relied on the assurances of Manuel A. Bernardo, a kababayan from Pampanga, that the document would not be used for any illegal purpose.chanrob1es virtua1 1aw 1ibrary
We cannot honor, much less give credit to this allegation. That respondent notarized the document out of sympathy for his kababayan is not a legitimate excuse. It is appalling that respondent did away with the basics of notarial procedure in order to accommodate the alleged need of a friend and client. In doing so, he displayed a decided lack of respect for the solemnity of an oath in a notarial document. He also exhibited his clear ignorance of the importance of the office of a notary public. Not only did he violate the Notarial Law, he also did so without thinking of the possible damage that might result from its non-observance.
The principal function of a notary public is to authenticate documents. When a notary public certifies to the due execution and delivery of the document under his hand and seal he gives the document the force of evidence. Indeed, one of the purposes of requiring documents to be acknowledged before a notary public, in addition to the solemnity which should surround the execution and delivery of documents, is to authorize such documents to be given without further proof of their execution and delivery. 17 Where the notary public is a lawyer, a graver responsibility is placed upon him by reason of his solemn oath to obey the laws and to do no falsehood or consent to the doing of any. 18 Failing in this, he must accept the consequences of his unwarranted actions.chanrob1es virtua1 1aw 1ibrary
From his admissions we find that Atty. Mario G. Ramos failed to exercise the due diligence required of him in the performance of the duties of notary public. We do not agree however that his negligence should merit disbarment, which is the most severe form of disciplinary sanction. Disbarment should never be imposed unless it is evidently clear that the lawyer, by his serious misconduct, should no longer remain a member of the bar. Removal from the bar should not really be decreed when any punishment less severe — reprimand, temporary suspension or fine-would accomplish the end desired. 19 Under the circumstances, imposing sanctions decreed under the Notarial Law and suspension from the practice of law would suffice.
WHEREFORE, for lack of diligence in the observance of the Notarial Law, the commission of respondent Atty. Mario G. Ramos as Notary Public, if still existing, is REVOKED and thereafter Atty. Ramos should be DISQUALIFIED from reappointment to the office of Notary Public.
Respondent Atty. Mario G. Ramos is also SUSPENDED from the practice of law for a period of six (6) months effective immediately. He is DIRECTED to report to this Court his receipt of this Decision to enable it to determine when his suspension shall have taken effect.
The Clerk of Court of this Court is DIRECTED to immediately circularize this Decision for the proper guidance of all concerned.
Let copies of this Decision be furnished the Office of the Bar Confidant and the Integrated Bar of the Philippines.
SO ORDERED.chanrob1es virtua1 1aw 1ibrary
Mendoza and Corona, JJ., concur.
Quisumbing, J., on official leave.
Endnotes:
1. Records, pp. 2-5.
2. Id, pp. 37-45.
3. Id, pp. 48, 50, 53, and 58.
4. Id, p. 60.
5. Id, p. 62.
6. The Notarial Law, Sec. 245. Notarial Register. — Every notary public shall keep a register to be known as the notarial register, wherein record shall be made of all his official acts as notary. . ."cralaw virtua1aw library
7. Id; Sec. 246. Matters to be entered therein. — The notary public shall enter in such register, in chronological order, the nature of each instrument executed, sworn to, or acknowledged before him, the person executing, swearing to, or acknowledging the instrument, the witnesses, if any, to the signature, the date of execution, oath, or acknowledgment of the instrument, the fees collected by him for his services as notary in connection therewith, and when the instrument is a contract, he shall keep a correct copy thereof as part of his records, and shall likewise enter in said records a brief description of the substance thereof, and shall give to each entry a consecutive number, beginning with number one in each calendar year. The notary shall give to each instrument executed, sworn to, or acknowledged before him a number corresponding to the one. in his register, and shall also state on the instrument the page or pages of his register on which the same is recorded. No blank line shall be left between entries . . .
8. Id; Sec. 249. Grounds for revocation of commission. — The following derelictions of duty on the part of a notary public shall, in the discretion of the proper judge of first instance, be sufficient ground for the revocation of his commission . . . (b) The failure of the notary to make the proper entry or entries in his register touching his notarial acts in the manner required by law . . . .
9. Maligsa v. Atty. Cabanting, 338 Phil. 912 (1997).
10. Sec. 30, Rule 132, Rules of Court.
11. Joson v. Baltazar, Adm. Case No. 575, 14 February 1991, 194 SCRA 114, 119.
12. Nunga v. Viray, Adm. Case No. 4758; 30 April 1999, 306 SCRA 487, 491.
13. Arrieta v. Llosa, Adm. Case No. 4369; 28 November 1997, 282 SCRA 248, citing Ramirez v. Ner, 21 SCRA 207 (1967).
14. Villarin v. Sabate Jr., Adm. Case No. 3324, 9 February 2000, 325 SCRA 123, 128.
15. Flores v. Chua, 306 Phil. 465 (1999).
16. See Note 7.
17. Antillon v. Barcelon, 37 Phil. 148 (1917).
18. See Note 15.
19. In re Almacen, No. L-27654, 18 February 1970, 31 SCRA 562, 602.
